Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stageone Ventures CRD: 295639 | - | 0 | 0 | A | Unknown |
| Stageone Ventures CRD: 175128 | - | 0 | 0 | A | Unknown |
| Stagner Financial Advisory CRD: 284305 | - | 0 | 2 | A | Unknown |
| Stairs Financial CRD: 311572 | - | 0 | 0 | A | Unknown |
| Stake CRD: 300369 | - | 0 | 0 | A | Unknown |
| Staley Capital CRD: 234788 | - | 0 | 1 | A | Unknown |
| Stamos Capital Partners, L.P. CRD: 134660 | - | 0 | 1 | A | Unknown |
| Stampede Trading L.L.C. CRD: 122334 | - | 0 | 0 | A | INACTIVE |
| Stan Daly Financial Service CRD: 7181 | - | 0 | 0 | A | INACTIVE |
| Standard & Poor's Securities, Inc. CRD: 5248 | - | 5 | 0 | C | INACTIVE |
| Standard Capital N.V. CRD: 171393 | - | 0 | 0 | A | Unknown |
| Standard NEW York, Inc. CRD: 173725 | NY | 0 | 2 | A | Active |
| Standard Securities Corp. CRD: 27178 | - | 0 | 0 | A | INACTIVE |
| Standish CRD: 113972 | - | 0 | 0 | A | Unknown |
| Standish Singapore CRD: 175422 | - | 0 | 0 | A | Unknown |
| Stanley Securities, Inc. CRD: 14312 | - | 0 | 0 | A | INACTIVE |
| Stantum, LLC CRD: 170360 | - | 0 | 2 | A | Unknown |
| Staple Investments LLC CRD: 333656 | - | 0 | 1 | A | Unknown |
| Staple Street Capital CRD: 173785 | - | 0 | 1 | A | Unknown |
| Star Asia Management CRD: 162365 | - | 0 | 1 | A | Unknown |
| Star Capital CRD: 289722 | - | 0 | 0 | A | Unknown |
| Star Financial Services CRD: 128021 | - | 0 | 2 | A | Unknown |
| Star Investments, Inc. CRD: 20409 | - | 0 | 0 | A | INACTIVE |
| Star of Texas Capital CRD: 166441 | - | 0 | 0 | A | Unknown |
| Starbase Investments, Inc. CRD: 19386 | - | 0 | 0 | A | INACTIVE |
| Starboard Capital Partners, L.P. CRD: 130100 | - | 0 | 0 | A | Unknown |
| Starboard Securities CRD: 16177 | - | 0 | 0 | A | INACTIVE |
| Starbord LLC CRD: 174041 | - | 0 | 1 | A | Unknown |
| Stardust Wealth Strategies CRD: 288595 | - | 0 | 1 | A | Unknown |
| Starfn CRD: 7192 | - | 1 | 0 | B | INACTIVE |
| Stargaze CRD: 324797 | - | 0 | 0 | A | Unknown |
| Stark Investments CRD: 137442 | - | 0 | 0 | A | Unknown |
| Starpoint Securities, L.C. CRD: 127692 | - | 0 | 0 | A | INACTIVE |
| Starr Securities, Inc. CRD: 13336 | - | 4 | 0 | C | INACTIVE |
| Starship Securities LLC CRD: 306945 | - | 0 | 0 | A | Unknown |
| Start Smart, Inc. CRD: 288487 | - | 0 | 0 | A | Unknown |
| Startup Capital Ventures Management Co, LLC CRD: 161335 | - | 0 | 0 | A | Unknown |
| Startup Health CRD: 313875 | - | 0 | 1 | A | Unknown |
| Starwood Capital Group Management, L.L.C. CRD: 110148 | - | 0 | 1 | A | Unknown |
| Starwood Capital, L.L.C. CRD: 146057 | CT | 0 | 7 | A | Active |
| Starwyn Group, PLLC CRD: 316700 | - | 0 | 0 | A | Unknown |
| Stash Wealth, LLC CRD: 167072 | - | 0 | 2 | A | Unknown |
| Stasi, James Richard CRD: 121568 | - | 0 | 0 | A | INACTIVE |
| Stat Trade Inc. CRD: 269950 | - | 0 | 0 | A | Unknown |
| Stat Trading, LLC CRD: 119206 | - | 0 | 0 | A | INACTIVE |
| Statarb LLC CRD: 290886 | - | 0 | 0 | A | Unknown |
| State Equities, Inc. CRD: 18039 | - | 0 | 0 | A | INACTIVE |
| State First Financial, Inc. CRD: 26375 | - | 0 | 0 | A | INACTIVE |
| State Space Advisors LLC CRD: 307748 | - | 0 | 0 | A | Unknown |
| State Street Advisors, Inc. CRD: 112693 | - | 0 | 0 | A | Unknown |