Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stonepeak CRD: 159699 | - | 0 | 1 | A | Unknown |
| Stonepeak Securities LLC CRD: 316392 | NY | 0 | 3 | A | Active |
| Stoneprime US LLC CRD: 333661 | - | 0 | 1 | A | Unknown |
| Stoneridge Securities, Inc. CRD: 13855 | - | 0 | 0 | A | INACTIVE |
| Stoneshield Investments, S.L. CRD: 320942 | - | 0 | 0 | A | Unknown |
| Stonewall Securities Inc. CRD: 22480 | - | 1 | 0 | B | INACTIVE |
| Stonex Advisors Inc. CRD: 174182 | - | 0 | 245 | A | Unknown |
| Stonex Securities Inc. CRD: 18456 | AL | 13 | 309 | B | Active |
| Stonington Corporation CRD: 35917 | NY | 4 | 1 | C | Active |
| Stonnington Group, LLC CRD: 131221 | - | 0 | 0 | A | INACTIVE |
| Storehouse Advisory Group CRD: 147449 | - | 0 | 1 | A | Unknown |
| Storen Financial CRD: 339197 | - | 0 | 1 | A | Unknown |
| Storgate, LLC CRD: 334632 | - | 0 | 2 | A | Unknown |
| Storge CRD: 305395 | - | 0 | 3 | A | Unknown |
| Storm Ventures CRD: 162545 | - | 0 | 1 | A | Unknown |
| Stormharbour Securities LP CRD: 35997 | - | 3 | 0 | C | INACTIVE |
| Storr Group CRD: 324212 | - | 0 | 1 | A | Unknown |
| Story Ventures CRD: 305329 | - | 0 | 1 | A | Unknown |
| Stout Bowman CRD: 130631 | - | 0 | 1 | A | Unknown |
| Stovell AI Systems CRD: 304699 | - | 0 | 3 | A | Unknown |
| STR Specialists L.L.C. CRD: 131104 | - | 1 | 0 | B | INACTIVE |
| Strahsmeier Securities Co. CRD: 7397 | - | 0 | 0 | A | INACTIVE |
| Strait & Sound CRD: 309306 | - | 0 | 10 | A | Unknown |
| Strange Ventures CRD: 338153 | - | 0 | 1 | A | Unknown |
| Straser, Erik CRD: 304400 | - | 0 | 0 | A | Unknown |
| Stratcap Securities, LLC CRD: 151152 | NY | 1 | 2 | B | Active |
| Stratedge Quant Investors LLC CRD: 172007 | - | 0 | 0 | A | Unknown |
| Strategic Advisory Partners CRD: 314842 | - | 0 | 1 | A | Unknown |
| Strategic Advisory Services CRD: 287984 | - | 0 | 2 | A | Unknown |
| Strategic Asset Alliance CRD: 148763 | - | 0 | 4 | A | Unknown |
| Strategic Financial Concepts, LLC CRD: 141849 | - | 0 | 33 | A | Unknown |
| Strategic Options, LLC CRD: 159250 | - | 0 | 0 | A | Unknown |
| Strategic Pension Planning, LLC CRD: 117118 | - | 0 | 0 | A | Unknown |
| Strategic Securities, Inc. CRD: 10622 | - | 0 | 0 | A | INACTIVE |
| Strategic Structuring & Solutions LLC CRD: 104472 | - | 0 | 0 | A | INACTIVE |
| Strategic Swiss Advisors AG CRD: 169335 | - | 0 | 0 | A | Unknown |
| Strategic Wealth Advisors Group CRD: 140977 | - | 0 | 0 | A | Unknown |
| Stratfi CRD: 164744 | - | 0 | 1 | A | Unknown |
| Stratford Partners CRD: 164954 | - | 5 | 0 | C | INACTIVE |
| Stratford Securities Corp. CRD: 16102 | - | 0 | 0 | A | INACTIVE |
| Stratford Securities, Inc. CRD: 22385 | - | 0 | 0 | A | INACTIVE |
| Strathmore Group LLC CRD: 306089 | NY | 0 | 2 | A | Active |
| Stratifi, LLC CRD: 149862 | - | 0 | 0 | A | Unknown |
| Stratim Partners LLC CRD: 171201 | - | 0 | 1 | A | Unknown |
| Stratminds VC CRD: 300945 | - | 0 | 1 | A | Unknown |
| Stratos Wealth Advisors LLC CRD: 283816 | - | 0 | 81 | A | Unknown |
| Stratos Wealth Partners, Ltd CRD: 153184 | - | 0 | 630 | A | Unknown |
| Stratstone Securities, LLC CRD: 149690 | - | 0 | 0 | A | INACTIVE |
| Stratton Oakmont Inc. CRD: 18692 | - | 0 | 0 | A | INACTIVE |
| Stratton Securities, Inc. CRD: 11658 | - | 0 | 0 | A | INACTIVE |