Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Securities Investors International, Inc. CRD: 14435 | - | 0 | 0 | A | INACTIVE |
| Securities Options Corp. CRD: 6465 | - | 0 | 0 | A | INACTIVE |
| Securities USA, Inc. CRD: 14799 | - | 0 | 0 | A | INACTIVE |
| Securities West, Inc. CRD: 4898 | - | 0 | 0 | A | INACTIVE |
| Securities, Inc. CRD: 6511 | - | 0 | 0 | A | INACTIVE |
| Securities, Syndications, and Shelters Ltd. CRD: 16789 | - | 0 | 0 | A | INACTIVE |
| Securitrade Corporation CRD: 35520 | - | 0 | 0 | A | INACTIVE |
| Security First Financial CRD: 122408 | - | 0 | 2 | A | Unknown |
| Security Pacific Securities of Oregon, Inc. CRD: 13120 | - | 0 | 0 | A | INACTIVE |
| Security Traders, L.L.C. CRD: 111525 | - | 1 | 0 | B | INACTIVE |
| Securrency Securities Inc. CRD: 309087 | - | 0 | 0 | A | INACTIVE |
| Secwest Securities, Inc. CRD: 25966 | - | 3 | 0 | B | INACTIVE |
| Sedgwick Investments, Inc. CRD: 35045 | - | 1 | 0 | B | INACTIVE |
| Seed Fund Advisory CRD: 162624 | - | 0 | 0 | A | Unknown |
| Seeds CRD: 308909 | - | 0 | 1 | A | Unknown |
| Seek & Find Financial CRD: 335231 | - | 0 | 1 | A | Unknown |
| Seek First Inc. CRD: 312546 | - | 0 | 4 | A | Unknown |
| Seek the Plan CRD: 304799 | - | 0 | 2 | A | Unknown |
| Seemala Partners, L.P. CRD: 17946 | - | 0 | 0 | A | INACTIVE |
| SEF Financial CRD: 173923 | - | 0 | 1 | A | Unknown |
| Seff Investments CRD: 122749 | - | 0 | 0 | A | Unknown |
| SEG Capital L.L.C. CRD: 130673 | - | 2 | 0 | B | INACTIVE |
| Seger Financial, Inc. CRD: 31000 | - | 2 | 0 | B | INACTIVE |
| Segjam, LLC CRD: 321262 | - | 0 | 1 | A | Unknown |
| Segue Investments, LLC CRD: 146414 | - | 0 | 0 | A | Unknown |
| Segue Special Situations Group LLC CRD: 283083 | - | 0 | 0 | A | Unknown |
| Seguin Partners CRD: 162839 | - | 0 | 0 | A | Unknown |
| SEI Securities, Inc. CRD: 10540 | - | 0 | 0 | A | INACTIVE |
| Seia CRD: 108163 | - | 0 | 84 | A | Unknown |
| Seibt Financial Services, Inc CRD: 23472 | - | 4 | 0 | C | INACTIVE |
| Seidel & Co., LLC CRD: 42821 | - | 3 | 0 | C | INACTIVE |
| Seidner Securities CRD: 10439 | - | 0 | 0 | A | INACTIVE |
| Seigel, Sean D. CRD: 112173 | - | 0 | 0 | A | INACTIVE |
| Selalu Partners, LLC CRD: 114664 | - | 0 | 0 | A | INACTIVE |
| Select Advisors, L.L.C. CRD: 166322 | - | 0 | 1 | A | Unknown |
| Select Advisory Group Inc CRD: 150129 | - | 0 | 1 | A | Unknown |
| Select Capital Strategies CRD: 169483 | - | 0 | 0 | A | Unknown |
| Select Equity Group, L.P. CRD: 168496 | - | 0 | 1 | A | Unknown |
| Select Investment Services CRD: 331739 | - | 0 | 1 | A | Unknown |
| Select Money Management, Inc. CRD: 153256 | - | 0 | 7 | A | Unknown |
| Select Syndication Company CRD: 15018 | - | 0 | 0 | A | INACTIVE |
| Seletto Value LLC CRD: 171326 | - | 0 | 1 | A | Unknown |
| Self Trading Securities, Inc. CRD: 38439 | - | 3 | 0 | C | INACTIVE |
| Selhorst Services Inc. CRD: 299822 | - | 0 | 2 | A | Unknown |
| Seligman Securities, Inc. CRD: 3361 | - | 0 | 0 | A | INACTIVE |
| Selkirk Investments, Inc. CRD: 13854 | WA | 8 | 2 | C | Active |
| Selva Ventures CRD: 310310 | - | 0 | 1 | A | Unknown |
| SEM Wealth Management CRD: 112142 | - | 0 | 10 | A | Unknown |
| Semaphore Investments CRD: 124965 | - | 0 | 1 | A | Unknown |
| Semaza Securities, LLC CRD: 139548 | - | 0 | 0 | A | INACTIVE |