Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dynamic Builders Investment Corporation CRD: 15566 | - | 0 | 0 | A | INACTIVE |
| Dynamic Capital Investments, LLC CRD: 290955 | - | 0 | 0 | A | INACTIVE |
| Dynamic Capital Management (UK) Limited CRD: 283505 | - | 0 | 0 | - | Unknown |
| Dynamic Capital Management Limited CRD: 156650 | - | 0 | 0 | - | Unknown |
| Dynamic Capital Management, Inc. CRD: 116693 | - | 0 | 1 | - | Unknown |
| Dynamic Credit Partners LLC CRD: 132367 | - | 0 | 0 | - | Unknown |
| Dynamic Employee Solutions, LLC. CRD: 169783 | - | 0 | 0 | - | Unknown |
| Dynamic Financial Group CRD: 288763 | - | 0 | 3 | - | Unknown |
| Dynamic Financial Planning CRD: 322253 | - | 0 | 1 | - | Unknown |
| Dynamic Financial Solutions, LLC CRD: 144965 | - | 0 | 1 | - | Unknown |
| Dynamic Global Investment Advisors CRD: 112834 | - | 0 | 0 | - | Unknown |
| Dynamic Group Securities Corp. CRD: 26072 | - | 0 | 0 | A | INACTIVE |
| Dynamic Hedge, LLC CRD: 123468 | - | 0 | 0 | A | INACTIVE |
| Dynamic Investment Strategies, Inc. CRD: 127301 | - | 0 | 1 | - | Unknown |
| Dynamic Investment Technology LLC CRD: 289871 | - | 0 | 0 | - | Unknown |
| Dynamic Legacy Planning CRD: 323407 | - | 0 | 1 | - | Unknown |
| Dynamic Lifestyle Planning Group CRD: 342405 | - | 0 | 1 | - | Unknown |
| Dynamic Market Advantage, LLC CRD: 323540 | - | 0 | 1 | - | Unknown |
| Dynamic Portfolio Solutions, LLC CRD: 148048 | - | 0 | 0 | - | Unknown |
| Dynamic Shares CRD: 297898 | - | 0 | 0 | - | Unknown |
| Dynamic Technology LAB PTE Ltd CRD: 163771 | - | 0 | 0 | - | Unknown |
| Dynamic Trading Management, LLC. CRD: 142638 | - | 0 | 1 | - | Unknown |
| Dynamic Wealth Advisors CRD: 169792 | - | 0 | 3 | - | Unknown |
| Dynamic Wealth Group CRD: 326607 | - | 0 | 1 | - | Unknown |
| Dynamic Wealth LLC CRD: 333203 | - | 0 | 2 | - | Unknown |
| Dynamic Wealth Partners, LLC CRD: 282075 | - | 0 | 0 | - | Unknown |
| Dynamic Wealth Solutions LLC CRD: 170573 | - | 0 | 1 | - | Unknown |
| Dynamic Wealth Strategies, LLC CRD: 167594 | - | 0 | 5 | - | Unknown |
| Dynamic Yields Advisory Group CRD: 175397 | - | 0 | 0 | - | Unknown |
| Dynamic Yields Capital Market CRD: 279035 | - | 0 | 0 | A | INACTIVE |
| Dynamique Capital Advisors CRD: 310588 | - | 0 | 3 | - | Unknown |
| Dynamis Capital Management LLC CRD: 163832 | - | 0 | 0 | - | Unknown |
| Dynamism Capital LP CRD: 322447 | - | 0 | 1 | - | Unknown |
| Dynamo Internacional CRD: 162122 | - | 0 | 0 | - | Unknown |
| Dynamo Management Company, LLC CRD: 306610 | - | 0 | 1 | - | Unknown |
| Dynamo Venture Capital CRD: 162680 | - | 0 | 0 | - | Unknown |
| Dynasty Capital Corporation CRD: 42819 | - | 1 | 0 | B | INACTIVE |
| Dynasty Capital Management, Inc CRD: 152350 | - | 0 | 0 | - | Unknown |
| Dynasty Capital Partners, Inc. CRD: 122806 | - | 1 | 0 | B | INACTIVE |
| Dynasty Equity Partners Management, LLC CRD: 327607 | - | 0 | 1 | - | Unknown |
| Dynasty Family Office CRD: 288431 | - | 0 | 1 | - | Unknown |
| Dynasty Insurance Services, LLC CRD: 326274 | - | 0 | 0 | - | Unknown |
| Dynasty Securities, LLC CRD: 159076 | FL | 0 | 3 | A | Active |
| Dynasty Wealth Management, LLC CRD: 153377 | - | 0 | 2 | - | Unknown |
| Dyne Ventures Management II CRD: 340686 | - | 0 | 1 | - | Unknown |
| Dyne Ventures Management LLC CRD: 334897 | - | 0 | 1 | - | Unknown |
| Dynic Wealth Management LLC CRD: 321782 | - | 0 | 3 | - | Unknown |
| Dyno Advisors LLC CRD: 317864 | - | 0 | 0 | - | Unknown |
| Dynolabs Asset Management Ltd CRD: 311025 | - | 0 | 0 | - | Unknown |
| Dyrek, John Edward CRD: 154641 | - | 0 | 0 | - | Unknown |