Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ecofin Advisors Limited CRD: 130824 | - | 0 | 0 | - | Unknown |
| Ecofin Advisors, LLC CRD: 309902 | - | 0 | 0 | - | Unknown |
| Econ Wealth Management CRD: 226774 | - | 0 | 1 | - | Unknown |
| Econalpha Advisors CRD: 342843 | - | 0 | 1 | - | Unknown |
| Econative Corporation CRD: 7436 | - | 0 | 0 | A | INACTIVE |
| Econologics Financial Advisors CRD: 125738 | - | 0 | 1 | - | Unknown |
| Econometric Strategies LLC CRD: 309821 | - | 0 | 0 | - | Unknown |
| Economic Cycle Fund Management, LP CRD: 340448 | - | 0 | 1 | - | Unknown |
| Economic Defense Fund CRD: 323903 | - | 0 | 1 | - | Unknown |
| Economic Leads CRD: 114306 | - | 0 | 1 | - | Unknown |
| Economic Research and Insurance Solutions, LLC CRD: 145834 | - | 0 | 1 | - | Unknown |
| Economic Research Associates, Inc. CRD: 22930 | - | 0 | 0 | A | INACTIVE |
| Economic Resources, Inc. CRD: 14524 | - | 0 | 0 | A | INACTIVE |
| Economics & Capital Resources Group, Inc. CRD: 14176 | - | 0 | 0 | A | INACTIVE |
| Economy Securities, Incorporated CRD: 10228 | - | 0 | 0 | A | INACTIVE |
| Econovest CRD: 14008 | - | 0 | 0 | A | INACTIVE |
| Ecor1 Capital, LLC CRD: 167121 | - | 0 | 1 | - | Unknown |
| Ecos Wealth Advisors CRD: 328271 | - | 0 | 1 | - | Unknown |
| Ecosphere Ventures, LLC CRD: 322630 | - | 0 | 1 | - | Unknown |
| Ecotone Management, LLC CRD: 317280 | - | 0 | 1 | - | Unknown |
| ECP CRD: 155020 | - | 0 | 1 | - | Unknown |
| ECP Investment Advisors LLC CRD: 284686 | - | 0 | 1 | - | Unknown |
| ECP Management II LLC CRD: 308229 | - | 0 | 1 | - | Unknown |
| ECP Management III, LLC CRD: 335759 | - | 0 | 1 | - | Unknown |
| ECP Management, LLC CRD: 287853 | - | 0 | 1 | - | Unknown |
| Ecphora Capital Management Company, LLC CRD: 322384 | - | 0 | 0 | - | Unknown |
| ECS Securities, Inc. CRD: 14724 | - | 0 | 0 | A | INACTIVE |
| ECS Wealth Strategies CRD: 316061 | - | 0 | 1 | - | Unknown |
| ECT Advisory, LLC CRD: 169117 | - | 0 | 1 | - | Unknown |
| ECT Securities Limited Partnership CRD: 37446 | - | 0 | 0 | A | INACTIVE |
| Ecton & Company Inc. CRD: 21220 | - | 0 | 0 | A | INACTIVE |
| ECV IL Manco Limited CRD: 318974 | - | 0 | 0 | - | Unknown |
| ED Cobb Broker-Dealer, Ltd. CRD: 4270 | - | 0 | 0 | A | INACTIVE |
| ED Douglas CRD: 141959 | - | 0 | 1 | - | Unknown |
| ED Pysher CFP, CHFC CRD: 118763 | - | 0 | 0 | - | Unknown |
| Edaco, Inc. CRD: 10826 | - | 0 | 0 | A | INACTIVE |
| EDC Securities Company, Inc CRD: 10137 | - | 0 | 0 | A | INACTIVE |
| Eddid Securities USA Inc. CRD: 299423 | NY | 0 | 2 | A | Active |
| Eddie Haggar Capital MGT, Inc. CRD: 116482 | - | 0 | 2 | - | Unknown |
| Eddleman & Eddleman Inc CRD: 137095 | - | 0 | 3 | - | Unknown |
| Eddy Company, LLC CRD: 172098 | - | 0 | 1 | - | Unknown |
| Eddy Financial, LLC CRD: 290208 | - | 0 | 3 | - | Unknown |
| Eddy, Mark G CRD: 43763 | - | 0 | 0 | A | INACTIVE |
| Edelberg-Shiffman Securities, Inc. CRD: 17084 | - | 0 | 0 | A | INACTIVE |
| Edelman & Co., Ltd. CRD: 38840 | - | 0 | 0 | A | INACTIVE |
| Edelman Financial Engines CRD: 104510 | - | 0 | 844 | - | Unknown |
| Edelman Financial Services, LLC CRD: 113299 | - | 0 | 0 | - | Unknown |
| Edelman Securities Company, L.P. CRD: 7381 | - | 2 | 0 | B | INACTIVE |
| Edelman, Alan CRD: 133630 | - | 0 | 0 | - | Unknown |
| Edelweiss Fund II Associates LLC CRD: 285132 | - | 0 | 0 | - | Unknown |