Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stock & Trade Inc. CRD: 10689 | - | 0 | 0 | A | INACTIVE |
| Stock Management LLC CRD: 113902 | - | 0 | 4 | A | Unknown |
| Stock Market Trim Tabs, Inc. CRD: 36506 | - | 0 | 0 | A | INACTIVE |
| Stock Options DAD LLC CRD: 315586 | - | 0 | 0 | A | Unknown |
| Stock PRO CRD: 285362 | - | 0 | 1 | A | Unknown |
| Stock Securities LLC CRD: 32244 | CT | 2 | 3 | B | Active |
| Stock Snips, Inc. CRD: 322544 | - | 0 | 2 | A | Unknown |
| Stock Traders CRD: 37711 | CA | 0 | 3 | A | Active |
| Stock USA, Inc. CRD: 40687 | - | 2 | 0 | B | INACTIVE |
| Stockblock Securities CRD: 307304 | NY | 0 | 3 | A | Active |
| Stockgift Corporation CRD: 47267 | - | 0 | 0 | A | INACTIVE |
| Stocking Securities Corp CRD: 35401 | - | 0 | 0 | A | INACTIVE |
| Stoffler Crowley Securities CRD: 20637 | - | 0 | 0 | A | INACTIVE |
| Stoic Strategies LLC CRD: 317685 | - | 0 | 0 | A | Unknown |
| Stoic Trading L.L.C. CRD: 115348 | - | 0 | 0 | A | INACTIVE |
| Stoke Capital CRD: 135560 | - | 0 | 2 | A | Unknown |
| Stoker Ostler, a Part of BMO Financial Group CRD: 111320 | - | 0 | 4 | A | Unknown |
| Stoliar, Scott Nelson CRD: 35343 | - | 0 | 0 | A | INACTIVE |
| Stolper & Co., Inc. CRD: 6911 | - | 0 | 1 | A | INACTIVE |
| Stone & Youngberg LLC CRD: 795 | - | 11 | 0 | D | INACTIVE |
| Stone Creek Group, LLC CRD: 182512 | - | 0 | 1 | A | Unknown |
| Stone Financial CRD: 226690 | - | 0 | 1 | A | Unknown |
| Stone House Partners CRD: 167094 | - | 0 | 1 | A | Unknown |
| Stone KEY Securities LLC CRD: 152341 | CT | 0 | 2 | A | Active |
| Stone Lion L.P. CRD: 157391 | - | 0 | 0 | A | Unknown |
| Stone Mill Securities Corp. CRD: 13307 | - | 0 | 0 | A | INACTIVE |
| Stone OAK Capital CRD: 340458 | - | 0 | 1 | A | Unknown |
| Stone OAK Capital, LLC CRD: 289105 | - | 0 | 2 | A | Unknown |
| Stone Pine Financial Partners CRD: 175287 | - | 0 | 2 | A | Unknown |
| Stone Securities Inc. CRD: 162909 | - | 0 | 1 | A | Unknown |
| Stone Spring Global, LLC CRD: 315497 | - | 0 | 1 | A | Unknown |
| Stone Steps Financial, LLC CRD: 175289 | - | 0 | 2 | A | Unknown |
| Stone Summit Wealth LLC CRD: 315438 | - | 0 | 1 | A | Unknown |
| Stone Wealth Strategies CRD: 297961 | - | 0 | 4 | A | Unknown |
| Stone, Joel J. CRD: 104043 | - | 0 | 0 | A | INACTIVE |
| Stone, Stephen B. CRD: 141180 | - | 0 | 0 | A | Unknown |
| Stone-Goff Partners CRD: 281205 | - | 0 | 1 | A | Unknown |
| Stonebriar Securities, Inc. CRD: 19193 | - | 4 | 0 | C | INACTIVE |
| Stonebridge Securities LLC CRD: 47659 | WA | 0 | 2 | A | Active |
| Stonebridge Securities, Inc. CRD: 38602 | - | 0 | 0 | A | INACTIVE |
| Stonebridge Securities,Ltd. CRD: 13651 | - | 0 | 0 | A | INACTIVE |
| Stonecastle Securities, LLC CRD: 131211 | NY | 0 | 3 | A | Active |
| Stonecroft Securities LLC CRD: 148159 | - | 0 | 0 | A | INACTIVE |
| Stonefly Investments CRD: 297432 | - | 0 | 0 | A | Unknown |
| Stonehedge Securities, LLC CRD: 103200 | - | 0 | 0 | A | INACTIVE |
| Stonehenge Partners, Corp. CRD: 333491 | - | 0 | 1 | A | Unknown |
| Stonehenge Securities, Inc. CRD: 133352 | - | 0 | 0 | A | INACTIVE |
| Stoneholt Wealth CRD: 340321 | - | 0 | 1 | A | Unknown |
| Stonehurst Securities, Inc. CRD: 138218 | - | 3 | 0 | C | INACTIVE |
| Stoneliving Securities, LLC CRD: 153565 | FL | 0 | 2 | A | Active |