Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Elequin Securities LLC CRD: 311650 | NY | 0 | 4 | A | Active |
| Eleuthera FP, LLC CRD: 316611 | - | 0 | 1 | - | Unknown |
| Elevage Partners, LLC CRD: 158386 | - | 0 | 9 | - | Unknown |
| Elevar Equity Management Ltd. CRD: 175214 | - | 0 | 0 | - | Unknown |
| Elevate Business Solutions, LLC CRD: 299408 | - | 0 | 0 | - | Unknown |
| Elevate Capital Advisors CRD: 288190 | - | 0 | 5 | - | Unknown |
| Elevate Capital Group, LLC CRD: 332775 | - | 0 | 0 | - | Unknown |
| Elevate Capital LLC CRD: 284203 | - | 0 | 0 | A | INACTIVE |
| Elevate Capital Management, L.L.C. CRD: 301992 | - | 0 | 3 | - | Unknown |
| Elevate Financial CRD: 172375 | - | 0 | 1 | - | Unknown |
| Elevate Financial Planning and Wealth Management CRD: 329079 | - | 0 | 17 | - | Unknown |
| Elevate Planners CRD: 332251 | - | 0 | 2 | - | Unknown |
| Elevate Ventures CRD: 304201 | - | 0 | 0 | - | Unknown |
| Elevate Wealth Advisors, LLC CRD: 323825 | - | 0 | 2 | - | Unknown |
| Elevate Wealth Advisory, Inc. CRD: 149713 | - | 0 | 1 | - | Unknown |
| Elevate Wealth Management CRD: 336710 | - | 0 | 2 | - | Unknown |
| Elevate Wealth Management, L.L.C. CRD: 287511 | - | 0 | 1 | - | Unknown |
| Elevated Asset Management LLC CRD: 290067 | - | 0 | 2 | - | Unknown |
| Elevated Capital Advisors, LLC CRD: 226721 | - | 0 | 15 | - | Unknown |
| Elevated Finance CRD: 334769 | - | 0 | 1 | - | Unknown |
| Elevated Financial Group CRD: 334353 | - | 0 | 2 | - | Unknown |
| Elevated Partners, LLC CRD: 305444 | - | 0 | 0 | - | Unknown |
| Elevated Planning CRD: 175333 | - | 0 | 0 | - | Unknown |
| Elevated Private Wealth CRD: 335270 | - | 0 | 4 | - | Unknown |
| Elevated Retirement Financial Services CRD: 300106 | - | 0 | 1 | - | Unknown |
| Elevated Wealth LLC CRD: 331903 | - | 0 | 2 | - | Unknown |
| Elevated Wealth Strategies LLC CRD: 336633 | - | 0 | 3 | - | Unknown |
| Elevation Advisory Partners LLC CRD: 312170 | - | 0 | 4 | - | Unknown |
| Elevation Capital Advisory CRD: 171473 | - | 0 | 1 | - | Unknown |
| Elevation Capital LLC CRD: 316288 | - | 0 | 1 | - | Unknown |
| Elevation Capital Partners, LLC CRD: 163314 | - | 0 | 1 | - | Unknown |
| Elevation Financial LLC CRD: 300573 | - | 0 | 2 | - | Unknown |
| Elevation Financial Partners, LLC CRD: 120906 | - | 0 | 2 | - | Unknown |
| Elevation Haven Financial CRD: 315822 | - | 0 | 1 | - | Unknown |
| Elevation Holdings, LLC CRD: 337333 | - | 0 | 1 | - | Unknown |
| Elevation Investment Consulting CRD: 157054 | - | 0 | 1 | - | Unknown |
| Elevation Management, LLC CRD: 160917 | - | 0 | 0 | - | Unknown |
| Elevation Point Wealth Partners, LLC CRD: 137068 | - | 0 | 48 | - | Unknown |
| Elevation Research Partners CRD: 289199 | - | 0 | 0 | - | Unknown |
| Elevation Wealth LLC CRD: 309256 | - | 0 | 1 | - | Unknown |
| Elevation Wealth Management CRD: 314604 | - | 0 | 4 | - | Unknown |
| Elevation Wealth Partners LLC CRD: 324951 | - | 0 | 2 | - | Unknown |
| Elevation Wealth Partners, LLC CRD: 123971 | - | 0 | 2 | - | Unknown |
| Elevation Wealth Partners, LLC CRD: 324083 | - | 0 | 2 | - | Unknown |
| Elevation, LLC CRD: 140341 | NC | 7 | 5 | B | Active |
| Elevator Rolling Fund CRD: 311529 | - | 0 | 1 | - | Unknown |
| Elevatus Wealth Management, LLC CRD: 325629 | - | 0 | 3 | - | Unknown |
| Eleven Prime LLC CRD: 310344 | - | 0 | 1 | - | Unknown |
| Elevenheimer Group LLC CRD: 286570 | - | 0 | 0 | - | Unknown |
| Eley-Graham-Austgen Financial Advisory Services CRD: 121635 | - | 0 | 2 | - | Unknown |