Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Eldridge Credit Advisers, LLC CRD: 155736 | - | 0 | 1 | - | Unknown |
| Eldridge GP1 Advisers CRD: 333934 | - | 0 | 1 | - | Unknown |
| Eldridge Investment Advisors Inc CRD: 106380 | - | 0 | 4 | - | Unknown |
| Eldridge Investment Management CRD: 130831 | - | 0 | 0 | - | Unknown |
| Eldridge SME Advisers CRD: 334010 | - | 0 | 1 | - | Unknown |
| Eldridge Street Asset Management, LLC CRD: 175355 | - | 0 | 1 | - | Unknown |
| Eldridge Structured Credit Advisers, LLC CRD: 313420 | - | 0 | 1 | - | Unknown |
| ELE Advisory Services, Inc CRD: 148228 | - | 0 | 11 | - | Unknown |
| ELE Wealth Solutions, Inc. CRD: 38931 | MI | 0 | 10 | A | Active |
| Electra Capital CRD: 318664 | - | 0 | 1 | - | Unknown |
| Electric ANT Management, LLC CRD: 317861 | - | 0 | 1 | - | Unknown |
| Electric Capital Partners, LLC CRD: 296943 | - | 0 | 1 | - | Unknown |
| Electric Feel Ventures LLC CRD: 316539 | - | 0 | 1 | - | Unknown |
| Electron Capital Partners, LLC CRD: 166102 | - | 0 | 1 | - | Unknown |
| Electronic Access Direct, Inc. CRD: 36975 | - | 2 | 0 | B | INACTIVE |
| Electronic Global Securities, Inc. CRD: 47584 | - | 1 | 0 | B | INACTIVE |
| Electronic Securities Processing (ESP) LLC CRD: 103730 | - | 4 | 0 | C | INACTIVE |
| Electronic Trading Group, LLC CRD: 37453 | - | 2 | 0 | B | INACTIVE |
| Electronic Trading Systems, L.P. CRD: 28022 | - | 0 | 0 | A | INACTIVE |
| Electronic Transaction Clearing, Inc. CRD: 146122 | - | 61 | 0 | F | INACTIVE |
| Electronifie Securities LLC CRD: 170945 | - | 0 | 0 | A | INACTIVE |
| Elefant Advisors LLC CRD: 293769 | - | 0 | 0 | - | Unknown |
| Elefant Markets CRD: 284648 | - | 0 | 0 | A | INACTIVE |
| Elefund Management Company, LLC CRD: 289501 | - | 0 | 1 | - | Unknown |
| Elegacy Financial, LLC CRD: 317268 | - | 0 | 1 | - | Unknown |
| Element Capital Management LLC CRD: 160309 | - | 0 | 1 | - | Unknown |
| Element Investments Management, LLC CRD: 342969 | - | 0 | 1 | - | Unknown |
| Element Partners CRD: 161243 | - | 0 | 0 | - | Unknown |
| Element Pointe Family Office CRD: 282750 | - | 0 | 3 | - | Unknown |
| Element Retirement & Investment Consultants, L.L.C… CRD: 159503 | - | 0 | 0 | - | Unknown |
| Element Risk Wealth Advisors CRD: 339642 | - | 0 | 2 | - | Unknown |
| Element Squared Private Wealth CRD: 311284 | - | 0 | 1 | - | Unknown |
| Element Wealth Advisors CRD: 310540 | - | 0 | 2 | - | Unknown |
| Element Wealth, LLC CRD: 114968 | - | 0 | 4 | - | Unknown |
| Elemental Capital Management, LLC CRD: 147218 | - | 0 | 1 | - | Unknown |
| Elemental Capital Partners LLC CRD: 283897 | - | 0 | 1 | - | Unknown |
| Elemental Financial CRD: 289271 | - | 0 | 0 | - | Unknown |
| Elemental Wealth Advisors, LLC CRD: 304854 | - | 0 | 1 | - | Unknown |
| Elements 5 Investment Management CRD: 167731 | - | 0 | 2 | - | Unknown |
| Elements Financial Services, LLC CRD: 293427 | - | 0 | 0 | - | Unknown |
| Elements Health Investors Management, LP CRD: 324488 | - | 0 | 1 | - | Unknown |
| Elements Health Ventures LLC CRD: 315150 | - | 0 | 0 | - | Unknown |
| Elementum Advisors, LLC CRD: 151635 | - | 0 | 1 | - | Unknown |
| Elementum Capital CRD: 331931 | - | 0 | 2 | - | Unknown |
| Elementum Management CRD: 163910 | - | 0 | 0 | - | Unknown |
| Elementum Ventures, LLC CRD: 315762 | - | 0 | 1 | - | Unknown |
| Elenion Capital CRD: 292919 | - | 0 | 0 | - | Unknown |
| Elephant CRD: 282189 | - | 0 | 1 | - | Unknown |
| Elephant Corner Financial CRD: 330000 | - | 0 | 1 | - | Unknown |
| Elequin Capital, LP CRD: 308371 | - | 0 | 1 | - | Unknown |