Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Echo Bridge Partners, LLC CRD: 164848 | - | 0 | 0 | - | Unknown |
| Echo Creek Capital, LLC CRD: 167451 | - | 0 | 1 | - | Unknown |
| Echo Finance CRD: 317145 | - | 0 | 1 | - | Unknown |
| Echo Financial Advisors, LLC CRD: 325170 | - | 0 | 1 | - | Unknown |
| Echo Financial LLC CRD: 324698 | - | 0 | 2 | - | Unknown |
| Echo Health Ventures LLC CRD: 286589 | - | 0 | 0 | - | Unknown |
| Echo Health Ventures LLC CRD: 312774 | - | 0 | 1 | - | Unknown |
| Echo Investment Capital, LLC CRD: 313684 | - | 0 | 1 | - | Unknown |
| Echo Prudent Capital LLC CRD: 322141 | - | 0 | 2 | - | Unknown |
| Echo River Capital LLC CRD: 321906 | - | 0 | 1 | - | Unknown |
| Echo Street Capital Management, LLC CRD: 160268 | - | 0 | 0 | - | Unknown |
| Echo Wealth Management, LLC CRD: 174136 | - | 0 | 4 | - | Unknown |
| Echo Wealth Partners CRD: 324584 | - | 0 | 1 | - | Unknown |
| Echo45 Advisors LLC CRD: 307265 | - | 0 | 1 | - | Unknown |
| Echols Financial Services CRD: 137474 | - | 0 | 0 | - | Unknown |
| Echotrade LLC CRD: 103803 | - | 0 | 0 | A | INACTIVE |
| Echotrade LLC CRD: 42239 | - | 4 | 0 | C | INACTIVE |
| Echovc Asset Management LLC CRD: 318156 | - | 0 | 1 | - | Unknown |
| Echt Capital, LLC CRD: 336347 | - | 0 | 1 | - | Unknown |
| ECI Management Limited CRD: 312682 | - | 0 | 0 | - | Unknown |
| ECI Partners LLP CRD: 161033 | - | 0 | 0 | - | Unknown |
| Ecio, Inc. CRD: 301432 | - | 0 | 1 | - | Unknown |
| Eckard Investment Services, Inc. CRD: 2711 | - | 0 | 0 | A | INACTIVE |
| Eckel Financial Advisors CRD: 110236 | - | 0 | 0 | - | Unknown |
| Eckel Financial Advisors CRD: 334463 | - | 0 | 2 | - | Unknown |
| Eckelberg Financial, Inc. CRD: 306527 | - | 0 | 2 | - | Unknown |
| Eckhoff Wealth Management, LLC CRD: 288120 | - | 0 | 0 | - | Unknown |
| Eckhouse Kulman & Associates Inc CRD: 104959 | - | 0 | 0 | - | Unknown |
| Eckles Wealth Management, Inc. CRD: 136608 | - | 0 | 0 | - | Unknown |
| Eckman Wealth Management, LLC CRD: 159934 | - | 0 | 6 | - | Unknown |
| Eckuity Capital Management LLC CRD: 341916 | - | 0 | 1 | - | Unknown |
| Eckuity LLC CRD: 328867 | - | 0 | 1 | - | Unknown |
| Eclectic CRD: 317051 | - | 0 | 1 | - | Unknown |
| Eclectic Advisors CRD: 291516 | - | 0 | 1 | - | Unknown |
| Eclectic Associates, Inc. CRD: 111041 | - | 0 | 3 | - | Unknown |
| Eclectica Asset Management LLP CRD: 160618 | - | 0 | 0 | - | Unknown |
| Eclipse CRD: 255789 | - | 0 | 1 | - | Unknown |
| Eclipse Asset Management LLC CRD: 137734 | - | 0 | 2 | - | Unknown |
| Eclipse Capital Management, Inc. CRD: 120918 | - | 0 | 0 | - | Unknown |
| Eclipse Capital, LLC CRD: 315525 | - | 0 | 0 | - | Unknown |
| Eclipse J.V. CRD: 44128 | - | 0 | 0 | A | INACTIVE |
| Ecliptic Management, LLC CRD: 314617 | - | 0 | 1 | - | Unknown |
| Eclypse Securities LLC CRD: 124157 | - | 0 | 0 | A | INACTIVE |
| ECM Equity Capital Management GMBH CRD: 160033 | - | 0 | 0 | - | Unknown |
| ECM Securities Corp. CRD: 118356 | - | 0 | 0 | A | INACTIVE |
| ECM Securities, Inc. CRD: 7706 | - | 0 | 0 | A | INACTIVE |
| ECM U.S. Inc. CRD: 226605 | - | 0 | 0 | - | Unknown |
| Ecoas Capital Partners, LLC CRD: 307420 | - | 0 | 0 | - | Unknown |
| Ecoban Securities Corporation CRD: 29112 | - | 1 | 0 | B | INACTIVE |
| Ecobridge Capital Management LP CRD: 331127 | - | 0 | 1 | - | Unknown |