Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Emanuel Capital Ltd. CRD: 14680 | - | 0 | 0 | A | INACTIVE |
| Emanuel Municipal Securities Ltd. CRD: 14342 | - | 0 | 0 | A | INACTIVE |
| Emanuele B. Intorrella CRD: 154353 | - | 0 | 0 | - | Unknown |
| Emat Securities, Inc. CRD: 104261 | - | 0 | 0 | A | INACTIVE |
| Emax Securities, LLC CRD: 29799 | - | 0 | 0 | A | INACTIVE |
| Embarcadero Capital Advisors, Inc. CRD: 329285 | - | 0 | 2 | - | Unknown |
| Embarcadero Financial Group CRD: 140929 | - | 0 | 2 | - | Unknown |
| Embark Financial Partners CRD: 322400 | - | 0 | 5 | - | Unknown |
| Embark Management LLC CRD: 287473 | - | 0 | 1 | - | Unknown |
| Embark Wealth Management, LLC CRD: 157950 | - | 0 | 1 | - | Unknown |
| Embassy Asset Management LP CRD: 314768 | - | 0 | 2 | - | Unknown |
| Embed Clearing LLC CRD: 309519 | - | 0 | 0 | A | INACTIVE |
| Embedded Ventures LLC CRD: 313418 | - | 0 | 1 | - | Unknown |
| Embedding VC, LLC CRD: 329536 | - | 0 | 1 | - | Unknown |
| Ember Infrastructure CRD: 309483 | - | 0 | 1 | - | Unknown |
| Ember L. Flack, JD, CFP, CLU, CHFC CRD: 114269 | - | 0 | 1 | - | Unknown |
| Ember Peak Capital LLC CRD: 328138 | - | 0 | 1 | - | Unknown |
| Ember Wealth Concepts & Financial Planning CRD: 337478 | - | 0 | 1 | - | Unknown |
| Emberhouse, LLC CRD: 285781 | - | 0 | 1 | - | Unknown |
| Embervest CRD: 338652 | - | 0 | 1 | - | Unknown |
| Emblem Group, L.P. CRD: 329533 | - | 0 | 1 | - | Unknown |
| Emboldenfp CRD: 323352 | - | 0 | 1 | - | Unknown |
| Embonds Inc. CRD: 285417 | - | 0 | 0 | A | INACTIVE |
| Embrace Ventures, LLC CRD: 338547 | - | 0 | 1 | - | Unknown |
| Embree Capital Markets Group, Inc. CRD: 336640 | - | 0 | 1 | - | Unknown |
| Embree Financial Group CRD: 108233 | - | 0 | 6 | - | Unknown |
| Embrey Fund Manager, LLC CRD: 329869 | - | 0 | 1 | - | Unknown |
| EMC Capital Advisors, LLC CRD: 169296 | - | 0 | 1 | - | Unknown |
| EMC Capital Management, LLC CRD: 167761 | - | 0 | 1 | - | Unknown |
| Emcee Invest CRD: 297589 | - | 0 | 1 | - | Unknown |
| Emcee Investments L.L.C. CRD: 46469 | - | 1 | 0 | B | INACTIVE |
| Emcor Securities Inc. CRD: 45722 | - | 0 | 0 | A | INACTIVE |
| Emde Wealth Management LLC CRD: 284690 | - | 0 | 1 | - | Unknown |
| Emec Financial, Inc. CRD: 112240 | - | 0 | 0 | A | INACTIVE |
| Emedsecurities, Inc. CRD: 45083 | - | 0 | 0 | A | INACTIVE |
| Emer, Randy Lawrence CRD: 34404 | - | 0 | 0 | A | INACTIVE |
| Emerald Advisers, LLC CRD: 107496 | - | 0 | 4 | - | Unknown |
| Emerald Advisors, LLC CRD: 305125 | - | 0 | 1 | - | Unknown |
| Emerald Asset Advisors LLC CRD: 107935 | - | 0 | 0 | - | Unknown |
| Emerald Asset Management, Inc. CRD: 174691 | - | 0 | 1 | - | Unknown |
| Emerald BAY Capital Management, LLC CRD: 120312 | - | 0 | 0 | A | INACTIVE |
| Emerald BAY Wealth Management LLC CRD: 160837 | - | 0 | 1 | - | Unknown |
| Emerald Blue Advisors CRD: 166113 | - | 0 | 3 | - | Unknown |
| Emerald Bridge Capital CRD: 328966 | - | 0 | 0 | - | Unknown |
| Emerald Capital Corporation CRD: 16324 | - | 0 | 0 | A | INACTIVE |
| Emerald Coast Investments of Northwest Florida, In… CRD: 26419 | - | 0 | 0 | A | INACTIVE |
| Emerald Development Managers LP CRD: 168169 | - | 0 | 1 | - | Unknown |
| Emerald Direct Lending Advisers, LLC CRD: 168608 | - | 0 | 0 | - | Unknown |
| Emerald ETF Advisers, LLC CRD: 170412 | - | 0 | 0 | - | Unknown |
| Emerald Financial Management CRD: 140353 | - | 0 | 0 | - | Unknown |