Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| T.H. O'shea & Co., Inc. CRD: 39286 | - | 0 | 0 | A | INACTIVE |
| T.H. Rapko & Company, LLC CRD: 165874 | - | 0 | 1 | A | Unknown |
| T.H.FITZGERALD & Co., L.L.C. CRD: 104641 | - | 0 | 0 | A | Unknown |
| T.I.M. Corp. CRD: 25703 | - | 0 | 0 | A | INACTIVE |
| T.I.P.S. 4 Reps CRD: 145659 | - | 0 | 0 | A | Unknown |
| T.I.P.S. 4 Reps CRD: 291568 | - | 0 | 1 | A | Unknown |
| T.J. Hogue Company, Inc. CRD: 10884 | - | 0 | 0 | A | INACTIVE |
| T.J. Sullivan & Co., Inc. CRD: 10233 | - | 0 | 0 | A | INACTIVE |
| T.J. Thompson & Associates, Inc. CRD: 28265 | - | 0 | 0 | A | INACTIVE |
| T.L. Group, Inc. CRD: 22097 | - | 0 | 0 | A | INACTIVE |
| T.L. Smith Securities CRD: 17978 | - | 0 | 0 | A | INACTIVE |
| T.M. Murphy Investment Management, Inc. CRD: 120132 | - | 0 | 1 | A | Unknown |
| T.M. Wealth Management CRD: 287965 | - | 0 | 1 | A | Unknown |
| T.O.S. Advisors, LLC CRD: 165004 | - | 0 | 0 | A | Unknown |
| T.R.U.E. Coastal Capital, LLC CRD: 281556 | - | 0 | 1 | A | Unknown |
| T.RX Capital CRD: 325895 | - | 0 | 1 | A | Unknown |
| T.T.G. Financial, Inc. CRD: 129004 | - | 0 | 1 | A | Unknown |
| T11 Capital Management CRD: 166939 | - | 0 | 0 | A | Unknown |
| T2AM, LLC CRD: 135733 | - | 0 | 0 | A | Unknown |
| T3 Equity Labs LLC CRD: 137347 | - | 0 | 0 | A | Unknown |
| T3 Trading Group, LLC CRD: 154431 | NY | 3 | 5 | C | Active |
| T4G Management LLC CRD: 335567 | - | 0 | 1 | A | Unknown |
| TA Associates CRD: 156699 | - | 0 | 2 | A | Unknown |
| TA Realty LLC CRD: 108586 | - | 0 | 1 | A | Unknown |
| Tabar Gaul LLC CRD: 169221 | - | 0 | 2 | A | Unknown |
| Table Rock GP LLC CRD: 323164 | - | 0 | 1 | A | Unknown |
| Tableaux Wealth CRD: 319355 | - | 0 | 3 | A | Unknown |
| TAC Partners, Inc. CRD: 158249 | - | 0 | 1 | A | Unknown |
| Taca Capital, LLC CRD: 132462 | - | 0 | 0 | A | Unknown |
| Tacam Partners LP CRD: 181516 | - | 0 | 0 | A | Unknown |
| Tack Wealth CRD: 338489 | - | 0 | 1 | A | Unknown |
| Taconic Partners CRD: 159459 | - | 0 | 0 | A | Unknown |
| Tacp Manager LLC CRD: 162892 | - | 0 | 0 | A | Unknown |
| Tactica LLC CRD: 335272 | - | 0 | 1 | A | Unknown |
| Tactical Investments CRD: 328761 | - | 0 | 1 | A | Unknown |
| Tactical TAX Wealth Management CRD: 325242 | - | 0 | 2 | A | Unknown |
| Tactivest, LLC CRD: 173309 | - | 0 | 3 | A | Unknown |
| TAE Yang Trading Corporation CRD: 44763 | - | 0 | 0 | A | INACTIVE |
| Tafferer Trading, LLC CRD: 36816 | - | 31 | 0 | F | INACTIVE |
| TAG Capital Partners CRD: 318850 | NY | 0 | 4 | A | Active |
| TAG Securities Corp. CRD: 104076 | - | 1 | 0 | B | INACTIVE |
| TAG Team Trading, LLC CRD: 142988 | - | 0 | 0 | A | INACTIVE |
| TAG Wealth Advisors CRD: 298446 | - | 0 | 3 | A | Unknown |
| TAG-FT Management LLC CRD: 298312 | - | 0 | 1 | A | Unknown |
| TAH Management, LP CRD: 281645 | - | 0 | 0 | A | Unknown |
| Tahoe Trading, L.P. CRD: 113183 | - | 2 | 0 | B | INACTIVE |
| Tahoe Trading, LLC CRD: 45549 | - | 0 | 0 | A | INACTIVE |
| Tahoma Advisors CRD: 167009 | - | 0 | 0 | A | Unknown |
| TAI Fook Securities (U.S.) Inc. CRD: 10301 | - | 0 | 0 | A | INACTIVE |
| TAI Securities Corp. CRD: 16530 | - | 0 | 0 | A | INACTIVE |