Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| EDM Capital, LLC CRD: 287669 | - | 0 | 1 | - | Unknown |
| Edman Global Investment Management LLC CRD: 119486 | - | 0 | 1 | - | Unknown |
| Edmd Financial Strategies, LLC CRD: 153242 | - | 0 | 1 | - | Unknown |
| Edminster, Michael H CRD: 134383 | - | 0 | 0 | - | Unknown |
| Edmonds Capital LLC CRD: 312906 | - | 0 | 0 | - | Unknown |
| Edmonds Duncan Registered Investment Advisors, LLC CRD: 168246 | - | 0 | 0 | - | Unknown |
| Edmp, Inc. CRD: 110248 | - | 0 | 3 | - | Unknown |
| Edna Advisors, LLC CRD: 170921 | - | 0 | 0 | - | Unknown |
| Edna J. Thompsen, CFP CRD: 115524 | - | 0 | 2 | - | Unknown |
| Ednal Investors Group, Ltd. CRD: 15193 | - | 0 | 0 | A | INACTIVE |
| EDR Investment Advisors, LLC CRD: 167879 | - | 0 | 1 | - | Unknown |
| Edrich Capital LLC CRD: 310622 | - | 0 | 0 | - | Unknown |
| Edrigan, LLC CRD: 288751 | - | 0 | 0 | - | Unknown |
| Edrigan, LLC CRD: 318027 | - | 0 | 1 | - | Unknown |
| Edrpel CRD: 291887 | - | 0 | 0 | - | Unknown |
| EDU Wealth Advisors LLC CRD: 282333 | - | 0 | 0 | - | Unknown |
| Educated Financial Planning CRD: 329045 | - | 0 | 1 | - | Unknown |
| Educated Investors LLC CRD: 327581 | - | 0 | 2 | - | Unknown |
| Educated Solutions CRD: 304287 | - | 0 | 2 | - | Unknown |
| Educated Wallet LLC CRD: 322021 | - | 0 | 1 | - | Unknown |
| Educated Wealth & Financial, LLC CRD: 283739 | - | 0 | 1 | - | Unknown |
| Education Growth Partners, LLC CRD: 166162 | - | 0 | 1 | - | Unknown |
| Education Securities, Inc. CRD: 38026 | - | 0 | 0 | A | INACTIVE |
| Educator Benefits Corporation CRD: 151398 | - | 0 | 0 | - | Unknown |
| Educators Financial Management, Inc. CRD: 17448 | - | 0 | 0 | A | INACTIVE |
| Edulab Capital Management Company, LLC CRD: 300636 | - | 0 | 1 | - | Unknown |
| Edvestment Solutions L.L.C. CRD: 286186 | - | 0 | 1 | - | Unknown |
| Edvisor Financial CRD: 145924 | - | 0 | 0 | - | Unknown |
| Edward a. Reiss, Inc. CRD: 33069 | - | 1 | 0 | B | INACTIVE |
| Edward Allen Benson, PHD. CRD: 115866 | - | 0 | 1 | - | Unknown |
| Edward C. Rorer & Co., Inc. CRD: 7701 | - | 0 | 0 | A | INACTIVE |
| Edward Haro Financial, LLC CRD: 328012 | - | 0 | 1 | - | Unknown |
| Edward J. Hennessy Incorporated CRD: 24076 | - | 0 | 0 | A | INACTIVE |
| Edward J. Higgins Planning Group, Inc. CRD: 14978 | - | 0 | 0 | A | INACTIVE |
| Edward Jones CRD: 250 | MO | 325 | 18,742 | B | Active |
| Edward P. Fitch - Investment Securities CRD: 1867 | - | 0 | 0 | A | INACTIVE |
| Edward R. Wildman, CPA, LLC CRD: 143404 | - | 0 | 1 | - | Unknown |
| Edward S. Green & Associates, LLC CRD: 109243 | - | 0 | 2 | - | Unknown |
| Edward Vance Investment Management CRD: 154474 | - | 0 | 0 | - | Unknown |
| Edward Villarreal & Company, L.L.C. CRD: 292212 | - | 0 | 0 | - | Unknown |
| Edward Wealth Partners CRD: 338899 | - | 0 | 1 | - | Unknown |
| Edward Wolfe LLC CRD: 311009 | VA | 0 | 2 | A | Active |
| Edwards Equities, Inc. CRD: 17430 | - | 0 | 0 | A | INACTIVE |
| Edwards Financial & Insurance Services CRD: 307290 | - | 0 | 1 | - | Unknown |
| Edwards Financial Services CRD: 150517 | - | 0 | 3 | - | Unknown |
| Edwards Premier Financial CRD: 298453 | - | 0 | 2 | - | Unknown |
| Edwin C. Sanders & Company CRD: 3267 | - | 0 | 0 | A | INACTIVE |
| Edwin Chiang Investment Advisor CRD: 323996 | - | 0 | 1 | - | Unknown |
| Edwin Lane Financial Services, LLC CRD: 307035 | - | 0 | 1 | - | Unknown |
| Edwin R. Cummer, LLC CRD: 155581 | - | 0 | 0 | - | Unknown |