Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dreyfus Brokerage Services, Inc. CRD: 7289 | - | 29 | 0 | F | INACTIVE |
| Dreyfus Investment Services Company, LLC CRD: 17477 | - | 6 | 0 | C | INACTIVE |
| Dreyfuss Capital Management LLC CRD: 309769 | - | 0 | 1 | - | Unknown |
| DRG Financial Services, Inc. CRD: 115346 | - | 0 | 0 | - | Unknown |
| DRG Financial, LLC CRD: 338543 | - | 0 | 1 | - | Unknown |
| DRG Investment Advisory Services, LLC CRD: 142293 | - | 0 | 0 | - | Unknown |
| DRG Real Estate Securities,Inc. CRD: 10630 | - | 0 | 0 | A | INACTIVE |
| DRH Investments, Inc. CRD: 164945 | - | 0 | 2 | - | Unknown |
| DRH Ventures, LLC CRD: 320632 | - | 0 | 1 | - | Unknown |
| DRI Capital (US), Inc. CRD: 311678 | - | 0 | 0 | - | Unknown |
| DRI Capital Inc. CRD: 162943 | - | 0 | 0 | - | Unknown |
| Dria Capital Management LLC CRD: 330588 | - | 0 | 1 | - | Unknown |
| Driehaus Capital Management LLC CRD: 105757 | - | 0 | 1 | - | Unknown |
| Driehaus Private Equity, LLC CRD: 163354 | - | 0 | 1 | - | Unknown |
| Driehaus Securities LLC CRD: 8197 | - | 1 | 0 | B | INACTIVE |
| Driftmark Capital CRD: 338531 | - | 0 | 0 | - | Unknown |
| Driftwood CRD: 288793 | - | 0 | 0 | - | Unknown |
| Driftwood Advisors, LLC CRD: 307316 | - | 0 | 1 | - | Unknown |
| Driftwood Capital, LLC CRD: 299088 | - | 0 | 0 | - | Unknown |
| Driscoll Financial CRD: 285778 | - | 0 | 2 | - | Unknown |
| Driscoll, Peter J. CRD: 31614 | - | 0 | 0 | A | INACTIVE |
| Drive by Draftkings CRD: 315034 | - | 0 | 1 | - | Unknown |
| Drive Capital LLC CRD: 169002 | - | 0 | 1 | - | Unknown |
| Drive Capital Management LLC CRD: 340924 | - | 0 | 1 | - | Unknown |
| Drive Shack Inc. CRD: 156119 | - | 0 | 0 | - | Unknown |
| Drive Wealth Advisers CRD: 174728 | - | 0 | 5 | - | Unknown |
| Driveadvisory, LLC CRD: 315146 | - | 0 | 0 | - | Unknown |
| Driven Capital Advisors, LLC CRD: 325280 | - | 0 | 1 | - | Unknown |
| Driven Investments LLC CRD: 310095 | - | 0 | 1 | - | Unknown |
| Driven Wealth CRD: 342910 | - | 0 | 2 | - | Unknown |
| Driven Wealth Management CRD: 297395 | - | 0 | 0 | - | Unknown |
| Driven, LLC CRD: 329163 | - | 0 | 0 | - | Unknown |
| Drivenwealth, LLC CRD: 332354 | - | 0 | 1 | - | Unknown |
| Driver Capital, LLC CRD: 321869 | - | 0 | 0 | - | Unknown |
| Driver Management Company LLC CRD: 324658 | - | 0 | 0 | - | Unknown |
| Drivers of Investor Satisfaction Inc. CRD: 155692 | - | 0 | 0 | - | Unknown |
| Drivetrain Capital Management LLC CRD: 286569 | - | 0 | 0 | - | Unknown |
| Drivewealth Institutional LLC CRD: 33038 | - | 3 | 0 | C | INACTIVE |
| Drivewealth, LLC CRD: 165429 | NY | 1 | 3 | B | Active |
| Drizos Investments, Inc. CRD: 15087 | - | 0 | 0 | A | INACTIVE |
| DRJ Capital Advisors, LLC CRD: 158814 | - | 0 | 0 | A | INACTIVE |
| DRM Investment Solutions CRD: 288422 | - | 0 | 0 | - | Unknown |
| DRM Wealth Management CRD: 288489 | - | 0 | 1 | - | Unknown |
| DRO-WST Trading, LLC CRD: 121439 | - | 11 | 0 | D | INACTIVE |
| Dromeus Capital Management (UK) Limited CRD: 221513 | - | 0 | 0 | - | Unknown |
| Dromoland Financial Services LLC CRD: 134148 | - | 0 | 0 | - | Unknown |
| Droms Strauss Wealth Management CRD: 108620 | - | 0 | 2 | - | Unknown |
| Drona Partners Capital Management LLC CRD: 336313 | - | 0 | 0 | - | Unknown |
| Drost Financial CRD: 312103 | - | 0 | 1 | - | Unknown |
| Droulia & Co. CRD: 1682 | - | 0 | 0 | A | INACTIVE |