Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| ELF Capital Management, LLC CRD: 125672 | - | 0 | 0 | - | Unknown |
| Elgethun Capital Management CRD: 127616 | - | 0 | 1 | - | Unknown |
| Elgon Financial Advisors CRD: 310458 | - | 0 | 1 | - | Unknown |
| ELI Circle Capital, LP CRD: 326553 | - | 0 | 1 | - | Unknown |
| ELI Salame & Associates CPA PC CRD: 174205 | - | 0 | 0 | - | Unknown |
| Elias, David Mitchell CRD: 104205 | - | 0 | 0 | A | INACTIVE |
| Eliason Financial Group, LLC CRD: 130144 | - | 1 | 0 | B | INACTIVE |
| Eliason Wealth Management LLC CRD: 318316 | - | 0 | 1 | - | Unknown |
| Elion Financial, LLC CRD: 334200 | - | 0 | 1 | - | Unknown |
| Elion Partners, LLC CRD: 170483 | - | 0 | 1 | - | Unknown |
| Elios Financial Group, Inc. CRD: 119873 | - | 0 | 1 | - | Unknown |
| Eliot Finkel Investment Counsel, LLC CRD: 104695 | - | 0 | 2 | - | Unknown |
| Eliot Rose Wealth Management, LLC CRD: 120465 | - | 0 | 1 | - | Unknown |
| Elise Capital Management LLC CRD: 311330 | - | 0 | 0 | - | Unknown |
| Elisea Frishberg Advisory Group, L.L.C. CRD: 159032 | - | 0 | 0 | - | Unknown |
| Elisha, Scott D. CRD: 130509 | - | 1 | 0 | B | INACTIVE |
| Elite Advisors, LLC CRD: 282117 | - | 0 | 0 | - | Unknown |
| Elite Brokers, LLC CRD: 284050 | - | 0 | 0 | A | INACTIVE |
| Elite Capital Foundation Ltd CRD: 342691 | - | 0 | 1 | - | Unknown |
| Elite Capital Management Group, LLC CRD: 144228 | - | 0 | 2 | - | Unknown |
| Elite Capital Management, LLC CRD: 173873 | - | 0 | 0 | - | Unknown |
| Elite Capital Services, LLC CRD: 145449 | - | 0 | 1 | - | Unknown |
| Elite Consultants International CRD: 110072 | - | 0 | 0 | - | Unknown |
| Elite Data Solutions LLC CRD: 341830 | - | 0 | 1 | - | Unknown |
| Elite Financial Group CRD: 315997 | - | 0 | 1 | - | Unknown |
| Elite Financial Planning & Wealth Management, Inc. CRD: 290644 | - | 0 | 0 | - | Unknown |
| Elite Financial, Inc. CRD: 286667 | - | 0 | 1 | - | Unknown |
| Elite Focus Private Wealth, LLC CRD: 174000 | - | 0 | 1 | - | Unknown |
| Elite Income Advisors, Inc. CRD: 285429 | - | 0 | 1 | - | Unknown |
| Elite Investment Advisors, LLC CRD: 118389 | - | 0 | 2 | - | Unknown |
| Elite Investment Team LLC CRD: 296922 | - | 0 | 0 | - | Unknown |
| Elite Life Management LLC CRD: 310917 | - | 0 | 2 | - | Unknown |
| Elite Portfolios CRD: 327535 | - | 0 | 1 | - | Unknown |
| Elite Retirement Group CRD: 312178 | - | 0 | 1 | - | Unknown |
| Elite Securities Wealth Strategies, LLC CRD: 304269 | - | 0 | 0 | - | Unknown |
| Elite Securities, Inc. CRD: 119220 | - | 0 | 0 | A | INACTIVE |
| Elite Wealth Management CRD: 307431 | - | 0 | 1 | - | Unknown |
| Elite Wealth Management, Inc. CRD: 132122 | - | 0 | 1 | - | Unknown |
| Elite Wealth Management, Inc. CRD: 333159 | - | 0 | 1 | - | Unknown |
| Elite Wealth Management, LLC CRD: 317481 | - | 0 | 1 | - | Unknown |
| Elite Wealth Partners, LLC CRD: 289355 | - | 0 | 1 | - | Unknown |
| Elite Wealthcare LLC CRD: 318420 | - | 0 | 1 | - | Unknown |
| Elite-PRO Wealth Advisors LLC CRD: 312885 | - | 0 | 1 | - | Unknown |
| Elitegate Wealth, LLC CRD: 337524 | - | 0 | 3 | - | Unknown |
| Elitzer Associates, Inc. CRD: 15649 | - | 0 | 0 | A | INACTIVE |
| Elizabeth H. Huffine CRD: 111959 | - | 0 | 0 | - | Unknown |
| Elizabeth Park Capital Management, Ltd CRD: 158416 | - | 0 | 1 | - | Unknown |
| Eljay Investment Company CRD: 124530 | - | 0 | 0 | - | Unknown |
| Eljos Capital Ventures CRD: 319327 | - | 0 | 0 | - | Unknown |
| ELK Capital Advisors, LLC CRD: 159373 | - | 0 | 2 | - | Unknown |