Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ehrlich Financial Group CRD: 325595 | - | 0 | 1 | - | Unknown |
| Ehrlich, Reed N. CRD: 32527 | - | 0 | 0 | A | INACTIVE |
| Ehrlich-Bober & Co., Inc. CRD: 6998 | - | 0 | 0 | A | INACTIVE |
| EHS Securities, LLC CRD: 113596 | - | 0 | 0 | A | INACTIVE |
| Ehvc, LLC CRD: 342961 | - | 0 | 0 | - | Unknown |
| EHY Securities (USA), LLC CRD: 134179 | - | 0 | 0 | A | INACTIVE |
| EI Securities Corporation CRD: 103991 | - | 0 | 0 | A | INACTIVE |
| EIA Investments LLC CRD: 314532 | - | 0 | 1 | - | Unknown |
| EIC Capital Corporation CRD: 25331 | - | 0 | 0 | A | INACTIVE |
| Eichner Investment Planning, LLC CRD: 128215 | - | 0 | 1 | - | Unknown |
| EID Capital CRD: 317634 | - | 0 | 1 | - | Unknown |
| Eide Bailly Advisors, LLC CRD: 113564 | - | 0 | 0 | - | Unknown |
| Eide Bailly Securities, LLC CRD: 112176 | - | 0 | 0 | A | INACTIVE |
| Eidelman Virant Capital CRD: 105443 | - | 0 | 0 | - | Unknown |
| Eidos Partners S.R.L. CRD: 300906 | - | 0 | 0 | - | Unknown |
| Eiduk TAX and Wealth CRD: 281546 | - | 0 | 1 | - | Unknown |
| EIF (Ecosystem Integrity Fund) CRD: 162307 | - | 0 | 1 | - | Unknown |
| EIF Managers II Limited CRD: 283761 | - | 0 | 0 | - | Unknown |
| EIF Managers III Limited CRD: 309004 | - | 0 | 0 | - | Unknown |
| EIF Managers IV Limited CRD: 325699 | - | 0 | 0 | - | Unknown |
| EIF Managers Limited CRD: 163675 | - | 0 | 0 | - | Unknown |
| EIG Credit Management Company, LLC CRD: 174378 | - | 0 | 0 | - | Unknown |
| EIG Global Energy Partners Capital Markets, LLC CRD: 288254 | DC | 0 | 3 | A | Active |
| EIG Management Company, LLC CRD: 154302 | - | 0 | 1 | - | Unknown |
| Eigen8, LLC CRD: 341194 | - | 0 | 1 | - | Unknown |
| Eigenvectorcapital LLC CRD: 171564 | - | 0 | 0 | - | Unknown |
| Eiger Capital Investment Inc CRD: 342240 | - | 0 | 1 | - | Unknown |
| Eiger Wealth Management, LLC CRD: 304321 | - | 0 | 1 | - | Unknown |
| Eight 31 Financial, LLC CRD: 327632 | - | 0 | 2 | - | Unknown |
| Eight Acres Capital Management, LLC CRD: 300508 | - | 0 | 0 | - | Unknown |
| Eight BAR Partners CRD: 281519 | - | 0 | 0 | - | Unknown |
| Eight Bridges Capital Management, LLC CRD: 243786 | - | 0 | 0 | - | Unknown |
| Eight Capital Management LLC CRD: 328831 | - | 0 | 1 | - | Unknown |
| Eight Capital Management, LLC CRD: 147198 | - | 0 | 0 | - | Unknown |
| Eight Enterprises, LLC CRD: 282835 | - | 0 | 0 | - | Unknown |
| Eight Partners CRD: 282872 | - | 0 | 0 | - | Unknown |
| Eight Partners VC, LLC CRD: 283031 | - | 0 | 1 | - | Unknown |
| Eight Peaks Wealth Management CRD: 327701 | - | 0 | 1 | - | Unknown |
| Eight Pines Securities LLC CRD: 153794 | - | 1 | 0 | B | INACTIVE |
| Eight Roads GP CRD: 163009 | - | 0 | 0 | - | Unknown |
| Eight Square Management Company CRD: 291964 | - | 0 | 0 | - | Unknown |
| Eight Ventures Private Wealth Management CRD: 305771 | - | 0 | 1 | - | Unknown |
| Eight4Three Wealth Management, LLC CRD: 307204 | - | 0 | 0 | - | Unknown |
| Eighteen48 Partners CRD: 330798 | - | 0 | 0 | - | Unknown |
| Eightfold Real Estate Capital, L.P. CRD: 163086 | - | 0 | 1 | - | Unknown |
| Eighth Wonder Investments CRD: 310103 | - | 0 | 2 | - | Unknown |
| Eightone Capital LLC CRD: 318132 | - | 0 | 1 | - | Unknown |
| Eighty Rods Advisors CRD: 332877 | - | 0 | 2 | - | Unknown |
| Eighty-Seven Capital Management, LLC CRD: 309390 | - | 0 | 1 | - | Unknown |
| EIH Capital Advisors, LLC CRD: 173353 | - | 0 | 0 | - | Unknown |