Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| E2M Partners, LLC CRD: 160778 | - | 0 | 0 | - | Unknown |
| E2MC Advisors LLC CRD: 336508 | - | 0 | 1 | - | Unknown |
| E2P CRD: 300436 | - | 0 | 1 | - | Unknown |
| E3 Financial Group, LLC CRD: 128602 | - | 0 | 0 | - | Unknown |
| E6 Portfolios CRD: 326617 | - | 0 | 2 | - | Unknown |
| E62 Capital Management CRD: 284880 | - | 0 | 0 | - | Unknown |
| EA Advisors LLC CRD: 312124 | - | 0 | 0 | - | Unknown |
| EA Wealth Management CRD: 174446 | - | 0 | 0 | - | Unknown |
| Eaaa PTE. Limited CRD: 300161 | - | 0 | 0 | - | Unknown |
| EAB Investment Group, LLC CRD: 165865 | - | 0 | 5 | - | Unknown |
| EAB Private Capital, LLC CRD: 134994 | - | 0 | 0 | A | INACTIVE |
| EAB Securities, Inc. CRD: 17623 | - | 0 | 0 | A | INACTIVE |
| Eachwin Capital, LP CRD: 171709 | - | 0 | 0 | - | Unknown |
| Eacm Advisors LLC CRD: 132057 | - | 0 | 0 | - | Unknown |
| Eacm Securities Inc. CRD: 19298 | - | 0 | 0 | A | INACTIVE |
| Eads & Heald Wealth Management CRD: 105524 | - | 0 | 5 | - | Unknown |
| Eadvisor LLC CRD: 173803 | - | 0 | 2 | - | Unknown |
| Eagan and Company, Inc. CRD: 10316 | - | 0 | 0 | A | INACTIVE |
| Eagan Capital Management, LLC CRD: 126599 | - | 0 | 1 | - | Unknown |
| Eagan Ventures LLC CRD: 312499 | - | 0 | 1 | - | Unknown |
| Eagil Financial Services CRD: 139375 | - | 0 | 2 | - | Unknown |
| Eagle Asset Management Inc CRD: 110653 | - | 0 | 1 | - | Unknown |
| Eagle BAY Family Office CRD: 281675 | - | 0 | 7 | - | Unknown |
| Eagle Bluffs Wealth Management LLC CRD: 306311 | - | 0 | 1 | - | Unknown |
| Eagle Boston Investment Managment, Inc. CRD: 110649 | - | 0 | 0 | - | Unknown |
| Eagle Brokerage, Inc. CRD: 10096 | - | 0 | 0 | A | INACTIVE |
| Eagle Capital Advisors, LLC CRD: 173730 | - | 0 | 1 | - | Unknown |
| Eagle Capital Corporation CRD: 14444 | - | 0 | 0 | A | INACTIVE |
| Eagle Capital International, LLC CRD: 299541 | - | 0 | 1 | - | Unknown |
| Eagle Capital Management LLC CRD: 106422 | - | 0 | 1 | - | Unknown |
| Eagle Capital Management, LLC CRD: 110177 | - | 0 | 1 | - | Unknown |
| Eagle Cliff Partners CRD: 167503 | - | 0 | 0 | - | Unknown |
| Eagle Digital Capital Management LLC CRD: 318412 | - | 0 | 0 | - | Unknown |
| Eagle Equities, Inc. CRD: 10569 | - | 1 | 0 | B | INACTIVE |
| Eagle Equity Holdings, LLC CRD: 285806 | - | 0 | 1 | - | Unknown |
| Eagle Equity Strategies LLC CRD: 282248 | - | 0 | 0 | - | Unknown |
| Eagle EYE Advisors LLC CRD: 311815 | - | 0 | 0 | - | Unknown |
| Eagle EYE Advisory LLC CRD: 138771 | - | 0 | 5 | - | Unknown |
| Eagle EYE Funds, LLC CRD: 331594 | - | 0 | 1 | - | Unknown |
| Eagle Financial Advisors, LLC CRD: 167696 | - | 0 | 7 | - | Unknown |
| Eagle Financial Management Services, LLC CRD: 138858 | - | 0 | 0 | - | Unknown |
| Eagle Financial Strategies CRD: 138825 | - | 0 | 1 | - | Unknown |
| Eagle Gate Securities, Inc. CRD: 46959 | - | 0 | 0 | A | INACTIVE |
| Eagle Global Advisors LLC CRD: 107306 | - | 0 | 8 | - | Unknown |
| Eagle Group Finance Loan Corp. CRD: 283364 | - | 0 | 0 | - | Unknown |
| Eagle Grove Advisors LLC CRD: 283096 | - | 0 | 1 | - | Unknown |
| Eagle Guardian Advisors CRD: 336260 | - | 0 | 2 | - | Unknown |
| Eagle Harbor Asset Management, Inc. CRD: 108089 | - | 0 | 3 | - | Unknown |
| Eagle Health Investments LP CRD: 309210 | - | 0 | 1 | - | Unknown |
| Eagle Hill Wealth Management CRD: 123534 | - | 0 | 0 | - | Unknown |