Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sierra Securities, Inc. CRD: 17599 | - | 0 | 0 | A | INACTIVE |
| Sierra Securities,Inc. CRD: 14537 | - | 0 | 0 | A | INACTIVE |
| Sierra Shore Financial CRD: 126811 | - | 0 | 1 | A | Unknown |
| Sierra Summit Advisors LLC CRD: 328151 | - | 0 | 4 | A | Unknown |
| Sierra West Securities, L.P. CRD: 47361 | - | 0 | 0 | A | INACTIVE |
| Sietch Capital Advisory CRD: 313046 | - | 0 | 0 | A | Unknown |
| Sife CRD: 3355 | - | 3 | 0 | B | INACTIVE |
| SIG Capital, LLC CRD: 340668 | - | 0 | 1 | A | Unknown |
| SIG Index Specialists, LLC CRD: 120014 | - | 0 | 0 | A | INACTIVE |
| SIG Specialists, Inc. CRD: 21831 | - | 7 | 0 | D | INACTIVE |
| Sightline Wealth CRD: 336167 | - | 0 | 1 | A | Unknown |
| Sigma Investments CRD: 44961 | - | 0 | 0 | A | INACTIVE |
| Sigma Management 6, LLC CRD: 160560 | - | 0 | 1 | A | Unknown |
| Sigmoid Management CRD: 327127 | - | 0 | 1 | A | Unknown |
| Sigmundr Securities Corp. CRD: 15089 | - | 0 | 0 | A | INACTIVE |
| Signal Partners, LLC CRD: 269916 | - | 0 | 0 | A | Unknown |
| Signal Securities, Inc. CRD: 15916 | TX | 5 | 31 | B | Active |
| Signalfire CRD: 194512 | - | 0 | 1 | A | Unknown |
| Signaline Investments CRD: 282622 | - | 0 | 0 | A | Unknown |
| Signalup Wealth, LLC CRD: 332588 | - | 0 | 1 | A | Unknown |
| Signator Investors, Inc. CRD: 468 | - | 25 | 0 | F | INACTIVE |
| Signature Select Wealth CRD: 306143 | - | 0 | 0 | A | Unknown |
| Signet Healthcare Partners, L.P. CRD: 163059 | - | 0 | 0 | A | Unknown |
| Signet Securities, LLC CRD: 154198 | - | 1 | 0 | B | INACTIVE |
| Signify Wealth LLC CRD: 160094 | - | 0 | 1 | A | Unknown |
| Signum Investments LP CRD: 281464 | - | 0 | 0 | A | Unknown |
| Siguler Guff Global Markets, LLC CRD: 159534 | NY | 0 | 2 | A | Active |
| SII Investments, Inc. CRD: 2225 | - | 22 | 0 | F | INACTIVE |
| Siimpl CRD: 311048 | - | 0 | 1 | A | Unknown |
| Sikich Financial CRD: 142640 | - | 0 | 15 | A | Unknown |
| Sila Financial, LLC CRD: 298406 | - | 0 | 2 | A | Unknown |
| Silberman, Stephen L CRD: 130741 | - | 0 | 0 | A | INACTIVE |
| Silicon Parkway Advisory, LLC CRD: 311237 | - | 0 | 0 | A | Unknown |
| Sills, Zoppa & Associates, Inc. CRD: 13304 | - | 0 | 0 | A | INACTIVE |
| Silo Financial LLC CRD: 324307 | - | 0 | 1 | A | Unknown |
| Silpa Services LLC CRD: 340811 | - | 0 | 0 | A | Unknown |
| Silq Capital Co., Ltd. CRD: 336283 | - | 0 | 0 | A | Unknown |
| Silvada Capital CRD: 311783 | - | 0 | 1 | A | Unknown |
| Silver Accounting Service Inc. DBA Silver Financia… CRD: 330484 | - | 0 | 2 | A | Unknown |
| Silver Asset Advisors, LLC CRD: 285261 | - | 0 | 0 | A | Unknown |
| Silver Canyon Group CRD: 311511 | - | 0 | 0 | A | Unknown |
| Silver Creek Ventures Corp CRD: 163646 | - | 0 | 0 | A | Unknown |
| Silver OAK Advisory Group CRD: 108298 | - | 0 | 2 | A | Unknown |
| Silver OAK Securities, Incorporated CRD: 46947 | TN | 6 | 137 | B | Active |
| Silver Point Capital, L.P. CRD: 157738 | - | 0 | 1 | A | Unknown |
| Silver Ring Value Partners Limited Partnership CRD: 287754 | - | 0 | 1 | A | Unknown |
| Silver Screen Global LLC CRD: 340481 | - | 0 | 1 | A | Unknown |
| Silver Spring Capital CRD: 132836 | - | 0 | 0 | A | Unknown |
| Silver Spring Securities, LLC CRD: 46970 | - | 0 | 0 | A | INACTIVE |
| Silver State Securities, Inc. CRD: 30532 | - | 0 | 0 | A | INACTIVE |