Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| EL Capitan Advisors CRD: 290340 | - | 0 | 0 | - | Unknown |
| EL Capitan Trading, LLC CRD: 47861 | - | 0 | 0 | A | INACTIVE |
| EL Castillo Investments CRD: 328068 | - | 0 | 1 | - | Unknown |
| EL Dorado Ventures CRD: 163179 | - | 0 | 0 | - | Unknown |
| EL Lobo Trading Group L.L.C. CRD: 38985 | - | 0 | 0 | A | INACTIVE |
| EL Menudo Cuenta LLC CRD: 328439 | - | 0 | 1 | - | Unknown |
| EL Zonte Capital, LLC CRD: 326132 | - | 0 | 1 | - | Unknown |
| EL2 Capital LLC CRD: 317882 | - | 0 | 1 | - | Unknown |
| Elab Ventures CRD: 336115 | - | 0 | 1 | - | Unknown |
| Eladian Partners Brokerage LLC CRD: 158893 | - | 0 | 0 | A | INACTIVE |
| Elafund, Inc. CRD: 14933 | - | 0 | 0 | A | INACTIVE |
| Elah Capital Group, LP CRD: 226564 | - | 0 | 0 | - | Unknown |
| Elan Capital Management (London) Ltd CRD: 291714 | - | 0 | 0 | - | Unknown |
| Elan Capital Management (Singapore) PTE. Ltd CRD: 332391 | - | 0 | 0 | - | Unknown |
| Elan Capital Management OY CRD: 311801 | - | 0 | 0 | - | Unknown |
| Elan Securities, Inc. CRD: 23014 | - | 0 | 0 | A | INACTIVE |
| Elan Wealth Management, L.L.C. CRD: 144851 | - | 0 | 0 | - | Unknown |
| Elana Advisory Services, LLC CRD: 174424 | - | 0 | 0 | - | Unknown |
| Elanus Capital CRD: 167711 | - | 0 | 0 | - | Unknown |
| Elara Capital, Inc. CRD: 151165 | - | 0 | 0 | - | Unknown |
| Elara Securities, Inc. CRD: 151232 | NY | 0 | 2 | A | Active |
| Elation Wealth LLC CRD: 284954 | - | 0 | 0 | - | Unknown |
| Elatro Securities Corporation CRD: 30632 | - | 0 | 0 | A | INACTIVE |
| Elba Capital Management, Inc. CRD: 113619 | - | 0 | 0 | - | Unknown |
| Elba Securities, Inc. CRD: 18511 | - | 0 | 0 | A | INACTIVE |
| Elberon, LLC CRD: 171606 | - | 0 | 1 | - | Unknown |
| Elbert Capital Management LLC CRD: 291832 | - | 0 | 0 | - | Unknown |
| Elbert Financial Consulting, Inc. CRD: 117847 | - | 0 | 3 | - | Unknown |
| Elbrook Holdings CRD: 153142 | - | 0 | 0 | - | Unknown |
| Elbrus Capital Direct Investment Manager Limited CRD: 310499 | - | 0 | 0 | - | Unknown |
| Elbrus Capital Investment Manager Limited CRD: 163280 | - | 0 | 0 | - | Unknown |
| Elbrus Partners, LLC CRD: 289160 | - | 0 | 1 | - | Unknown |
| Elco Management Company, LLC CRD: 137036 | - | 0 | 1 | - | Unknown |
| Elda River Capital Management, LLC CRD: 326859 | - | 0 | 1 | - | Unknown |
| Elden Johnson Securities CRD: 14673 | - | 0 | 0 | A | INACTIVE |
| Elder LAW Management, Elder LAW Planning Services CRD: 122497 | - | 0 | 2 | - | Unknown |
| Elder Planning Advisors of Maine, Inc. CRD: 120826 | - | 0 | 0 | - | Unknown |
| Elder Tree Capital LLC CRD: 318826 | - | 0 | 0 | - | Unknown |
| Elder-Nelson Equities Corporation CRD: 13403 | - | 0 | 0 | A | INACTIVE |
| Elderado Financial, Inc CRD: 112908 | - | 0 | 3 | - | Unknown |
| Elderkin Wealth Management LLC CRD: 331049 | - | 0 | 1 | - | Unknown |
| Elderrock Financial LLC CRD: 298350 | - | 0 | 2 | - | Unknown |
| Elders Government Securities Inc. CRD: 19772 | - | 0 | 0 | A | INACTIVE |
| Elders Securities Inc. CRD: 14111 | - | 0 | 0 | A | INACTIVE |
| Eldin Capital LLC CRD: 320727 | - | 0 | 0 | - | Unknown |
| Eldon Pass CRD: 337769 | - | 0 | 1 | - | Unknown |
| Eldon Reese Advisory Group CRD: 322069 | - | 0 | 2 | - | Unknown |
| Eldon-Emmor & Co., Inc. CRD: 1732 | - | 0 | 0 | A | INACTIVE |
| Eldred Rock Partners, LLC CRD: 316401 | - | 0 | 1 | - | Unknown |
| Eldridge Acre Partners, LP CRD: 328401 | - | 0 | 1 | - | Unknown |