Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Styled Wealth CRD: 326784 | - | 0 | 1 | A | Unknown |
| Styles & Co. Securities CRD: 14672 | - | 0 | 0 | A | INACTIVE |
| Styre Wealth CRD: 289276 | - | 0 | 1 | A | Unknown |
| Subfolio LLC CRD: 304833 | - | 0 | 0 | A | Unknown |
| Suburban Securities, Inc. CRD: 8543 | - | 0 | 0 | A | INACTIVE |
| Sucre'-Vail Wealth Advisors CRD: 114679 | - | 0 | 2 | A | Unknown |
| Sudan Ventures, LLC CRD: 324075 | - | 0 | 0 | A | Unknown |
| Sudo SU, LLC CRD: 319426 | - | 0 | 0 | A | Unknown |
| Sueing Investments, LLC CRD: 139154 | - | 0 | 3 | A | Unknown |
| Sugar Capital CRD: 311347 | - | 0 | 1 | A | Unknown |
| Suitt CRD: 175218 | - | 0 | 0 | A | Unknown |
| Sullivan & Serwitz CRD: 106029 | - | 0 | 0 | A | Unknown |
| Sullivan Haymaker CRD: 332055 | - | 0 | 1 | A | Unknown |
| Sullivan Retirement Resources, LLC CRD: 293997 | - | 0 | 1 | A | Unknown |
| Sullivan, Gerard Gregory CRD: 36383 | - | 1 | 0 | B | INACTIVE |
| Sullivan, John Jude CRD: 124155 | - | 0 | 0 | A | INACTIVE |
| Sullivan, Timothy J. CRD: 103844 | - | 0 | 0 | A | INACTIVE |
| SUM-Mers Securities, Inc. CRD: 13561 | - | 0 | 0 | A | INACTIVE |
| Suma Securities, LLC CRD: 35852 | - | 0 | 0 | A | INACTIVE |
| Sumatra Securities, Inc. CRD: 8599 | - | 0 | 0 | A | INACTIVE |
| Summa Capital Securities, Inc. CRD: 14753 | - | 0 | 0 | A | INACTIVE |
| Summa Corp. CRD: 113091 | - | 0 | 1 | A | Unknown |
| Summa Equity CRD: 286140 | - | 0 | 0 | A | Unknown |
| Summer Street Securities, LLC CRD: 108133 | - | 0 | 0 | A | INACTIVE |
| Summit Advisor Group CRD: 324490 | - | 0 | 1 | A | Unknown |
| Summit Advisor Solutions CRD: 118581 | - | 0 | 0 | A | Unknown |
| Summit AG Advisors, LLC CRD: 297593 | - | 0 | 1 | A | Unknown |
| Summit Bank Discount Brokerage CRD: 17038 | - | 0 | 0 | A | INACTIVE |
| Summit Corporation CRD: 14887 | - | 0 | 0 | A | INACTIVE |
| Summit Family Office Services, LLC CRD: 171313 | - | 0 | 5 | A | Unknown |
| Summit Financial CRD: 281050 | - | 0 | 0 | A | Unknown |
| Summit Financial CRD: 109280 | - | 0 | 0 | A | Unknown |
| Summit Financial Working With People YOU Trust CRD: 126570 | - | 0 | 1 | A | Unknown |
| Summit Investments LLC CRD: 291369 | - | 0 | 0 | A | Unknown |
| Summit Investments, Inc. CRD: 123722 | - | 0 | 2 | A | Unknown |
| Summit Partners, L.P. CRD: 135271 | - | 0 | 1 | A | Unknown |
| Summit Securities Group LLC CRD: 143727 | - | 0 | 0 | A | INACTIVE |
| Summit Securities Group LLC CRD: 159283 | NY | 10 | 5 | B | Active |
| Summit Securities Limited CRD: 10142 | - | 0 | 0 | A | INACTIVE |
| Summit Strategies Group CRD: 107161 | - | 0 | 0 | A | Unknown |
| Summit Trail Securities, LLC CRD: 285784 | NY | 0 | 6 | A | Active |
| Summit Wealth Group CRD: 335242 | - | 0 | 28 | A | Unknown |
| Summit Wealth LLC CRD: 333475 | - | 0 | 1 | A | Unknown |
| Summit Wealth Solutions CRD: 147311 | - | 0 | 0 | A | Unknown |
| Summit Wealth Strategies CRD: 282502 | - | 0 | 0 | A | Unknown |
| Summit Wealth Strategies CRD: 332976 | - | 0 | 2 | A | Unknown |
| Summitry, LLC CRD: 128586 | - | 0 | 11 | A | Unknown |
| Sumnar LLC CRD: 113695 | - | 0 | 0 | A | INACTIVE |
| Sumner Securities Co. CRD: 16284 | - | 0 | 0 | A | INACTIVE |
| SUN Empire Securities, Inc. CRD: 15568 | - | 0 | 0 | A | INACTIVE |