Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dyson Capital Advisors, LLC CRD: 152532 | - | 0 | 0 | - | Unknown |
| DZ Financial Markets LLC CRD: 47098 | NY | 0 | 3 | A | Active |
| Dzaner & Co. LLC CRD: 166141 | - | 0 | 0 | - | Unknown |
| DZL Options, Inc. CRD: 119065 | - | 0 | 0 | A | INACTIVE |
| E & G Advisors, LLC CRD: 130550 | - | 0 | 1 | - | Unknown |
| E & G Investments, LP CRD: 132651 | - | 0 | 0 | A | INACTIVE |
| E & H Investment Services, LLC CRD: 307414 | - | 0 | 0 | - | Unknown |
| E Bargar Financial Advisors CRD: 121676 | - | 0 | 0 | - | Unknown |
| E Capital Management CRD: 117024 | - | 0 | 0 | - | Unknown |
| E Capital Management L.P. CRD: 113661 | - | 0 | 0 | - | Unknown |
| E Fund Management (Hong Kong) Co., Limited CRD: 169726 | - | 0 | 0 | - | Unknown |
| E J Financial Corp. CRD: 153688 | - | 0 | 1 | - | Unknown |
| E J Kohler & Associates, Inc CRD: 143901 | - | 0 | 0 | - | Unknown |
| E O' M Securities Inc. CRD: 6827 | - | 0 | 0 | A | INACTIVE |
| E Street Access CRD: 100320 | - | 6 | 0 | D | INACTIVE |
| E T D Securities CRD: 39799 | - | 0 | 0 | A | INACTIVE |
| E&E Advisors L.P. CRD: 111300 | - | 0 | 1 | - | Unknown |
| E&J Securities Corp. CRD: 37452 | NY | 0 | 1 | A | Active |
| E*Hedge Securities, Inc. CRD: 286636 | - | 0 | 0 | - | Unknown |
| E*Offering CRD: 36717 | - | 2 | 0 | B | INACTIVE |
| E*Trade Capital Inc. CRD: 38800 | - | 0 | 0 | A | INACTIVE |
| E*Trade Capital Markets - Execution Services LLC CRD: 1625 | - | 7 | 0 | D | INACTIVE |
| E*Trade Clearing LLC CRD: 25025 | - | 30 | 0 | F | INACTIVE |
| E*Trade Futures LLC CRD: 145562 | - | 3 | 0 | C | INACTIVE |
| E*Trade Global Asset Management, Inc. CRD: 42890 | - | 0 | 0 | A | INACTIVE |
| E*Trade Investor Select, Inc. CRD: 40796 | - | 0 | 0 | A | INACTIVE |
| E*Trade Marquette Securities, Inc. CRD: 24399 | - | 0 | 0 | A | INACTIVE |
| E*Trade Professional Securities, LLC CRD: 131787 | - | 0 | 0 | A | INACTIVE |
| E*Trade Securities LLC CRD: 29106 | - | 232 | 0 | F | INACTIVE |
| E-Celerator Fund, LLC CRD: 163536 | - | 0 | 0 | - | Unknown |
| E-Cobalt Investing, LLC CRD: 300187 | - | 0 | 0 | - | Unknown |
| E-Cobalt Investing, LLC CRD: 324297 | - | 0 | 1 | - | Unknown |
| E-Invest, Inc. CRD: 18298 | - | 3 | 0 | C | INACTIVE |
| E-Knox Trading, L.P. CRD: 113773 | - | 0 | 0 | A | INACTIVE |
| E-Spectrum Advisors LLC CRD: 158956 | - | 0 | 0 | A | INACTIVE |
| E-W Investments, Inc. CRD: 17463 | - | 2 | 0 | B | INACTIVE |
| E-Wealth Partners CRD: 327053 | - | 0 | 1 | - | Unknown |
| E. a. Buck Co., Inc. CRD: 8587 | - | 0 | 0 | A | INACTIVE |
| E. a. Horwitz LLC CRD: 165561 | - | 0 | 6 | - | Unknown |
| E. Agustoni, Golden Eagle Services CRD: 169306 | - | 0 | 0 | - | Unknown |
| E. Batoff & Co., Inc. CRD: 124815 | - | 0 | 3 | - | Unknown |
| E. C. G. Securities, Inc. CRD: 14826 | - | 0 | 0 | A | INACTIVE |
| E. David Stephens Securities,Inc. CRD: 14475 | - | 0 | 0 | A | INACTIVE |
| E. Demmler and Associates CRD: 116281 | - | 0 | 1 | - | Unknown |
| E. E. Powell & Company Inc. CRD: 3063 | PA | 0 | 3 | A | Active |
| E. F. Hutton & Company Inc CRD: 235 | - | 0 | 0 | A | INACTIVE |
| E. F. O'reilly, Inc. CRD: 5936 | - | 0 | 0 | A | INACTIVE |
| E. G. Frances Co., Inc. CRD: 7797 | - | 0 | 0 | A | INACTIVE |
| E. H. Boerth Company CRD: 6431 | - | 0 | 0 | A | INACTIVE |
| E. H. Smith Jacobs & Co., Inc. CRD: 3429 | - | 6 | 0 | D | INACTIVE |