Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sports Management LLC CRD: 163240 | - | 0 | 0 | A | Unknown |
| Sportvest,Inc. CRD: 14414 | - | 0 | 0 | A | INACTIVE |
| Sporty Securities, Inc. CRD: 125368 | - | 0 | 0 | A | INACTIVE |
| Spot Trading L.L.C. CRD: 47666 | - | 6 | 0 | D | INACTIVE |
| Spotlight Asset Group CRD: 288076 | - | 0 | 0 | A | Unknown |
| Spouting Rock Retirement Solutions, LLC CRD: 172353 | - | 0 | 0 | A | Unknown |
| SPP Management Services, LLC CRD: 164078 | - | 0 | 1 | A | Unknown |
| SPP Partners II, LP CRD: 163185 | - | 0 | 0 | A | Unknown |
| SPQR L.L.C. CRD: 111707 | - | 0 | 0 | A | INACTIVE |
| Spraker West Wealth Management, Inc CRD: 147075 | - | 0 | 1 | A | Unknown |
| Sprincz Advisory Group, LLC CRD: 285738 | - | 0 | 1 | A | Unknown |
| Spring CRD: 277164 | - | 0 | 0 | A | Unknown |
| Spring & BOE Investment Corp. CRD: 8415 | - | 0 | 0 | A | INACTIVE |
| Spring & BOE Securities Corp. CRD: 21305 | - | 0 | 0 | A | INACTIVE |
| Spring Arbor Group, LLC CRD: 312034 | - | 0 | 1 | A | Unknown |
| Spring Street Partners L.P. CRD: 39299 | - | 0 | 0 | A | INACTIVE |
| Spring Street Securities, Inc. CRD: 19825 | - | 0 | 0 | A | INACTIVE |
| Spring Street Wealth CRD: 338643 | - | 0 | 1 | A | Unknown |
| Springbank Value Partners, L.P. CRD: 157682 | - | 0 | 0 | A | Unknown |
| Springboard Securities, Inc. CRD: 104458 | - | 3 | 0 | C | INACTIVE |
| Springrock Management CRD: 310447 | - | 0 | 1 | A | Unknown |
| Springtide Partners CRD: 287968 | - | 0 | 3 | A | Unknown |
| Sprints Capital CRD: 292065 | - | 0 | 0 | A | Unknown |
| Sprints Partners LLP CRD: 334870 | - | 0 | 0 | A | Unknown |
| Spruce Brook CRD: 281258 | - | 0 | 0 | A | Unknown |
| Spruce Management LLC CRD: 329991 | - | 0 | 1 | A | Unknown |
| Spruce Street Capital LP CRD: 333213 | - | 0 | 1 | A | Unknown |
| SPS Financial Services, LLC CRD: 163550 | - | 0 | 0 | A | Unknown |
| Spur Securities Group, Inc. CRD: 135039 | - | 0 | 0 | A | INACTIVE |
| SPX MGMT LLC CRD: 331289 | - | 0 | 1 | A | Unknown |
| SPX Portugal, Sgoic, S.A. CRD: 331303 | - | 0 | 0 | A | Unknown |
| SPY Trading Group, LLC CRD: 114784 | - | 0 | 0 | A | INACTIVE |
| Spyglass Securities, LLC CRD: 149881 | - | 2 | 0 | B | INACTIVE |
| SQ Capital LLC CRD: 334301 | - | 0 | 1 | A | Unknown |
| SQA, LLC CRD: 320847 | - | 0 | 1 | A | Unknown |
| SQT Trading, LLC CRD: 164446 | - | 0 | 0 | A | INACTIVE |
| Squadra Ventures CRD: 305909 | - | 0 | 1 | A | Unknown |
| Square Nine Capital, LP CRD: 336297 | - | 0 | 1 | A | Unknown |
| Square Start LLC CRD: 340743 | - | 0 | 1 | A | Unknown |
| Squarepoint OPS LLC CRD: 172116 | - | 0 | 1 | A | Unknown |
| SR Financial Services, Inc. CRD: 121298 | - | 0 | 2 | A | Unknown |
| SRA Securities, LLC CRD: 149125 | - | 0 | 0 | A | INACTIVE |
| SRB Corporation CRD: 161163 | - | 0 | 1 | A | Unknown |
| SRB Ventures, LLC CRD: 318742 | - | 0 | 1 | A | Unknown |
| SRC LLC CRD: 311951 | - | 0 | 0 | A | Unknown |
| SRC Partners, LP CRD: 140124 | - | 0 | 0 | A | Unknown |
| SRD Capital Management CRD: 151319 | - | 0 | 0 | A | Unknown |
| SRE Investor Services, Inc. CRD: 15700 | - | 0 | 0 | A | INACTIVE |
| SRI, LLC CRD: 160160 | - | 0 | 0 | A | Unknown |
| SRM Financial Services, LLC CRD: 138642 | - | 0 | 0 | A | Unknown |