Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Silver Steep Partners, LLC CRD: 143053 | - | 0 | 0 | A | INACTIVE |
| Silver Surfer Capital Management, LLC CRD: 284820 | - | 0 | 0 | A | Unknown |
| Silver WEB Corp. CRD: 34627 | - | 0 | 0 | A | INACTIVE |
| Silver Young Stock ARB LLC CRD: 127393 | - | 1 | 0 | B | INACTIVE |
| Silverbox Securities LLC CRD: 327513 | ID | 0 | 4 | A | Active |
| Silverman, Gary R CRD: 114979 | - | 0 | 0 | A | INACTIVE |
| Silverstone Financial LLC CRD: 316845 | - | 0 | 2 | A | Unknown |
| Silverwood Partners CRD: 115589 | MA | 0 | 2 | A | Active |
| Silvis Financial CRD: 298535 | - | 0 | 1 | A | Unknown |
| SIM Advisors (USA) LLC CRD: 304467 | - | 0 | 0 | A | Unknown |
| SIM Orphan, LLC CRD: 301473 | - | 0 | 1 | A | Unknown |
| Simaris Financial CRD: 300386 | - | 0 | 1 | A | Unknown |
| Simco CRD: 36979 | - | 1 | 0 | B | INACTIVE |
| Simco CRD: 299565 | - | 0 | 0 | A | Unknown |
| Simco Financial CRD: 336660 | - | 0 | 1 | A | Unknown |
| Simha Partners LLC CRD: 338640 | - | 0 | 1 | A | Unknown |
| Simian LLC CRD: 336497 | - | 0 | 1 | A | Unknown |
| Simmons Capital Group CRD: 281122 | - | 0 | 5 | A | Unknown |
| Simms Securities, Inc. CRD: 15112 | - | 0 | 0 | A | INACTIVE |
| Simon Quick Advisors, LLC CRD: 132330 | - | 0 | 30 | A | Unknown |
| Simon Securities, Inc. CRD: 16746 | - | 8 | 0 | D | INACTIVE |
| Simple Wealth LLC CRD: 152865 | - | 0 | 1 | A | Unknown |
| Simplicity Solutions, LLC CRD: 175009 | - | 0 | 0 | A | Unknown |
| Simplicity Wealth CRD: 300572 | - | 0 | 133 | A | Unknown |
| Simplifi, Inc. CRD: 154900 | - | 0 | 1 | A | Unknown |
| Simplify Eqls LLC CRD: 327988 | - | 0 | 0 | A | Unknown |
| Simplify Investments CRD: 285556 | - | 0 | 2 | A | Unknown |
| Simply Investments Inc. CRD: 287558 | - | 0 | 0 | A | Unknown |
| Simply Steward CRD: 287771 | - | 0 | 1 | A | Unknown |
| Sinai Capital CRD: 299447 | - | 0 | 0 | A | Unknown |
| Sincerus Advisory CRD: 300559 | - | 0 | 3 | A | Unknown |
| Sincerus Investments, Inc. CRD: 40965 | - | 0 | 0 | A | INACTIVE |
| Sinclair Group, LLC CRD: 290206 | - | 0 | 0 | A | Unknown |
| Sinclair Group, LLC CRD: 159948 | - | 0 | 0 | A | Unknown |
| Sinclair Securities Company CRD: 7499 | - | 0 | 0 | A | INACTIVE |
| Sine Capital CRD: 168605 | - | 0 | 0 | A | Unknown |
| Sine QUA NON Capital LLC CRD: 330483 | FL | 0 | 2 | A | Active |
| Singer Xenos Schechter Sosler Wealth Management CRD: 106445 | - | 0 | 0 | A | Unknown |
| Singer Xenos Securities, Corp. CRD: 115856 | - | 0 | 0 | A | INACTIVE |
| Singer, Howard S. CRD: 173532 | - | 0 | 0 | A | Unknown |
| Singh Advisory, LLC CRD: 319516 | - | 0 | 0 | A | Unknown |
| Singh PWM LLC CRD: 326033 | - | 0 | 2 | A | Unknown |
| Singh, Shashi S. CRD: 137006 | - | 0 | 0 | A | Unknown |
| Single Point Partners CRD: 163793 | - | 0 | 1 | A | Unknown |
| Singularity Financial Services LLC CRD: 306151 | - | 0 | 0 | A | Unknown |
| Sinopac Securities (USA) Ltd. CRD: 104437 | - | 0 | 0 | A | INACTIVE |
| Sinopoli & Sinopoli Financial Services, LLC CRD: 118559 | - | 0 | 2 | A | Unknown |
| Sintra Capital Corp CRD: 113059 | - | 0 | 1 | A | Unknown |
| Sinzer, John Paul CRD: 113850 | - | 0 | 0 | A | INACTIVE |
| SIO Capital Management, LLC CRD: 165989 | - | 0 | 1 | A | Unknown |