Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ebco Securities Trading Co.,Inc. CRD: 12998 | - | 0 | 0 | A | INACTIVE |
| Ebco Trustee Services Ltd Liab. Co. CRD: 338094 | - | 0 | 0 | - | Unknown |
| Eber Capital Management CRD: 108337 | - | 0 | 2 | - | Unknown |
| Eberle Financial CRD: 322994 | - | 0 | 0 | - | Unknown |
| Ebersole Financial LLC CRD: 171009 | - | 0 | 1 | - | Unknown |
| Ebert Capital Management Inc. CRD: 155169 | - | 0 | 1 | - | Unknown |
| EBG LLC CRD: 129587 | - | 0 | 0 | - | Unknown |
| EBH Financial, Inc. CRD: 316752 | - | 0 | 1 | - | Unknown |
| EBH Securities, Inc. CRD: 36592 | IN | 2 | 2 | B | Active |
| Ebis CRD: 164024 | - | 0 | 1 | - | Unknown |
| Ebisu Securities Inc. CRD: 305184 | HI | 1 | 2 | B | Active |
| EBL Management Partners, LP CRD: 283377 | - | 0 | 1 | - | Unknown |
| EBM World Network Incorporated CRD: 31020 | - | 0 | 0 | A | INACTIVE |
| Ebner Financial Group CRD: 158781 | - | 0 | 0 | - | Unknown |
| EBO Global Innovation Capital, LLC CRD: 290946 | - | 0 | 0 | - | Unknown |
| Ebond Securities Inc. CRD: 40262 | - | 1 | 0 | B | INACTIVE |
| Ebond Securities, LLC CRD: 165302 | - | 0 | 0 | A | INACTIVE |
| Ebondtrade CRD: 47396 | - | 0 | 0 | A | INACTIVE |
| EBONDUSA.COM, Inc. CRD: 47918 | - | 3 | 0 | C | INACTIVE |
| Eboursa Inc. CRD: 314963 | - | 0 | 0 | - | Unknown |
| Ebquant, LLC CRD: 316874 | - | 0 | 3 | - | Unknown |
| EBS Brokerage Services, Inc. CRD: 16566 | - | 0 | 0 | A | INACTIVE |
| Ebsiron Capital LLC CRD: 338771 | - | 0 | 1 | - | Unknown |
| EBX LLC CRD: 138138 | - | 7 | 0 | D | INACTIVE |
| EBY Capital Management, LLC CRD: 282664 | - | 0 | 1 | - | Unknown |
| EC Management Services, LLC CRD: 159891 | - | 0 | 0 | - | Unknown |
| ECA Advisors CRD: 286609 | - | 0 | 0 | - | Unknown |
| ECA Investment Group Inc CRD: 105893 | - | 0 | 0 | - | Unknown |
| Ecapital Advisors, Inc. CRD: 114734 | - | 0 | 2 | - | Unknown |
| Ecapital Management LLC CRD: 291715 | - | 0 | 1 | - | Unknown |
| Ecapnetwork Securities, Inc. CRD: 14901 | - | 1 | 0 | B | INACTIVE |
| ECC Advisors, LLC CRD: 162397 | - | 0 | 0 | - | Unknown |
| ECC Fund Manager II, LLC CRD: 167090 | - | 0 | 1 | - | Unknown |
| ECF Wealth, Inc. CRD: 323808 | - | 0 | 1 | - | Unknown |
| Echelon Asset Management CRD: 169484 | - | 0 | 0 | - | Unknown |
| Echelon Capital CRD: 155228 | CA | 0 | 2 | A | Active |
| Echelon Capital, LLC CRD: 283745 | - | 0 | 1 | - | Unknown |
| Echelon Financial Management CRD: 145435 | - | 0 | 0 | - | Unknown |
| Echelon Group CRD: 333195 | - | 0 | 1 | - | Unknown |
| Echelon Investment Partners LP CRD: 300855 | - | 0 | 1 | - | Unknown |
| Echelon Management CRD: 318674 | - | 0 | 1 | - | Unknown |
| Echelon Partners X Management LLC CRD: 342143 | - | 0 | 1 | - | Unknown |
| Echelon Private Wealth LLC CRD: 312446 | - | 0 | 1 | - | Unknown |
| Echelon Virtual Family Office, LLC CRD: 307166 | - | 0 | 1 | - | Unknown |
| Echelon Wealth Strategies, L.L.C. CRD: 129286 | - | 0 | 0 | - | Unknown |
| Echelons Capital, LLC CRD: 325781 | - | 0 | 2 | - | Unknown |
| Echinus Advisors, LLC CRD: 169699 | - | 0 | 0 | - | Unknown |
| Echo CRD: 331599 | - | 0 | 0 | - | Unknown |
| Echo Advisors CRD: 287592 | - | 0 | 0 | - | Unknown |
| Echo Advisory LLC CRD: 288026 | - | 0 | 1 | - | Unknown |