Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TBN Securities, Inc. CRD: 103773 | - | 0 | 0 | A | INACTIVE |
| TBP SPV GP, LLC CRD: 322942 | - | 0 | 0 | A | Unknown |
| TBT Securities L.C. CRD: 31301 | - | 1 | 0 | B | INACTIVE |
| TC Advisors Ltd. CRD: 290891 | - | 0 | 3 | A | Unknown |
| TC Brokerage L.L.C. CRD: 127332 | - | 0 | 0 | A | INACTIVE |
| TC Works, LLC CRD: 297332 | - | 0 | 1 | A | Unknown |
| TC43 LLC CRD: 329373 | - | 0 | 0 | A | Unknown |
| Tcbi Securities, Inc. CRD: 313304 | TX | 0 | 7 | A | Active |
| TCC Securities, LLC CRD: 153575 | - | 0 | 0 | A | INACTIVE |
| TCF Investments, Inc. CRD: 34954 | - | 0 | 0 | A | INACTIVE |
| TCG Advisors LLC CRD: 133120 | - | 0 | 0 | A | INACTIVE |
| TCG Advisors, LP CRD: 112685 | - | 0 | 0 | A | Unknown |
| TCG Capital Management CRD: 298007 | - | 0 | 1 | A | Unknown |
| TCG Labs CRD: 329246 | - | 0 | 1 | A | Unknown |
| TCG Securities, L.L.C. CRD: 154788 | - | 0 | 0 | A | INACTIVE |
| TCG Wealth Management CRD: 299174 | - | 0 | 0 | A | Unknown |
| TCI Investments, LLC CRD: 300996 | - | 0 | 0 | A | Unknown |
| TCJ Securities, L.P. CRD: 110551 | - | 0 | 0 | A | INACTIVE |
| TCM CRD: 289583 | - | 0 | 2 | A | Unknown |
| TCM BD, LLC CRD: 317259 | - | 0 | 0 | A | INACTIVE |
| TCM Capital, Inc. CRD: 129569 | - | 0 | 0 | A | INACTIVE |
| TCM Wealth Advisors CRD: 132646 | - | 0 | 2 | A | Unknown |
| TCP Capital, LLC CRD: 340588 | - | 0 | 1 | A | Unknown |
| TCP Investments LLC CRD: 137073 | - | 0 | 2 | A | Unknown |
| TCP Management LLC CRD: 319179 | - | 0 | 1 | A | Unknown |
| TCP QOF GP LLC CRD: 316207 | - | 0 | 0 | A | Unknown |
| TCS Financial LLC CRD: 149917 | - | 0 | 0 | A | Unknown |
| TCV CRD: 160389 | - | 0 | 1 | A | Unknown |
| TCW Special Situations, LLC CRD: 166286 | - | 0 | 0 | A | Unknown |
| TCW, Inc. CRD: 8272 | - | 0 | 0 | A | INACTIVE |
| TCW/Scoggin, LLC CRD: 164946 | - | 0 | 0 | A | Unknown |
| Tcwa, LLC CRD: 174963 | - | 0 | 0 | A | Unknown |
| TD Asset Management CRD: 110088 | - | 0 | 0 | A | Unknown |
| TD Options LLC CRD: 119855 | - | 10 | 0 | D | INACTIVE |
| TD Securities (USA) LLC CRD: 18476 | NY | 22 | 19 | C | Active |
| TDA Investment Group CRD: 112016 | - | 0 | 1 | A | Unknown |
| Tdcfo CRD: 283442 | - | 0 | 0 | A | Unknown |
| TDG CP LLC CRD: 338974 | - | 0 | 1 | A | Unknown |
| TDI Investment Corp CRD: 15097 | - | 0 | 0 | A | INACTIVE |
| TDK Ventures Inc. CRD: 327245 | - | 0 | 1 | A | Unknown |
| TDM Trust CRD: 285751 | - | 0 | 0 | A | Unknown |
| TDR Capital LLP CRD: 161428 | - | 0 | 0 | A | Unknown |
| TDT Financial Inc CRD: 310877 | - | 0 | 1 | A | Unknown |
| TE Advisors LLC CRD: 336139 | - | 0 | 1 | A | Unknown |
| Teacher Wealth CRD: 309400 | - | 0 | 1 | A | Unknown |
| Teak Financial LLC CRD: 299960 | - | 0 | 2 | A | Unknown |
| Teak Tree Capital Management, LLC CRD: 149474 | - | 0 | 0 | A | Unknown |
| Team Covert, LLC CRD: 331269 | - | 0 | 1 | A | Unknown |
| Team Financial LLC CRD: 166343 | - | 0 | 0 | A | Unknown |
| Team Hewins, LLC CRD: 291194 | - | 0 | 9 | A | Unknown |