Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SEA Suite Financial LLC CRD: 336305 | - | 0 | 1 | A | Unknown |
| Seabec Inc CRD: 171100 | - | 0 | 0 | A | Unknown |
| Seaboard Securities, Inc. CRD: 755 | - | 34 | 0 | F | INACTIVE |
| Seabury Securities LLC CRD: 41916 | NY | 0 | 2 | A | Active |
| Seacap Securities LLC CRD: 133994 | NY | 0 | 4 | A | Active |
| Seacoast Securities, Inc. CRD: 16932 | - | 0 | 0 | A | INACTIVE |
| Seae Ventures, LLC CRD: 312690 | - | 0 | 1 | A | Unknown |
| Seaf CRD: 161539 | - | 0 | 1 | A | Unknown |
| Seafirst Securities, Inc. CRD: 17943 | - | 0 | 0 | A | INACTIVE |
| Seal Cove Capital LLC CRD: 332033 | - | 0 | 1 | A | Unknown |
| Seal, Stephen James CRD: 35101 | - | 0 | 0 | A | INACTIVE |
| Sealex Advisory, LLC CRD: 321861 | - | 0 | 1 | A | Unknown |
| Seam Financial CRD: 337902 | - | 0 | 1 | A | Unknown |
| Seamfi CRD: 299333 | - | 0 | 0 | A | Unknown |
| Seamless Alts Advisory CRD: 336066 | - | 0 | 1 | A | Unknown |
| Seapine Securities, LLC CRD: 143463 | - | 0 | 0 | A | INACTIVE |
| Seaport Securities Corp. CRD: 8330 | NY | 1 | 2 | B | Active |
| Seaport Wealth LLC CRD: 316921 | - | 0 | 1 | A | Unknown |
| Search Fund Partners CRD: 330660 | - | 0 | 1 | A | Unknown |
| Searle & Co. CRD: 13035 | CT | 4 | 8 | B | Active |
| Seas Management, LLC CRD: 334983 | - | 0 | 1 | A | Unknown |
| Seaside Securities Inc. CRD: 26138 | - | 0 | 0 | A | INACTIVE |
| Season Investments, LLC CRD: 158070 | - | 0 | 1 | A | Unknown |
| Seasonal Strategy CRD: 134456 | - | 0 | 2 | A | Unknown |
| Seasons Wealth Services LLC CRD: 337454 | - | 0 | 1 | A | Unknown |
| Seaver Capital CRD: 285381 | - | 0 | 1 | A | Unknown |
| Seaview Securities LLC CRD: 126180 | - | 0 | 0 | A | INACTIVE |
| SEB Financial Services, LLC CRD: 140881 | - | 0 | 4 | A | Unknown |
| SEB Securities, Inc. CRD: 23710 | NY | 0 | 2 | A | Active |
| Secfi Advisory Limited CRD: 306961 | - | 0 | 6 | A | Unknown |
| Secfi Securities, LLC CRD: 302112 | NY | 0 | 2 | A | Active |
| Secfin Securities, Inc. CRD: 2718 | - | 0 | 0 | A | INACTIVE |
| Seco Securities, Inc. CRD: 5363 | - | 0 | 0 | A | INACTIVE |
| Second Sight Ventures LLC CRD: 326585 | - | 0 | 1 | A | Unknown |
| Second Street Securities, Inc. CRD: 42404 | CA | 1 | 3 | B | Active |
| Sector Fund Services as CRD: 174702 | - | 0 | 0 | A | Unknown |
| Sector Gamma as CRD: 162703 | - | 0 | 0 | A | Unknown |
| Sector Logic, LP CRD: 143470 | - | 0 | 2 | A | Unknown |
| Sector Omega as CRD: 138079 | - | 0 | 0 | A | Unknown |
| Secu Brokerage Services CRD: 19899 | NC | 7 | 280 | B | Active |
| Secura Financial CRD: 137324 | - | 0 | 5 | A | Unknown |
| Securawealth CRD: 154000 | - | 0 | 1 | A | Unknown |
| Secure Advisory Group, LLC CRD: 301477 | - | 0 | 0 | A | Unknown |
| Secure Financial Futures, LLC CRD: 120239 | - | 0 | 0 | A | Unknown |
| Secure Money Strategies, Inc. CRD: 133735 | - | 0 | 0 | A | Unknown |
| Secure Wealth, Inc. CRD: 290572 | - | 0 | 4 | A | Unknown |
| Secured Equities Corp. CRD: 8261 | - | 0 | 0 | A | INACTIVE |
| Securex, Inc. CRD: 17890 | - | 0 | 0 | A | INACTIVE |
| Securicorp, Inc. CRD: 16075 | - | 0 | 0 | A | INACTIVE |
| Securities America Advisors, Inc. CRD: 110518 | - | 0 | 0 | A | Unknown |