Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Skinner Financial Services CRD: 330985 | - | 0 | 1 | A | Unknown |
| Skinx, LLC CRD: 309296 | - | 0 | 0 | A | Unknown |
| Skipjack Financial CRD: 332271 | - | 0 | 1 | A | Unknown |
| Skiver Investment Services CRD: 293983 | - | 0 | 1 | A | Unknown |
| SKJ Capital LLC CRD: 314108 | - | 0 | 1 | A | Unknown |
| SKKY Partners, LP CRD: 325101 | - | 0 | 0 | A | Unknown |
| SKM Capital, LLC CRD: 335761 | - | 0 | 1 | A | Unknown |
| SKP Wealth CRD: 331673 | - | 0 | 1 | A | Unknown |
| SKTY II, LLC CRD: 129047 | - | 1 | 0 | B | INACTIVE |
| Skurdal, A.J. CRD: 153725 | - | 0 | 0 | A | Unknown |
| SKY Alpha Asset Advisors CRD: 295839 | - | 0 | 1 | A | Unknown |
| SKY Life Sciences Capital, LP CRD: 341184 | - | 0 | 1 | A | Unknown |
| SKY RE Partners, LLC CRD: 332232 | - | 0 | 1 | A | Unknown |
| SKY Zone Capital LLP CRD: 300590 | - | 0 | 0 | A | Unknown |
| Skybound Wealth USA CRD: 313358 | - | 0 | 3 | A | Unknown |
| Skyebanc, Inc. CRD: 44164 | - | 1 | 0 | B | INACTIVE |
| Skyfire Management LLC CRD: 330274 | - | 0 | 1 | A | Unknown |
| Skylark Wealth, LLC CRD: 283522 | - | 0 | 1 | A | Unknown |
| Skyline Investment Service CRD: 15952 | - | 0 | 0 | A | INACTIVE |
| Skyline Securities,Inc. CRD: 11067 | - | 0 | 0 | A | INACTIVE |
| Skyline Ventures CRD: 162577 | - | 0 | 0 | A | Unknown |
| Skyliner LLC CRD: 128065 | - | 0 | 0 | A | INACTIVE |
| Skyoak Wealth CRD: 299564 | - | 0 | 6 | A | Unknown |
| Skyrank CRD: 126954 | - | 0 | 0 | A | Unknown |
| Skyrise Financial CRD: 340203 | - | 0 | 2 | A | Unknown |
| Skystone Securities, LLC CRD: 131953 | - | 0 | 0 | A | INACTIVE |
| Skytale Group MB, LLC CRD: 333389 | - | 0 | 1 | A | Unknown |
| Skyview SV2 Management, LLC CRD: 319067 | - | 0 | 1 | A | Unknown |
| Skyworks Securities, LLC CRD: 128985 | CT | 0 | 2 | A | Active |
| SL Capital CRD: 328450 | - | 0 | 1 | A | Unknown |
| SL Capital Management CRD: 282030 | - | 0 | 0 | A | Unknown |
| SL Hare Capital, Inc. CRD: 143019 | - | 3 | 0 | C | INACTIVE |
| Slagel Investment Management CRD: 118726 | - | 0 | 2 | A | Unknown |
| Slate Hill, Ltd CRD: 168509 | - | 0 | 0 | A | Unknown |
| Slate Property Group CRD: 332260 | - | 0 | 1 | A | Unknown |
| Slated Securities, LLC CRD: 168668 | - | 0 | 0 | A | INACTIVE |
| Slater Securities, LLC CRD: 110195 | - | 0 | 0 | A | INACTIVE |
| Slatery Securities Group, Inc. CRD: 10015 | - | 0 | 0 | A | INACTIVE |
| Slaydon Investments, Inc. CRD: 16254 | - | 0 | 0 | A | INACTIVE |
| SLC Management CRD: 109684 | - | 0 | 1 | A | Unknown |
| SLCF LLC CRD: 323079 | - | 0 | 0 | A | Unknown |
| Slezak, George J. CRD: 135413 | - | 0 | 0 | A | Unknown |
| Slimco CRD: 324474 | - | 0 | 0 | A | Unknown |
| Sling Trading L.L.C. CRD: 44579 | - | 0 | 0 | A | INACTIVE |
| SLK Index Specialists, LLC CRD: 31306 | - | 1 | 0 | B | INACTIVE |
| SLK Management LLC CRD: 139017 | - | 0 | 0 | A | Unknown |
| SLL Securities Inc CRD: 32859 | - | 0 | 0 | A | INACTIVE |
| SLO Money Managers CRD: 331617 | - | 0 | 1 | A | Unknown |
| Sloan Advisory Group, Inc. CRD: 284325 | - | 0 | 1 | A | Unknown |
| Sloan Securities Corp. CRD: 17930 | - | 7 | 0 | D | INACTIVE |