Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SRM Securities, Incorporated CRD: 13716 | - | 3 | 0 | C | INACTIVE |
| SRP Advisory Services LLC CRD: 285073 | - | 0 | 0 | A | Unknown |
| SRQ Wealth Advisory, LLC CRD: 285458 | - | 0 | 0 | A | Unknown |
| SRS Securities LLC CRD: 104254 | - | 0 | 0 | A | INACTIVE |
| SRT Group LLC CRD: 330219 | - | 0 | 1 | A | Unknown |
| SRT Securities LLC CRD: 33725 | MI | 26 | 6 | C | Active |
| SS Towner Securities, Inc. CRD: 16752 | - | 0 | 0 | A | INACTIVE |
| SS&C Market Services, LLC CRD: 23568 | MA | 1 | 6 | B | Active |
| SSA Wealth Advisors CRD: 161357 | - | 0 | 0 | A | Unknown |
| SSC CRD: 339313 | - | 0 | 1 | A | Unknown |
| SSC NY Corp. CRD: 29804 | - | 5 | 0 | C | INACTIVE |
| SSG, Ltd. CRD: 14860 | - | 0 | 0 | A | INACTIVE |
| SSH Securities, Inc. CRD: 43593 | - | 0 | 0 | A | INACTIVE |
| SSI Equity Services, Inc. CRD: 45984 | - | 0 | 0 | A | INACTIVE |
| SSI Securities Corp. CRD: 8275 | - | 11 | 0 | D | INACTIVE |
| SSM Partners CRD: 161533 | - | 0 | 1 | A | Unknown |
| SSN Advisory, Inc. CRD: 126090 | - | 0 | 0 | A | Unknown |
| SSR LLC CRD: 151448 | - | 0 | 0 | A | INACTIVE |
| SSRM Services, Inc. CRD: 28544 | - | 0 | 0 | A | INACTIVE |
| SSSH Equities, Inc. CRD: 23228 | - | 0 | 0 | A | INACTIVE |
| SSV Securities, Inc. CRD: 17103 | - | 0 | 0 | A | INACTIVE |
| SSVL (Monaco) S.A.M. CRD: 298210 | - | 0 | 0 | A | Unknown |
| SSW Capital, LLC CRD: 159267 | - | 0 | 0 | A | Unknown |
| SSW Partners CRD: 316227 | - | 0 | 0 | A | Unknown |
| SSW Partners CRD: 325761 | - | 0 | 1 | A | Unknown |
| ST Capital L.L.C. CRD: 138153 | - | 0 | 0 | A | INACTIVE |
| ST Global Markets USA LLC CRD: 324143 | FL | 0 | 1 | A | Active |
| ST Invest LLC CRD: 297470 | TN | 2 | 2 | B | Active |
| ST Partners CRD: 25898 | - | 0 | 0 | A | INACTIVE |
| ST RXR Investments LLC CRD: 329815 | - | 0 | 0 | A | Unknown |
| ST. Clair Financial CRD: 151251 | - | 0 | 1 | A | Unknown |
| ST. Claire Securities, LLC CRD: 45931 | - | 1 | 0 | B | INACTIVE |
| ST. Cloud Capital CRD: 157409 | - | 0 | 0 | A | Unknown |
| ST. Germain Securities, Inc. CRD: 3255 | - | 6 | 0 | D | INACTIVE |
| ST. Johns Securities CRD: 13319 | - | 0 | 0 | A | INACTIVE |
| ST. Mary & Co. CRD: 4322 | - | 0 | 0 | A | INACTIVE |
| ST. Michaels Asset Management CRD: 121201 | - | 0 | 2 | A | Unknown |
| ST2 L.P. CRD: 45052 | - | 0 | 0 | A | INACTIVE |
| Stably Capital CRD: 318540 | - | 0 | 0 | A | Unknown |
| Stack CRD: 323437 | - | 0 | 0 | A | Unknown |
| Stack Management LLC CRD: 328457 | - | 0 | 1 | A | Unknown |
| Stackin' Financial CRD: 300433 | - | 0 | 0 | A | Unknown |
| Stadion Money Management, LLC CRD: 112608 | - | 0 | 6 | A | Unknown |
| Stafford Financial CRD: 295502 | - | 0 | 1 | A | Unknown |
| Stafford JR. John Springs CRD: 33837 | - | 21 | 0 | F | INACTIVE |
| Stafford VC, LLC CRD: 338950 | - | 0 | 0 | A | Unknown |
| Stag Rock LLC CRD: 300202 | - | 0 | 1 | A | Unknown |
| Stage 2 Planning Partners CRD: 284590 | - | 0 | 0 | A | Unknown |
| Stage 2 Planning Partners LLC CRD: 323281 | - | 0 | 1 | A | Unknown |
| STAGE.O Management LLC CRD: 284574 | - | 0 | 0 | A | Unknown |