Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SUN Global LLC CRD: 317484 | - | 0 | 3 | A | Unknown |
| SUN Securities, Inc. CRD: 16150 | - | 0 | 0 | A | INACTIVE |
| SUN Valley Advisory CRD: 330092 | - | 0 | 2 | A | Unknown |
| SUN West Securities, Ltd. CRD: 10837 | - | 0 | 0 | A | INACTIVE |
| SUN Yuan Brokerage, Inc. CRD: 36656 | - | 0 | 0 | A | INACTIVE |
| Sun's Brothers Securities Inc. CRD: 123531 | HI | 3 | 2 | B | Active |
| Sunamerica Securities, Inc. CRD: 20068 | - | 27 | 0 | F | INACTIVE |
| Sunbelt Securities, Inc. CRD: 10389 | - | 0 | 0 | A | INACTIVE |
| Sunbelt Securities, Inc. CRD: 42180 | TX | 2 | 25 | B | Active |
| Sunbridge Partners CRD: 300655 | - | 0 | 0 | A | Unknown |
| Suncoast Advisory Group CRD: 153239 | - | 0 | 0 | A | Unknown |
| Suncoast Equities CRD: 15535 | - | 0 | 0 | A | INACTIVE |
| Sundance BAY CRD: 301868 | - | 0 | 1 | A | Unknown |
| Sundial Group, LLC CRD: 158367 | FL | 0 | 2 | A | Active |
| Sundial Wealth LLC CRD: 321900 | - | 0 | 1 | A | Unknown |
| Sundvold Financial CRD: 108176 | - | 0 | 3 | A | Unknown |
| Sungard Brokerage & Securities Services LLC CRD: 153409 | - | 0 | 0 | A | INACTIVE |
| Sunglow Wealth Advisory LLC CRD: 304101 | - | 0 | 1 | A | Unknown |
| Sunlight Investments CRD: 292139 | - | 0 | 2 | A | Unknown |
| Sunlogic Securities, Inc. CRD: 38054 | - | 0 | 0 | A | INACTIVE |
| Sunnybay Investments CRD: 167453 | - | 0 | 0 | A | Unknown |
| Sunpath Financial CRD: 312343 | - | 0 | 1 | A | Unknown |
| Sunpoint Securities, Inc. CRD: 25442 | - | 26 | 0 | F | INACTIVE |
| Sunpointe Investments CRD: 282505 | - | 0 | 6 | A | Unknown |
| Sunridge Partners (UK) LLP CRD: 298975 | - | 0 | 0 | A | Unknown |
| Sunrise Capital Corp. CRD: 4283 | - | 0 | 0 | A | INACTIVE |
| Sunrise Securities,Inc. CRD: 14657 | - | 0 | 0 | A | INACTIVE |
| Sunrise Wealth Management, LLC CRD: 120385 | - | 0 | 1 | A | Unknown |
| Sunsego LLC CRD: 309066 | - | 0 | 0 | A | Unknown |
| Sunset MED Center Manager LLC CRD: 333061 | - | 0 | 1 | A | Unknown |
| Sunset Securities, L.L.C. CRD: 122983 | - | 1 | 0 | B | INACTIVE |
| Sunset Securities,Inc. CRD: 14293 | - | 0 | 0 | A | INACTIVE |
| Sunshine Kapital CRD: 330662 | - | 0 | 1 | A | Unknown |
| Sunstone Financial CRD: 312894 | - | 0 | 1 | A | Unknown |
| Sunstone Partners CRD: 281970 | - | 0 | 0 | A | Unknown |
| Sunstone Partners CRD: 305064 | - | 0 | 1 | A | Unknown |
| Sunstreet Securities, LLC CRD: 143211 | AZ | 0 | 10 | A | Active |
| Sunthay GRX LLC CRD: 314554 | NY | 0 | 2 | A | Active |
| Sunu Ventures CRD: 333021 | - | 0 | 0 | A | Unknown |
| Sunvest Securities, Inc. CRD: 16738 | - | 0 | 0 | A | INACTIVE |
| Super Fund Securities Corp. CRD: 18811 | - | 0 | 0 | A | INACTIVE |
| Superbloom Partners CRD: 330218 | - | 0 | 1 | A | Unknown |
| Superfund Asset Management Inc. CRD: 112246 | - | 0 | 0 | A | INACTIVE |
| Superfund USA, LLC CRD: 147069 | - | 0 | 0 | A | INACTIVE |
| Supernova Asset Strategies CRD: 222526 | - | 0 | 0 | A | Unknown |
| Superstate Inc. CRD: 327562 | - | 0 | 0 | A | Unknown |
| Supertrade Securities, Inc. CRD: 46960 | - | 4 | 0 | C | INACTIVE |
| Super{SET} CRD: 304847 | - | 0 | 1 | A | Unknown |
| Suppes Securities, Inc. CRD: 13722 | - | 0 | 0 | A | INACTIVE |
| Supporting Your Choices Inc. CRD: 125367 | - | 0 | 2 | A | Unknown |