Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Eaglebrook Advisors CRD: 304438 | - | 0 | 5 | - | Unknown |
| Eagleclaw Capital Management LLC CRD: 134045 | - | 0 | 3 | - | Unknown |
| Eaglehill Advisors LLC CRD: 174387 | - | 0 | 0 | - | Unknown |
| Eagles Coast Capital, LLC CRD: 297477 | - | 0 | 0 | A | INACTIVE |
| Eagles Coast PE Fund Management, LLC CRD: 312389 | - | 0 | 0 | - | Unknown |
| Eagles Coast Wealth Management, LLC CRD: 297423 | - | 0 | 2 | - | Unknown |
| Eagleson Arndt Financial Advisors CRD: 134098 | - | 0 | 1 | - | Unknown |
| Eaglestone Capital Management LLC CRD: 297958 | - | 0 | 1 | - | Unknown |
| Eaglestone Wealth Advisors, Inc. CRD: 141014 | - | 0 | 0 | - | Unknown |
| Eaglestrong Financial CRD: 288413 | - | 0 | 1 | - | Unknown |
| Eagletree Capital, LP CRD: 281137 | - | 0 | 1 | - | Unknown |
| Eaglevale Partners LP CRD: 160290 | - | 0 | 0 | - | Unknown |
| Eagleview Securities, Inc CRD: 170008 | - | 0 | 0 | A | INACTIVE |
| EAH Advisory CRD: 106748 | - | 0 | 0 | - | Unknown |
| Eainvest Securities, Inc. CRD: 104370 | - | 0 | 0 | A | INACTIVE |
| EAM (USA) Ltd. CRD: 283803 | - | 0 | 0 | - | Unknown |
| EAM Capital, LLC CRD: 167278 | - | 0 | 0 | - | Unknown |
| Eames Financial CRD: 118961 | - | 0 | 1 | - | Unknown |
| Eamon Capital Management, LLC CRD: 309470 | - | 0 | 1 | - | Unknown |
| EAN Equity Financial Services LLC CRD: 117064 | - | 0 | 1 | - | Unknown |
| Earendel Ventures LLC CRD: 319093 | - | 0 | 0 | - | Unknown |
| Earhart and Company Incorporated CRD: 22643 | - | 0 | 0 | A | INACTIVE |
| Earl E. T. Smith CRD: 3430 | - | 0 | 0 | A | INACTIVE |
| Earl Grey Investment Management, LLC CRD: 315521 | - | 0 | 0 | - | Unknown |
| Earl W. Shomber & Co., Inc. CRD: 13111 | - | 0 | 0 | A | INACTIVE |
| Earls Financial CRD: 334284 | - | 0 | 1 | - | Unknown |
| Earlsdon Capital Management, LLC CRD: 334252 | - | 0 | 0 | - | Unknown |
| Early Capital, LLC CRD: 174934 | - | 0 | 0 | - | Unknown |
| Early Harvest Management, LP CRD: 171287 | - | 0 | 0 | - | Unknown |
| Early Light Ventures CRD: 304970 | - | 0 | 0 | - | Unknown |
| Early Mcclintic & Mcmillan, LLC CRD: 288427 | - | 0 | 1 | - | Unknown |
| Early Riser Capital Group L.L.C. CRD: 42661 | - | 0 | 0 | A | INACTIVE |
| Early, Martin & Moore, Inc. CRD: 17926 | - | 0 | 0 | A | INACTIVE |
| Earlybird Central Inc. CRD: 307201 | - | 0 | 1 | - | Unknown |
| Earlybird GMBH & Co. KG CRD: 341941 | - | 0 | 0 | - | Unknown |
| Earlybirdcapital, Inc. CRD: 28629 | NY | 4 | 5 | B | Active |
| Earlyshares Management LLC CRD: 220518 | - | 0 | 0 | - | Unknown |
| Earn Into Wealth Strategies CRD: 281923 | - | 0 | 1 | - | Unknown |
| Earndex, LLC CRD: 300023 | - | 0 | 1 | - | Unknown |
| Earned Wealth CRD: 316933 | - | 0 | 0 | - | Unknown |
| Earned Wealth Advisors, LLC CRD: 108052 | - | 0 | 40 | - | Unknown |
| Earner Wealth LLC CRD: 330685 | - | 0 | 1 | - | Unknown |
| Earnest Capital LLC CRD: 300048 | - | 0 | 1 | - | Unknown |
| Earnest Partners, LLC CRD: 107926 | - | 0 | 2 | - | Unknown |
| Earnhardt Co., Inc. CRD: 36209 | - | 0 | 0 | A | INACTIVE |
| Earnings Investment Co. CRD: 136387 | - | 0 | 2 | - | Unknown |
| Earnwell, Inc CRD: 288674 | - | 0 | 0 | - | Unknown |
| Earth Equity Advisors, LLC CRD: 285554 | - | 0 | 0 | - | Unknown |
| Earth Foundry Management, LP CRD: 334550 | - | 0 | 1 | - | Unknown |
| Earthling Ventures Management, LLC CRD: 331438 | - | 0 | 1 | - | Unknown |