Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| State Street Digital Ltd CRD: 340778 | - | 0 | 1 | A | Unknown |
| State Street Research Investment Services, Inc. CRD: 17580 | - | 3 | 0 | C | INACTIVE |
| State Street Securities, Inc. CRD: 15105 | - | 0 | 0 | A | INACTIVE |
| Static Variable, L.L.C. CRD: 313822 | - | 0 | 0 | A | Unknown |
| Station Plaza Planning Co. Inc. CRD: 7858 | - | 0 | 0 | A | INACTIVE |
| Staton Investments CRD: 14580 | - | 0 | 0 | A | INACTIVE |
| Stats Investments CRD: 286231 | - | 0 | 0 | A | Unknown |
| Stax Capital CRD: 300607 | CA | 0 | 2 | A | Active |
| Stcap Management LLC CRD: 311024 | - | 0 | 1 | A | Unknown |
| STCP North America LLC CRD: 305034 | - | 0 | 0 | A | Unknown |
| Steady Eddy GP LLC CRD: 329677 | - | 0 | 0 | A | Unknown |
| Steady Returns CRD: 166834 | - | 0 | 2 | A | Unknown |
| Steed Investments, LLC CRD: 145804 | - | 0 | 1 | A | Unknown |
| Steele Financial Studios CRD: 336717 | - | 0 | 1 | A | Unknown |
| Steele Investments, LLC CRD: 129269 | - | 0 | 0 | A | INACTIVE |
| Steele Street Capital LLC CRD: 331520 | - | 0 | 1 | A | Unknown |
| Steeley Advisory, LLC CRD: 304870 | - | 0 | 1 | A | Unknown |
| Steelpoint Securities, LLC CRD: 155847 | - | 2 | 0 | B | INACTIVE |
| Stefanos, John CRD: 103955 | - | 2 | 0 | B | INACTIVE |
| Stein Abbott and Company CRD: 13692 | - | 0 | 0 | A | INACTIVE |
| Stein Financial Advisory CRD: 333941 | - | 0 | 1 | A | Unknown |
| Stein, Shore Securities, Inc. CRD: 31294 | - | 0 | 0 | A | INACTIVE |
| Steinback, Brad Stephen CRD: 34518 | - | 0 | 0 | A | INACTIVE |
| Stella Partners LLC CRD: 297977 | IL | 0 | 2 | A | Active |
| Stellar Assets L.L.C. CRD: 311664 | - | 0 | 1 | A | Unknown |
| Stellar Investments, Inc. CRD: 13814 | - | 7 | 0 | D | INACTIVE |
| Stellaris Securities, Inc. CRD: 30853 | - | 0 | 0 | A | INACTIVE |
| Stellex Capital CRD: 174278 | - | 0 | 1 | A | Unknown |
| Stem Financial, LLC CRD: 269943 | - | 0 | 0 | A | Unknown |
| Sten Securities, L.L.C. CRD: 45945 | - | 0 | 0 | A | INACTIVE |
| Stenhouse, Weiner, Sherman, Ltd. CRD: 13141 | - | 0 | 0 | A | INACTIVE |
| Step by Step Financial, LLC CRD: 146345 | - | 0 | 1 | A | Unknown |
| Step Financial Services, LLC CRD: 173864 | - | 0 | 1 | A | Unknown |
| Step Forward Financial CRD: 334730 | - | 0 | 2 | A | Unknown |
| Step UP CRD: 156829 | - | 0 | 0 | A | Unknown |
| Stephen K.RONSON, M.D., LLC CRD: 307086 | - | 0 | 0 | A | Unknown |
| Stephen L. Smith Corporation CRD: 116459 | - | 0 | 1 | A | Unknown |
| Stephen M. Mintz DBA Stephen M. Mintz, FEE-Only Fi… CRD: 140245 | - | 0 | 0 | A | Unknown |
| Stephen Smith Financial Inc. CRD: 339402 | - | 0 | 1 | A | Unknown |
| Stephen T. Carney CRD: 129392 | - | 0 | 0 | A | Unknown |
| Stephens CRD: 3496 | AR | 53 | 65 | C | Active |
| Stepp Investments, Ltd. CRD: 6994 | - | 0 | 0 | A | INACTIVE |
| Stepping Stone Advisors, LLC CRD: 300868 | - | 0 | 2 | A | Unknown |
| Stepstone Group LP CRD: 143635 | - | 0 | 1 | A | Unknown |
| Sterling & Yorke Securities Corp. CRD: 15488 | - | 0 | 0 | A | INACTIVE |
| Sterling Advisory Group LLC CRD: 327855 | - | 0 | 1 | A | Unknown |
| Sterling Benefits Brokerage, LLC CRD: 113868 | - | 0 | 0 | A | INACTIVE |
| Sterling Fund Management, LLC CRD: 160338 | - | 0 | 1 | A | Unknown |
| Sterling Investment Partners Advisers, LLC CRD: 156946 | - | 0 | 1 | A | Unknown |
| Sterling Investments Inc. CRD: 13529 | - | 0 | 0 | A | INACTIVE |