Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Edgeline Capital, LLC. CRD: 152774 | CA | 0 | 2 | A | Active |
| Edgemont Advisors, LLC CRD: 155143 | - | 0 | 1 | - | Unknown |
| Edgemont Capital Partners, L.P. CRD: 122572 | NY | 2 | 2 | B | Active |
| Edgemont Investment Management, LLC CRD: 114136 | - | 0 | 1 | - | Unknown |
| Edgemoor Investment Advisors, Inc. CRD: 109104 | - | 0 | 2 | - | Unknown |
| Edgepoint Alpha Capital, LLC CRD: 334856 | - | 0 | 1 | - | Unknown |
| Edgepoint Capital Advisors LLC CRD: 143695 | OH | 0 | 2 | A | Active |
| Edgepoint Investment Group CRD: 312152 | - | 0 | 0 | - | Unknown |
| Edgerock BD LLC CRD: 151352 | - | 0 | 0 | A | INACTIVE |
| Edgerock Wealth Management CRD: 312325 | - | 0 | 6 | - | Unknown |
| Edgestone Partners, Inc. CRD: 281846 | - | 0 | 0 | - | Unknown |
| Edgestream Partners, L.P. CRD: 166338 | - | 0 | 1 | - | Unknown |
| Edgetech Analytics, LLC CRD: 175038 | - | 0 | 1 | - | Unknown |
| Edgetrade LLC CRD: 42071 | - | 5 | 0 | C | INACTIVE |
| Edgeview Capital Securities, LLC CRD: 154187 | - | 0 | 0 | A | INACTIVE |
| Edgewater Asset Management CRD: 116948 | - | 0 | 3 | - | Unknown |
| Edgewater Capital Partners CRD: 162735 | - | 0 | 1 | - | Unknown |
| Edgewater Capital, LLC CRD: 128898 | CA | 0 | 2 | A | Active |
| Edgewater Financial Services, LLC CRD: 158311 | - | 0 | 1 | - | Unknown |
| Edgewater Management Partners LLC CRD: 309715 | - | 0 | 1 | - | Unknown |
| Edgewater Partners, LLC CRD: 134700 | - | 5 | 0 | C | INACTIVE |
| Edgewater PRO Sports Financial CRD: 135316 | - | 0 | 1 | - | Unknown |
| Edgewater Securities, Inc. CRD: 22884 | - | 0 | 0 | A | INACTIVE |
| Edgewater Services, LLC CRD: 159926 | - | 0 | 1 | - | Unknown |
| Edgewood Capital Advisors, LLC CRD: 164110 | - | 0 | 1 | - | Unknown |
| Edgewood Management LLC CRD: 106647 | - | 0 | 2 | - | Unknown |
| Edgewood Services, Inc. CRD: 35970 | - | 0 | 0 | A | INACTIVE |
| Edgewood Wealth Management CRD: 341116 | - | 0 | 1 | - | Unknown |
| Edgeworth Capital PTY Ltd CRD: 335630 | - | 0 | 0 | - | Unknown |
| Edgeworth Capital, Inc. CRD: 327432 | - | 0 | 1 | - | Unknown |
| Edgon Advisory LLC CRD: 287530 | - | 0 | 1 | - | Unknown |
| EDI Financial, Inc. CRD: 15699 | - | 15 | 0 | D | INACTIVE |
| EDI Investment Advisor Corporation CRD: 124129 | - | 0 | 0 | - | Unknown |
| EDI Ventures, Inc. CRD: 27158 | - | 1 | 0 | B | INACTIVE |
| Edifice Capital, Inc. CRD: 105093 | - | 1 | 0 | B | INACTIVE |
| Edify Financial Planning CRD: 173826 | - | 0 | 0 | - | Unknown |
| Edinburgh Partners Limited CRD: 132796 | - | 0 | 0 | - | Unknown |
| Edinburgh Partners North America CRD: 172746 | - | 0 | 0 | - | Unknown |
| Edison Management Corporation CRD: 160620 | - | 0 | 0 | - | Unknown |
| Edison Partners Management, LLC CRD: 310951 | - | 0 | 1 | - | Unknown |
| Edison Ventures Management, LLC CRD: 167680 | - | 0 | 0 | - | Unknown |
| Edited Capital Management, LLC CRD: 327261 | - | 0 | 1 | - | Unknown |
| Edition Ventures LLC CRD: 338309 | - | 0 | 1 | - | Unknown |
| EDK Advisory CRD: 292227 | - | 0 | 1 | - | Unknown |
| Edko Securities CRD: 15173 | - | 0 | 0 | A | INACTIVE |
| EDL Capital (UK) Limited CRD: 277050 | - | 0 | 0 | - | Unknown |
| EDL Capital AG CRD: 298359 | - | 0 | 0 | - | Unknown |
| EDL Capital Ltd CRD: 293309 | - | 0 | 0 | - | Unknown |
| Edly CRD: 305923 | - | 0 | 0 | - | Unknown |
| Edly Advisors CRD: 328677 | - | 0 | 0 | - | Unknown |