Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SIP Capital CRD: 335856 | - | 0 | 1 | A | Unknown |
| SIP Financial Services CRD: 144985 | - | 0 | 1 | A | Unknown |
| SIP Nordic America LLC CRD: 153094 | - | 0 | 0 | A | INACTIVE |
| Sipco CRD: 134780 | - | 0 | 0 | A | Unknown |
| Sirius Partners, L.P. CRD: 160899 | - | 0 | 0 | A | Unknown |
| Sirocco Partners, LLC CRD: 332835 | - | 0 | 1 | A | Unknown |
| Sisk Investment Services, Inc. CRD: 19406 | - | 4 | 0 | C | INACTIVE |
| Sisu Management LLC CRD: 335577 | - | 0 | 1 | A | Unknown |
| Sisung Securities, Inc. CRD: 16437 | - | 0 | 0 | A | INACTIVE |
| SIT Investment Fixed Income Advisors, Inc. CRD: 106065 | - | 0 | 0 | A | Unknown |
| Sittner & Nelson, LLC CRD: 309757 | - | 0 | 1 | A | Unknown |
| Siver Financial Services CRD: 155097 | - | 0 | 0 | A | Unknown |
| Sixteen Securities, Inc. CRD: 104025 | - | 0 | 0 | A | INACTIVE |
| Sixth Sense Securities, LP CRD: 125208 | - | 0 | 0 | A | INACTIVE |
| Sixth Street Advisers, LLC CRD: 159014 | - | 0 | 1 | A | Unknown |
| Sixth Street BD, LLC CRD: 281933 | NY | 0 | 5 | A | Active |
| Sixth Street Specialty Lending Advisers, LLC CRD: 155006 | - | 0 | 1 | A | Unknown |
| Sixty8 Capital CRD: 315317 | - | 0 | 1 | A | Unknown |
| SJ Capital, Inc. CRD: 16081 | - | 0 | 0 | A | INACTIVE |
| SJ Financial Services, LLC CRD: 125224 | - | 0 | 0 | A | Unknown |
| SJ Financial Services, LLC CRD: 137435 | - | 0 | 0 | A | Unknown |
| Sjas, LLC CRD: 106458 | - | 0 | 0 | A | INACTIVE |
| Sjbenen Advisory, LLC CRD: 283153 | - | 0 | 2 | A | Unknown |
| SJF Management LLC CRD: 163253 | - | 0 | 1 | A | Unknown |
| SJHL Financial Group CRD: 285946 | - | 0 | 7 | A | Unknown |
| SJI Financial Services Inc. CRD: 115922 | - | 0 | 0 | A | Unknown |
| SJL Capital LLC CRD: 282774 | - | 0 | 0 | A | Unknown |
| SJL Financial LLC CRD: 315477 | - | 0 | 1 | A | Unknown |
| Sjolund Financial Services CRD: 158765 | - | 0 | 0 | A | Unknown |
| SJS Investment Services CRD: 107219 | - | 0 | 12 | A | Unknown |
| SJW Investments, LLC CRD: 321155 | - | 0 | 1 | A | Unknown |
| SK Advisor Network, LLC CRD: 317533 | - | 0 | 2 | A | Unknown |
| SK Capital Partners CRD: 161487 | - | 0 | 1 | A | Unknown |
| SK Group, Inc CRD: 106513 | - | 0 | 0 | A | Unknown |
| SK Research CRD: 171064 | - | 0 | 0 | A | Unknown |
| SK Securities, L.L.C. CRD: 46470 | - | 0 | 0 | A | INACTIVE |
| SKA Financial Services,Inc. CRD: 107348 | - | 0 | 2 | A | Unknown |
| SKA Investments LLC CRD: 313180 | - | 0 | 0 | A | Unknown |
| SKA Securities, Inc. CRD: 113852 | OH | 0 | 2 | A | Active |
| Skaana Management L.P. CRD: 311817 | - | 0 | 1 | A | Unknown |
| Skale Investments LLC CRD: 322396 | - | 0 | 1 | A | Unknown |
| SKB Advisory, LLC CRD: 304778 | - | 0 | 2 | A | Unknown |
| SKB Corboy, Inc CRD: 37172 | - | 0 | 0 | A | INACTIVE |
| SKB Securities CRD: 38761 | - | 0 | 0 | A | INACTIVE |
| SKB Securities, Inc. CRD: 19913 | - | 0 | 0 | A | INACTIVE |
| Skeffington Securities, L.L.C. CRD: 103700 | - | 0 | 0 | A | INACTIVE |
| Skela Financial CRD: 336563 | - | 0 | 2 | A | Unknown |
| SKG Group, LLC CRD: 153209 | - | 0 | 0 | A | Unknown |
| SKG Investment Services, LLC CRD: 131685 | - | 0 | 1 | A | Unknown |
| Skinner Advisory, Ltd. CRD: 123643 | - | 0 | 2 | A | Unknown |