Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Eagle I Limited Partnership CRD: 15858 | - | 0 | 0 | A | INACTIVE |
| Eagle Investment Advisors CRD: 144094 | - | 0 | 3 | - | Unknown |
| Eagle Investors LLC CRD: 316259 | - | 0 | 3 | - | Unknown |
| Eagle Island Financial CRD: 319522 | - | 0 | 0 | - | Unknown |
| Eagle Ledge Capital, LLC CRD: 150804 | - | 1 | 0 | B | INACTIVE |
| Eagle Merchant Partners CRD: 285104 | - | 0 | 1 | - | Unknown |
| Eagle Money Advisors CRD: 328552 | - | 0 | 1 | - | Unknown |
| Eagle Mountain Advisors, LLC CRD: 168565 | - | 0 | 0 | - | Unknown |
| Eagle ONE Investments, LLC CRD: 45254 | - | 0 | 0 | A | INACTIVE |
| Eagle Peak Capital, Inc. CRD: 281724 | - | 0 | 0 | - | Unknown |
| Eagle Point Asset Management, Inc. CRD: 123472 | - | 0 | 0 | - | Unknown |
| Eagle Point Capital LLC CRD: 288969 | - | 0 | 4 | - | Unknown |
| Eagle Point Credit Management LLC CRD: 166370 | - | 0 | 1 | - | Unknown |
| Eagle Point Defensive Income Management LLC CRD: 328508 | - | 0 | 1 | - | Unknown |
| Eagle Point Enhanced Income Management LLC CRD: 327357 | - | 0 | 1 | - | Unknown |
| Eagle Point Income Management LLC CRD: 299198 | - | 0 | 1 | - | Unknown |
| Eagle Point Investment Advisors, Inc. CRD: 165539 | - | 0 | 1 | - | Unknown |
| Eagle Point Securities LLC CRD: 324528 | CT | 0 | 3 | A | Active |
| Eagle Pointe Securities CRD: 15849 | - | 0 | 0 | A | INACTIVE |
| Eagle Private Capital, LLC CRD: 168986 | - | 0 | 1 | - | Unknown |
| Eagle Real Estate Investment Corp. CRD: 10235 | - | 0 | 0 | A | INACTIVE |
| Eagle Realty Capital Partners, LLC CRD: 282903 | - | 0 | 1 | - | Unknown |
| Eagle Ridge Investment Management LLC CRD: 147824 | - | 0 | 0 | - | Unknown |
| Eagle Ridge Securities, Inc. CRD: 112353 | - | 0 | 0 | A | INACTIVE |
| Eagle Ridge Wealth Advisors CRD: 165660 | - | 0 | 1 | - | Unknown |
| Eagle River Wealth Management CRD: 116695 | - | 0 | 0 | - | Unknown |
| Eagle Rock Capital Group, Inc. CRD: 29869 | - | 0 | 0 | A | INACTIVE |
| Eagle Rock Financial Advisers, Ltd. CRD: 125749 | - | 0 | 1 | - | Unknown |
| Eagle Rock Institutional, LLC CRD: 294979 | - | 0 | 0 | - | Unknown |
| Eagle Rock Investment Company, LLC CRD: 313832 | - | 0 | 1 | - | Unknown |
| Eagle Rock Securities, Inc. CRD: 38821 | - | 0 | 0 | A | INACTIVE |
| Eagle Rock Wealth Management, LLC CRD: 296784 | - | 0 | 0 | - | Unknown |
| Eagle Securities Corporation CRD: 10242 | - | 0 | 0 | A | INACTIVE |
| Eagle Securities, Inc CRD: 35789 | - | 0 | 0 | A | INACTIVE |
| Eagle Securities, Inc. CRD: 104430 | - | 0 | 0 | A | INACTIVE |
| Eagle Spirit Investments Consulting, Inc. CRD: 156243 | - | 0 | 1 | - | Unknown |
| Eagle Strategies Corp CRD: 36707 | - | 0 | 0 | A | INACTIVE |
| Eagle Strategies LLC CRD: 110826 | - | 0 | 2,788 | - | Unknown |
| Eagle Talon Partners CRD: 311982 | - | 0 | 1 | - | Unknown |
| Eagle TAX Planning & Advisory GROUP.LLC CRD: 124875 | - | 0 | 1 | - | Unknown |
| Eagle Trading Systems Inc. CRD: 150676 | - | 0 | 0 | - | Unknown |
| Eagle Valley Wealth Management CRD: 335026 | - | 0 | 1 | - | Unknown |
| Eagle Value Partners, LLC CRD: 161978 | - | 0 | 1 | - | Unknown |
| Eagle Wealth Advisors CRD: 299219 | - | 0 | 3 | - | Unknown |
| Eagle Wealth Management Group Inc. CRD: 327052 | - | 0 | 4 | - | Unknown |
| Eagle Wealth Management, Inc. CRD: 305740 | - | 0 | 1 | - | Unknown |
| Eagle Wealth Management, LLC CRD: 152934 | - | 0 | 0 | - | Unknown |
| Eagle Wealth Strategies CRD: 323814 | - | 0 | 1 | - | Unknown |
| Eagle's Crest Advisors, LLC CRD: 335252 | - | 0 | 3 | - | Unknown |
| Eagle's View Capital Management LLC CRD: 160494 | - | 0 | 1 | - | Unknown |