Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sterling Newton, Inc. CRD: 139772 | - | 0 | 0 | A | Unknown |
| Sterling OAK Advisors CRD: 152267 | - | 0 | 1 | A | Unknown |
| Sterling Partners Quantitative Investments LLC CRD: 299372 | - | 0 | 0 | A | Unknown |
| Sterling Road CRD: 321070 | - | 0 | 1 | A | Unknown |
| Sterling Securities, Inc. CRD: 11877 | - | 0 | 0 | A | INACTIVE |
| Sterling Smith Corporation CRD: 38041 | TX | 0 | 2 | A | Active |
| Sterling Software Services, Inc. CRD: 159128 | - | 0 | 0 | A | INACTIVE |
| Stern & Kennedy CRD: 33061 | - | 1 | 0 | B | INACTIVE |
| Stern & Stern Securities, Inc. CRD: 3503 | - | 0 | 0 | A | INACTIVE |
| Stern Bros. CRD: 3504 | - | 0 | 0 | A | INACTIVE |
| Stern Investment Advisory CRD: 129563 | - | 0 | 0 | A | Unknown |
| Stern, Daniel Brian CRD: 32160 | - | 0 | 0 | A | INACTIVE |
| Steuben Trust Corporation CRD: 132408 | - | 0 | 0 | A | Unknown |
| Stevard LLC CRD: 285189 | - | 0 | 1 | A | Unknown |
| Steven C. Nelson, CFP CRD: 130218 | - | 0 | 2 | A | Unknown |
| Steven H. Lewis P.C. CRD: 139739 | - | 0 | 1 | A | Unknown |
| Steven Hermann Advisory CRD: 340674 | - | 0 | 1 | A | Unknown |
| Steven I. DYM & Co. CRD: 159124 | - | 0 | 0 | A | Unknown |
| Steven J Corso CPA, LLC CRD: 142184 | - | 0 | 0 | A | Unknown |
| Steven J. Cwienkala,SR DBA Cwienkala & Salfi, CPA CRD: 124028 | - | 0 | 0 | A | Unknown |
| Steven Nordlinger Inc. CRD: 126526 | - | 0 | 0 | A | Unknown |
| Steven P. Siegel, Ltd. CRD: 172308 | - | 0 | 2 | A | Unknown |
| Steven R. Jacobson, B/D CRD: 25937 | - | 0 | 0 | A | INACTIVE |
| Steven V. Berman Inc. CRD: 132217 | - | 1 | 0 | B | INACTIVE |
| Steven William Sherman CRD: 134043 | - | 0 | 1 | A | Unknown |
| Steven Young Financial Planning CRD: 117280 | - | 0 | 0 | A | Unknown |
| Stevens Court Capital Corporation CRD: 11037 | - | 0 | 0 | A | INACTIVE |
| Stevens Financial Services CRD: 114349 | - | 0 | 0 | A | Unknown |
| Stevens Trading L.L.C. CRD: 119015 | - | 0 | 0 | A | INACTIVE |
| Stevens, Alan BEN CRD: 37776 | - | 0 | 0 | A | INACTIVE |
| Steward Inc. CRD: 314340 | - | 0 | 2 | A | Unknown |
| Steward Partners Investment Solutions, LLC CRD: 1254 | OR | 14 | 89 | C | Active |
| Steward's Progress, LLC CRD: 163694 | - | 0 | 0 | A | Unknown |
| Stewards Advisory Services CRD: 295694 | - | 0 | 2 | A | Unknown |
| Stewart Dell LLC CRD: 289289 | - | 0 | 0 | A | Unknown |
| STF Management LP CRD: 173690 | - | 0 | 1 | A | Unknown |
| STG Futures CRD: 13878 | - | 0 | 0 | A | INACTIVE |
| STG Partners, LLC CRD: 291048 | - | 0 | 1 | A | Unknown |
| STG Secure Trading Group, Inc. CRD: 41216 | - | 10 | 0 | D | INACTIVE |
| STG Secure Trading Group, LLC. CRD: 125956 | - | 2 | 0 | B | INACTIVE |
| STG Securities, LLC CRD: 322438 | NY | 0 | 2 | A | Active |
| STI Classic Fund Services, Inc CRD: 35746 | - | 1 | 0 | B | INACTIVE |
| Stillwater ONE CRD: 325486 | - | 0 | 1 | A | Unknown |
| Stilwell Value LLC CRD: 160697 | - | 0 | 1 | A | Unknown |
| Stinson Securities, LLC CRD: 113004 | - | 0 | 0 | A | INACTIVE |
| Stipek Securities, LLC CRD: 100940 | - | 8 | 0 | D | INACTIVE |
| Stires & Co., Inc. CRD: 6813 | - | 7 | 0 | D | INACTIVE |
| Stirling Heights CRD: 332724 | - | 0 | 1 | A | Unknown |
| Stiteler Investments, Inc. CRD: 7593 | - | 0 | 0 | A | INACTIVE |
| STJ Ventures, LLC CRD: 288740 | - | 0 | 1 | A | Unknown |