Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tashtego LLC CRD: 174116 | - | 0 | 0 | A | Unknown |
| Task Force X Capital Management, LLC CRD: 321841 | - | 0 | 1 | A | Unknown |
| Task Securities, Inc. CRD: 18519 | - | 0 | 0 | A | INACTIVE |
| Tasner, Howard Mark CRD: 33666 | - | 0 | 0 | A | INACTIVE |
| Tastytrade, Inc. CRD: 277027 | IL | 2 | 2 | B | Active |
| Tate Capital Group CRD: 332336 | - | 0 | 1 | A | Unknown |
| TAU Ventures, LLC CRD: 306230 | - | 0 | 1 | A | Unknown |
| Tauroi Technologies Management, LLC CRD: 321768 | - | 0 | 1 | A | Unknown |
| Taursas Investments CRD: 328860 | - | 0 | 2 | A | Unknown |
| Taurus Financial CRD: 335067 | - | 0 | 1 | A | Unknown |
| Taurus Ventures CRD: 283523 | - | 0 | 0 | A | Unknown |
| Tautona Group Annex Fund GP, L.L.C. CRD: 285063 | - | 0 | 1 | A | Unknown |
| Tavira Financial CRD: 299666 | - | 0 | 0 | A | Unknown |
| Tavira Securities US LLC CRD: 145046 | - | 0 | 0 | A | INACTIVE |
| TAW Securities, Inc. CRD: 25189 | - | 0 | 0 | A | INACTIVE |
| TAX & Planning Group, LLC CRD: 165277 | - | 0 | 0 | A | Unknown |
| TAX Advisors, LLC CRD: 128766 | - | 0 | 0 | A | Unknown |
| TAX Advisory, Inc. (the) CRD: 11050 | - | 0 | 0 | A | INACTIVE |
| TAX Lien Manager CRD: 163540 | - | 0 | 0 | A | Unknown |
| TAX Planning Professionals, Inc CRD: 282474 | - | 0 | 2 | A | Unknown |
| TAX PRO Advisor CRD: 304119 | - | 0 | 1 | A | Unknown |
| Taxable Wealth CRD: 304187 | - | 0 | 1 | A | Unknown |
| Taxio CRD: 330869 | - | 0 | 1 | A | Unknown |
| Taxnet CRD: 120323 | - | 0 | 0 | A | Unknown |
| Tayeh Capital Group CRD: 339639 | - | 0 | 1 | A | Unknown |
| Taylor & Morgan Asset Management, LLC D/B/a TM Adv… CRD: 156177 | - | 0 | 2 | A | Unknown |
| Taylor & Taylor Financial Services CRD: 117968 | - | 0 | 2 | A | Unknown |
| Taylor Advisory Group CRD: 288437 | - | 0 | 2 | A | Unknown |
| Taylor Creek Capital CRD: 291080 | - | 0 | 0 | A | Unknown |
| Taylor Frigon Family Office, LLC CRD: 323249 | - | 0 | 3 | A | Unknown |
| Taylor Grey, Inc. CRD: 308518 | CA | 0 | 3 | A | Active |
| Taylor Hoffman Wealth Management, LLC CRD: 289729 | - | 0 | 0 | A | Unknown |
| Taylor Investment Advisory CRD: 142833 | - | 0 | 1 | A | Unknown |
| Taylor K a Associates Inc CRD: 106296 | - | 0 | 1 | A | Unknown |
| Taylor Turner Wealth Management LLC CRD: 335125 | - | 0 | 1 | A | Unknown |
| Taylor, Bernard CRD: 162201 | - | 0 | 0 | A | Unknown |
| Taylors Financial CRD: 323416 | - | 0 | 1 | A | Unknown |
| TB Alternative Assets Ltd. CRD: 162014 | - | 0 | 0 | A | Unknown |
| TB Capital Management CRD: 290178 | - | 0 | 0 | A | Unknown |
| TB China Qfii Investments Ltd. CRD: 162011 | - | 0 | 0 | A | Unknown |
| TB Group CRD: 325098 | - | 0 | 0 | A | Unknown |
| TBA Financial Corporation CRD: 8179 | - | 0 | 0 | A | INACTIVE |
| Tbcpa, Inc. CRD: 174017 | - | 0 | 1 | A | Unknown |
| TBD Capital Markets Trust CRD: 38185 | - | 0 | 0 | A | INACTIVE |
| TBG Financial CRD: 26984 | - | 0 | 0 | A | INACTIVE |
| TBG Investing CRD: 333130 | - | 0 | 1 | A | Unknown |
| TBH Advisors, LLC CRD: 226555 | - | 0 | 0 | A | Unknown |
| TBI(Ventures) Ltd. CRD: 11047 | - | 0 | 0 | A | INACTIVE |
| TBMP, LLC CRD: 130799 | - | 0 | 0 | A | INACTIVE |
| TBMS Wealth LLC CRD: 304191 | - | 0 | 2 | A | Unknown |