Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Symphonic Securities LLC CRD: 139512 | - | 0 | 0 | A | INACTIVE |
| Synanthem Partners CRD: 333523 | - | 0 | 0 | A | Unknown |
| Syndic Investments, Inc. CRD: 14217 | - | 0 | 0 | A | INACTIVE |
| Syndicus, Inc. CRD: 10653 | - | 0 | 0 | A | INACTIVE |
| Synergistic Group LLC CRD: 158699 | - | 0 | 0 | A | Unknown |
| Synergos Advisory CRD: 304021 | - | 0 | 1 | A | Unknown |
| Synergy Divorce Solutions CRD: 306124 | - | 0 | 2 | A | Unknown |
| Synergy FG CRD: 309961 | - | 0 | 3 | A | Unknown |
| Synergy Financial CRD: 136679 | - | 0 | 0 | A | Unknown |
| Synergy Securities, Inc. CRD: 10283 | - | 0 | 0 | A | INACTIVE |
| Synovus Securities, Inc. CRD: 14023 | GA | 12 | 103 | B | Active |
| Syphon LLC CRD: 47565 | - | 0 | 0 | A | INACTIVE |
| Systematic Investors, Inc. CRD: 13615 | - | 0 | 0 | A | INACTIVE |
| Systems Financial CRD: 284744 | - | 0 | 0 | A | Unknown |
| Systems Securities, Inc. CRD: 14038 | - | 0 | 0 | A | INACTIVE |
| SYSTM Wealth Solutions CRD: 321267 | - | 0 | 0 | A | Unknown |
| Sytek Securities Corp. CRD: 39879 | - | 0 | 0 | A | INACTIVE |
| Syverson Strege CRD: 109228 | - | 0 | 2 | A | Unknown |
| T & G Capital Management CRD: 31516 | - | 0 | 0 | A | INACTIVE |
| T & M Financial Inc. CRD: 144295 | - | 0 | 0 | A | Unknown |
| T & M Financial Inc. CRD: 291786 | - | 0 | 1 | A | Unknown |
| T & N Financial Inc. CRD: 14228 | - | 0 | 0 | A | INACTIVE |
| T & T Brokerage Co.,Inc. CRD: 14984 | - | 0 | 0 | A | INACTIVE |
| T Capital Partners CRD: 312681 | - | 0 | 0 | A | Unknown |
| T K Securities,LLC CRD: 38443 | - | 0 | 0 | A | INACTIVE |
| T&L Investment, LLC CRD: 283603 | - | 0 | 0 | A | Unknown |
| T&R Advisors LLC CRD: 306268 | - | 0 | 1 | A | Unknown |
| T&R Wealth Management CRD: 288722 | - | 0 | 0 | A | Unknown |
| T&T Capital Management CRD: 158407 | - | 0 | 5 | A | Unknown |
| T&T Capital Management, LLC CRD: 334022 | - | 0 | 1 | A | Unknown |
| T-REX Securities, LLC CRD: 174831 | - | 0 | 0 | A | INACTIVE |
| T. a. Bradford & Co. CRD: 5605 | - | 0 | 0 | A | INACTIVE |
| T. BOB Investments, Inc. CRD: 7757 | - | 0 | 0 | A | INACTIVE |
| T. E. Desmond Co. CRD: 7603 | - | 0 | 0 | A | INACTIVE |
| T. Fenn Financial Planning, LLC CRD: 155410 | - | 0 | 2 | A | Unknown |
| T. G. Crowley & Co., Inc. CRD: 117291 | - | 0 | 0 | A | Unknown |
| T. H. Fitzgerald & Co. CRD: 806 | - | 0 | 0 | A | INACTIVE |
| T. I. Investments, Inc. CRD: 6844 | - | 0 | 0 | A | INACTIVE |
| T. J. Raney & Sons, Inc. CRD: 3128 | - | 0 | 0 | A | INACTIVE |
| T. J. Raney & Sons, Inc. - BD CRD: 19243 | - | 2 | 0 | B | INACTIVE |
| T. Kenny & Co., Inc. CRD: 30969 | - | 0 | 0 | A | INACTIVE |
| T. Mann Financial CRD: 332461 | - | 0 | 2 | A | Unknown |
| T. N. Tiemeyer Company (the) CRD: 11052 | - | 0 | 0 | A | INACTIVE |
| T. T. Securities, Inc. CRD: 8117 | - | 0 | 0 | A | INACTIVE |
| T. U. Crumpton & Co. CRD: 7135 | - | 0 | 0 | A | INACTIVE |
| T.A. Mckay & Co, Inc CRD: 160682 | - | 0 | 0 | A | Unknown |
| T.B. Securities, Inc. CRD: 14507 | - | 0 | 0 | A | INACTIVE |
| T.C. Driscoll & Co., Inc. CRD: 1681 | - | 0 | 0 | A | INACTIVE |
| T.E. Zimmerman, Investment Services CRD: 146822 | - | 0 | 2 | A | Unknown |
| T.F. King & Associates CRD: 115508 | - | 0 | 0 | A | Unknown |