Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Drover Management, LLC CRD: 339193 | - | 0 | 1 | - | Unknown |
| DRS Asset Management, LLC CRD: 165297 | - | 0 | 0 | - | Unknown |
| DRS Capital Corporation CRD: 10519 | - | 0 | 0 | A | INACTIVE |
| DRS Financial Partners LLC CRD: 311660 | - | 0 | 1 | - | Unknown |
| DRS Wealth Management CRD: 306281 | - | 0 | 2 | - | Unknown |
| DRT Financial Advisors CRD: 141950 | - | 0 | 1 | - | Unknown |
| DRT Financial, LLC CRD: 164256 | - | 0 | 0 | - | Unknown |
| DRU Options CRD: 33207 | - | 0 | 0 | A | INACTIVE |
| DRU Stock, Inc. CRD: 33104 | - | 0 | 0 | A | INACTIVE |
| Drucker Wealth CRD: 328909 | - | 0 | 5 | - | Unknown |
| Drucker, David J. DBA Sunset Financial Management CRD: 107815 | - | 0 | 2 | - | Unknown |
| Drum Capital Corp CRD: 175496 | - | 0 | 0 | A | INACTIVE |
| Drum Capital Management LLC CRD: 137964 | - | 0 | 1 | - | Unknown |
| Drum Hill Capital, LLC CRD: 123359 | - | 0 | 1 | - | Unknown |
| Drumlin Financial Advisory CRD: 155553 | - | 0 | 0 | - | Unknown |
| Drummond Knight Asset Management PTY Ltd CRD: 332009 | - | 0 | 0 | - | Unknown |
| Drumond Wealth Management CRD: 329502 | - | 0 | 1 | - | Unknown |
| DRW Asset Management US LLC CRD: 342860 | - | 0 | 1 | - | Unknown |
| DRW Execution Services, LLC CRD: 164486 | - | 0 | 0 | A | INACTIVE |
| DRW Execution Services, LLC CRD: 290408 | IL | 2 | 3 | B | Active |
| DRW Financial CRD: 166271 | - | 0 | 1 | - | Unknown |
| DRW Securities, L.L.C. CRD: 45908 | IL | 9 | 3 | C | Active |
| DRY Line Partners LLC CRD: 318277 | - | 0 | 1 | - | Unknown |
| Dryden Birch Capital, LLC CRD: 285578 | - | 0 | 0 | - | Unknown |
| Dryden Capital, LLC CRD: 172648 | - | 0 | 1 | - | Unknown |
| Drysdale Holdings, LLC CRD: 119012 | - | 3 | 0 | C | INACTIVE |
| Drystone LLC CRD: 146951 | - | 0 | 1 | - | Unknown |
| DRZ Derivatives LLC CRD: 43974 | - | 0 | 0 | A | INACTIVE |
| DS Consulting, Inc. CRD: 159228 | - | 0 | 0 | - | Unknown |
| DS Financial Strategies, LLC CRD: 340885 | - | 0 | 1 | - | Unknown |
| DS Investment Advisors CRD: 319351 | - | 0 | 1 | - | Unknown |
| DS Investments & Financial Services CRD: 190514 | - | 0 | 0 | A | INACTIVE |
| DS Wealth Advisors, Inc. CRD: 172878 | - | 0 | 1 | - | Unknown |
| DS2 Capital LLC CRD: 340706 | - | 0 | 1 | - | Unknown |
| DSA Asset Management, LLC CRD: 284185 | - | 0 | 1 | - | Unknown |
| DSA Financial Group, Inc. CRD: 221529 | - | 0 | 0 | - | Unknown |
| DSA Investment Consulting CRD: 318625 | - | 0 | 0 | - | Unknown |
| Dsam Partners (London) Ltd CRD: 163895 | - | 0 | 0 | - | Unknown |
| Dsam Partners (US) LLC CRD: 284503 | - | 0 | 0 | - | Unknown |
| DSC Advisors, L.P. CRD: 158312 | - | 0 | 0 | - | Unknown |
| DSC Financial Advisors, Ltd. CRD: 121548 | - | 0 | 2 | - | Unknown |
| DSC Meridian Capital LP CRD: 296590 | - | 0 | 1 | - | Unknown |
| DSCQG PR LLC CRD: 296358 | - | 0 | 1 | - | Unknown |
| DSF Advisors, LLC CRD: 283411 | - | 0 | 1 | - | Unknown |
| DSG Capital Advisors, LLC CRD: 332056 | - | 0 | 1 | - | Unknown |
| DSGCP Venture Management Ltd CRD: 284058 | - | 0 | 0 | - | Unknown |
| DSH Accelerator Management, LLC CRD: 319617 | - | 0 | 1 | - | Unknown |
| Dsil Investment Services LLC CRD: 30149 | NY | 0 | 2 | A | Active |
| DSJ Wealth Management LLC CRD: 321216 | - | 0 | 1 | - | Unknown |
| DSM Capital Partners CRD: 113609 | - | 0 | 2 | - | Unknown |