Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Edelweiss Fund II Associates LLC CRD: 314471 | - | 0 | 1 | - | Unknown |
| Edelweiss, LLC CRD: 309453 | - | 0 | 1 | - | Unknown |
| Eden Advisory Services, LLC CRD: 277083 | - | 0 | 1 | - | Unknown |
| Eden Block LP CRD: 341111 | - | 0 | 0 | - | Unknown |
| Eden Capital Management LLC CRD: 290418 | - | 0 | 1 | - | Unknown |
| Eden Capital Management Partners, L.P. CRD: 119462 | - | 0 | 0 | - | Unknown |
| Eden Capital Management, LLC CRD: 284485 | - | 0 | 2 | - | Unknown |
| Eden Family Wealth Group, LLC CRD: 337370 | - | 0 | 1 | - | Unknown |
| Eden Financial CRD: 323479 | - | 0 | 3 | - | Unknown |
| Eden Financial (USA) Limited CRD: 135576 | - | 0 | 0 | A | INACTIVE |
| Eden Global Advisors LLC CRD: 317761 | - | 0 | 1 | - | Unknown |
| Eden Global Capital Partners LLC CRD: 313169 | NY | 0 | 2 | A | Active |
| Eden Group CRD: 309905 | - | 0 | 0 | - | Unknown |
| Eden Intelligence Financial CRD: 328617 | - | 0 | 0 | - | Unknown |
| Eden Prairie Capital Management and Consulting LLC CRD: 155055 | - | 0 | 0 | - | Unknown |
| Eden Road Capital, LLC CRD: 342430 | - | 0 | 1 | - | Unknown |
| Edenbrook Capital, LLC CRD: 283465 | - | 0 | 1 | - | Unknown |
| Edendale Capital, LLC CRD: 291961 | - | 0 | 0 | - | Unknown |
| Edesia Asset Management B.V. CRD: 161267 | - | 0 | 0 | - | Unknown |
| EDF Ventures CRD: 162947 | - | 0 | 0 | - | Unknown |
| EDG Capital LLC CRD: 326173 | UT | 0 | 2 | A | Active |
| EDG Partners CRD: 161363 | - | 0 | 0 | - | Unknown |
| Edgar Investment Management LLC CRD: 152255 | - | 0 | 2 | - | Unknown |
| Edgar Investment Management, LLC CRD: 159196 | - | 0 | 1 | - | Unknown |
| Edgar M. Norris & Co., Inc. CRD: 2928 | - | 5 | 0 | C | INACTIVE |
| Edgbaston Investment Partners CRD: 148364 | - | 0 | 0 | - | Unknown |
| Edge Advisors LLC CRD: 289754 | - | 0 | 0 | A | INACTIVE |
| Edge Advisors, LLC CRD: 142261 | - | 0 | 0 | - | Unknown |
| Edge Asset Management LLC CRD: 137532 | - | 0 | 0 | - | Unknown |
| Edge Asset Management, Inc. CRD: 104565 | - | 0 | 0 | - | Unknown |
| Edge Capital Group, LLC CRD: 297596 | - | 0 | 0 | - | Unknown |
| Edge Capital Investment Management, Ltd CRD: 316894 | - | 0 | 0 | - | Unknown |
| Edge Case Capital Partners CRD: 329191 | - | 0 | 1 | - | Unknown |
| Edge Creek Wealth Management LLC CRD: 325266 | - | 0 | 0 | - | Unknown |
| Edge Financial Advisors, LLC CRD: 136426 | - | 0 | 0 | - | Unknown |
| Edge Focus Capital Management, LLC CRD: 309884 | - | 0 | 1 | - | Unknown |
| Edge Natural Resources LLC CRD: 230787 | - | 0 | 1 | - | Unknown |
| Edge Partners Capital LLC CRD: 330669 | - | 0 | 1 | - | Unknown |
| Edge Principal Advisors, LLC CRD: 158273 | - | 0 | 1 | - | Unknown |
| Edge Securities CRD: 22630 | - | 0 | 0 | A | INACTIVE |
| Edge Securities, Inc. CRD: 21881 | - | 0 | 0 | A | INACTIVE |
| Edge Securities, Inc. CRD: 35301 | - | 1 | 0 | B | INACTIVE |
| Edge Specialists LLC CRD: 131841 | - | 0 | 0 | A | INACTIVE |
| Edge Trading Group, LLC CRD: 104140 | - | 0 | 0 | A | INACTIVE |
| Edge Trading Inc. CRD: 147095 | - | 0 | 0 | A | INACTIVE |
| Edge Wealth Management, LLC CRD: 142380 | - | 0 | 2 | - | Unknown |
| Edgebrook Investments, LLC CRD: 133418 | - | 0 | 2 | - | Unknown |
| Edgecrest Capital (USA) Inc. CRD: 153978 | - | 0 | 0 | A | INACTIVE |
| Edgehelm Financial CRD: 305015 | - | 0 | 1 | - | Unknown |
| Edgehill Endowment Partners CRD: 171994 | - | 0 | 0 | - | Unknown |