Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TAI YU Securities USA, Inc. CRD: 30601 | - | 0 | 0 | A | INACTIVE |
| Taiga Trading CRD: 308971 | - | 0 | 0 | A | Unknown |
| Taika Capital CRD: 315803 | - | 0 | 0 | A | Unknown |
| Taiko CRD: 287792 | - | 0 | 1 | A | Unknown |
| Tailored TAX and Wealth CRD: 337265 | - | 0 | 1 | A | Unknown |
| Taiyo Pacific Partners L.P. CRD: 160930 | - | 0 | 1 | A | Unknown |
| TAJ Securities CRD: 13885 | - | 0 | 0 | A | INACTIVE |
| TAK Advisory CRD: 168814 | - | 0 | 2 | A | Unknown |
| Takwealth CRD: 284316 | - | 0 | 0 | A | Unknown |
| Taleb Taleb Capital LLC CRD: 335086 | - | 0 | 1 | A | Unknown |
| Talent Management L.L.C. CRD: 339907 | - | 0 | 1 | A | Unknown |
| Talented Tenth Investments Inc. CRD: 30863 | - | 5 | 0 | C | INACTIVE |
| Talented Traders II, LLC CRD: 123581 | - | 0 | 0 | A | INACTIVE |
| Talimco, LLC CRD: 151644 | - | 0 | 0 | A | Unknown |
| Talking Horse L.L.C. CRD: 46630 | - | 0 | 0 | A | INACTIVE |
| Talking Horse, LLC CRD: 124222 | - | 0 | 0 | A | INACTIVE |
| Tall Tree Investment Management, LLC CRD: 160035 | - | 0 | 0 | A | Unknown |
| Tall Trees Capital Management LP CRD: 307808 | - | 0 | 0 | A | Unknown |
| Talley & Company CRD: 29203 | - | 1 | 0 | B | INACTIVE |
| Talley Financial CRD: 117053 | - | 0 | 1 | A | Unknown |
| Talley Wealth CRD: 328407 | - | 0 | 2 | A | Unknown |
| Tamaron Investments, Inc. CRD: 14929 | - | 0 | 0 | A | INACTIVE |
| Tamiso & Co., LLC CRD: 165179 | - | 0 | 0 | A | Unknown |
| TAN Wealth Management CRD: 297062 | - | 0 | 1 | A | Unknown |
| Tandem CRD: 161312 | - | 0 | 0 | A | Unknown |
| Tangent Financial CRD: 311127 | - | 0 | 1 | A | Unknown |
| Tangerine Trading L.L.C. CRD: 128181 | - | 0 | 0 | A | INACTIVE |
| Tanglewood TAX & Investments CRD: 277089 | - | 0 | 0 | A | Unknown |
| Tanglewood Total Wealth Management, Inc. CRD: 107639 | - | 0 | 1 | A | Unknown |
| Tango Capital Management, LLC.(TCM) CRD: 122642 | - | 0 | 2 | A | Unknown |
| TANGO.VC CRD: 310009 | - | 0 | 1 | A | Unknown |
| Tani, Tokunaga & Company, Inc. CRD: 993 | - | 0 | 0 | A | INACTIVE |
| Tanin, Tunc CRD: 170512 | - | 0 | 1 | A | Unknown |
| Tanius Technology LLC CRD: 161341 | - | 0 | 0 | A | INACTIVE |
| Tanstaafl Research & Trading, L.L.C. CRD: 41582 | - | 1 | 0 | B | INACTIVE |
| TAO Financial CRD: 310134 | - | 0 | 1 | A | Unknown |
| Taozen Trading L.L.C. CRD: 118988 | - | 0 | 0 | A | INACTIVE |
| TAP Capital LLC CRD: 339267 | - | 0 | 1 | A | Unknown |
| TAP Capital, Inc. CRD: 42352 | - | 0 | 0 | A | INACTIVE |
| TAP Securities LLC CRD: 151593 | NY | 0 | 2 | A | Active |
| Tapestry VC CRD: 319548 | - | 0 | 1 | A | Unknown |
| Tappalpha CRD: 327980 | - | 0 | 2 | A | Unknown |
| Tappan Hill, LLC CRD: 319772 | - | 0 | 1 | A | Unknown |
| Taproot Management LP CRD: 335061 | - | 0 | 1 | A | Unknown |
| Tara Securities Corp. CRD: 11540 | - | 0 | 0 | A | INACTIVE |
| Tara Securities Inc. CRD: 30854 | - | 0 | 0 | A | INACTIVE |
| Tara Wealth CRD: 328427 | - | 0 | 2 | A | Unknown |
| Target Partners GMBH CRD: 164257 | - | 0 | 0 | A | Unknown |
| Target Wealth LLC CRD: 318687 | - | 0 | 1 | A | Unknown |
| Tarigas Investment Advisory CRD: 338192 | - | 0 | 1 | A | Unknown |