CRD #326173 · FINRA BrokerCheck + SEC IAPD

EDG Capital LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, EDG Capital LLC ranks #9,219 of 20,055 by disclosure count (most disclosures first). Among firms registered in UT, it ranks #15 of 29 on the same disclosure sort used on the state browse page. EDG Capital LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#9,219 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 326173 EDG Capital LLC

EDG Capital LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 326173
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #9,219 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00EDG Capital LLC (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

EDG Capital LLC ranks #9,219 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

EDG Capital LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Park City, UT, 84060
Formed
10/31/2022
State of Formation
Delaware
CRD Number
326173
SEC Number
71103

Clean BrokerCheck surface

EDG Capital LLC's clean BrokerCheck surface

EDG Capital LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

EDG Capital LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of EDG Capital LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Utah cohort · 0.00× state average

EDG Capital LLC sits below the Utah disclosure average

EDG Capital LLC reports 0 BrokerCheck disclosures, 0.00× the Utah average of 2.5, lighter than most of the 29 graded firms filed there.

In Utah, 20 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Utah state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does EDG Capital LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, EDG Capital LLC ranks #9,219 of 20,055 by disclosure count (most disclosures first). Among firms registered in UT, it ranks #15 of 29 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for EDG Capital LLC?
A grade of A means EDG Capital LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does EDG Capital LLC have?
EDG Capital LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is EDG Capital LLC?
EDG Capital LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in UT (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify EDG Capital LLC's disciplinary record?
You can verify EDG Capital LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 326173. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. EDG Capital LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to EDG Capital LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to EDG Capital LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to EDG Capital LLC's 0.00
  • Firms in UT - state roster that includes EDG Capital LLC's registration home.
  • How to Vet a Financial Advisor - Use EDG Capital LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like EDG Capital LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside EDG Capital LLC.
  • Compare firms - put EDG Capital LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.