Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stratus Advisory Group, Inc. CRD: 167448 | - | 0 | 1 | A | Unknown |
| Stratus Capital, L.L.C. CRD: 43669 | - | 0 | 0 | A | INACTIVE |
| Stratxai CRD: 325625 | - | 0 | 0 | A | Unknown |
| Strava Wealth CRD: 121300 | - | 0 | 0 | A | Unknown |
| Stravida Wealth LLC CRD: 335465 | - | 0 | 1 | A | Unknown |
| Streamline Advisory CRD: 335789 | - | 0 | 1 | A | Unknown |
| Street Smart Financial, LLC CRD: 146422 | - | 0 | 1 | A | Unknown |
| Strelov Management CRD: 323790 | - | 0 | 0 | A | Unknown |
| Stretford END CRD: 313250 | - | 0 | 1 | A | Unknown |
| Stride Investments, LLC CRD: 167037 | - | 0 | 1 | A | Unknown |
| STRIDE.VC LLP CRD: 308005 | - | 0 | 0 | A | Unknown |
| Strike Capital CRD: 318562 | - | 0 | 1 | A | Unknown |
| Striker Securities, Inc. CRD: 30028 | - | 0 | 0 | A | INACTIVE |
| Stringer Securities, Inc. CRD: 35159 | - | 0 | 0 | A | INACTIVE |
| Stripes, LLC CRD: 157553 | - | 0 | 1 | A | Unknown |
| Strive Advisory, LLC CRD: 323937 | - | 0 | 0 | A | Unknown |
| Strivent Financial CRD: 299009 | - | 0 | 1 | A | Unknown |
| Strix Leviathan I, LLC CRD: 304814 | - | 0 | 0 | A | Unknown |
| Strix Leviathan LLC CRD: 304821 | - | 0 | 0 | A | Unknown |
| Strlex CRD: 339210 | - | 0 | 1 | A | Unknown |
| Strmski & Associates, Cpa's CRD: 120733 | - | 0 | 0 | A | Unknown |
| Strobe Ventures CRD: 334227 | - | 0 | 1 | A | Unknown |
| Strome Securities, L.P. CRD: 29682 | - | 3 | 0 | C | INACTIVE |
| Strong Financial Services CRD: 168792 | - | 0 | 2 | A | Unknown |
| Strong Investments CRD: 322782 | - | 0 | 0 | A | Unknown |
| Strong Investments, Inc. CRD: 15658 | - | 5 | 0 | C | INACTIVE |
| Strong Wealth CRD: 316950 | - | 0 | 2 | A | Unknown |
| Stronghold Resource Partners CRD: 289466 | - | 0 | 1 | A | Unknown |
| Structura Group, Ltd. CRD: 158189 | - | 0 | 0 | A | INACTIVE |
| Structural Solutions LLC CRD: 319155 | - | 0 | 1 | A | Unknown |
| Structure X Capital Management, LLC CRD: 226603 | - | 0 | 0 | A | Unknown |
| Structured Shelters Securities, Inc. CRD: 10307 | - | 0 | 0 | A | INACTIVE |
| Stryker Financial CRD: 146273 | - | 0 | 1 | A | Unknown |
| STS Capital Group LLC CRD: 311598 | - | 0 | 0 | A | Unknown |
| STU Options CRD: 40545 | - | 0 | 0 | A | INACTIVE |
| Stuart Brothers CRD: 12980 | - | 0 | 0 | A | INACTIVE |
| Stuart D. Goldner CRD: 41531 | - | 0 | 0 | A | INACTIVE |
| Stuart Investments CRD: 130052 | - | 0 | 0 | A | Unknown |
| Stuart Securities Corp. CRD: 47076 | - | 2 | 0 | B | INACTIVE |
| Stuart Stone & Co., LLC CRD: 18190 | - | 0 | 0 | A | INACTIVE |
| Stuart, Coleman & Co., Inc. CRD: 8642 | - | 0 | 0 | A | INACTIVE |
| Stuart, Scotto, Cella Company CRD: 32774 | - | 2 | 0 | B | INACTIVE |
| Stubbs Investments, LLC CRD: 300781 | - | 0 | 1 | A | Unknown |
| Stuckey LLC. CRD: 119608 | - | 1 | 0 | B | INACTIVE |
| Student Options, LLC CRD: 31626 | - | 25 | 0 | F | INACTIVE |
| Student Quarters Blue SKY LP CRD: 287475 | - | 0 | 0 | A | Unknown |
| Studioi, LLC CRD: 332785 | - | 0 | 2 | A | Unknown |
| Stulpin Trading L.L.C. CRD: 131492 | - | 0 | 0 | A | INACTIVE |
| Stulpin Trading L.L.C. CRD: 120927 | - | 0 | 0 | A | INACTIVE |
| Sturner Siderow Securities Inc. CRD: 7055 | - | 0 | 0 | A | INACTIVE |