Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Team Nelson Securities Corp. CRD: 10294 | - | 0 | 0 | A | INACTIVE |
| Team Velu Horizon Holding Manager CRD: 335514 | - | 0 | 1 | A | Unknown |
| Team Wealth & TAX Advisors CRD: 309411 | - | 0 | 1 | A | Unknown |
| Team8 CRD: 297626 | - | 0 | 0 | A | Unknown |
| Teamfund FM, LLC CRD: 341128 | - | 0 | 1 | A | Unknown |
| Teamworthy Group LLC CRD: 289766 | - | 0 | 1 | A | Unknown |
| Teca Partners, LP CRD: 298106 | - | 0 | 1 | A | Unknown |
| Tech FP CRD: 321834 | - | 0 | 1 | A | Unknown |
| Tech Square Trading CRD: 283757 | - | 0 | 0 | A | Unknown |
| Tech Wealth, LLC CRD: 311267 | - | 0 | 1 | A | Unknown |
| Tech World Trading, Inc. CRD: 103905 | - | 0 | 0 | A | INACTIVE |
| Tech-Trade Capital LLC CRD: 45529 | - | 0 | 0 | A | INACTIVE |
| Techaviv Management Co. CRD: 315246 | - | 0 | 0 | A | Unknown |
| Techgen Financial CRD: 151021 | - | 0 | 1 | A | Unknown |
| Technexus LLC CRD: 338101 | - | 0 | 1 | A | Unknown |
| Technology Partners CRD: 160362 | - | 0 | 0 | A | Unknown |
| Technology Partners CRD: 32061 | - | 1 | 0 | B | INACTIVE |
| Techstars CRD: 162948 | - | 0 | 1 | A | Unknown |
| Tecp LLC CRD: 322799 | - | 0 | 0 | A | Unknown |
| TED a. Fried, Inc. CRD: 38135 | - | 0 | 0 | A | INACTIVE |
| TED Bajer & Assoc. CRD: 133393 | - | 0 | 0 | A | Unknown |
| TED C. Earle CRD: 116672 | - | 0 | 1 | A | Unknown |
| Teec Angel Fund CRD: 166858 | - | 0 | 1 | A | Unknown |
| Teevan & Co., Inc. CRD: 30839 | - | 0 | 0 | A | INACTIVE |
| TEF Advisors, LLC CRD: 161219 | - | 0 | 0 | A | Unknown |
| TEF Capital, LLC CRD: 317055 | - | 0 | 1 | A | Unknown |
| Tega Advisors CRD: 307756 | - | 0 | 0 | A | Unknown |
| Teichman Securities CRD: 17444 | - | 0 | 0 | A | INACTIVE |
| Tejo Financial Advisory CRD: 322815 | - | 0 | 0 | A | Unknown |
| Teka Capital PEF I, Inc CRD: 163898 | - | 0 | 0 | A | Unknown |
| Tekla Capital Management LLC CRD: 119626 | - | 0 | 0 | A | Unknown |
| Tekos Investments CRD: 328118 | - | 0 | 0 | A | Unknown |
| Telarray, LLC CRD: 135391 | - | 0 | 0 | A | Unknown |
| Tele-Quote Securities Corporation CRD: 19174 | - | 0 | 0 | A | INACTIVE |
| Telese & Company CRD: 18815 | - | 0 | 0 | A | INACTIVE |
| Tellson Securities CRD: 286665 | - | 1 | 0 | B | INACTIVE |
| Telos North CRD: 340036 | - | 0 | 1 | A | Unknown |
| Telos Wealth CRD: 327439 | - | 0 | 1 | A | Unknown |
| Telsey Advisory Group LLC CRD: 148234 | NY | 0 | 5 | A | Active |
| TEM Partners LLC CRD: 337685 | - | 0 | 1 | A | Unknown |
| Tema Etfs LLC CRD: 332224 | - | 0 | 1 | A | Unknown |
| Tembo Wealth CRD: 314198 | - | 0 | 0 | A | Unknown |
| Temenos Advisory, Inc. CRD: 108458 | - | 0 | 0 | A | Unknown |
| Temper of the Times Investor Services, Inc. CRD: 39753 | - | 8 | 0 | D | INACTIVE |
| Tempest Trading Partners, Inc. CRD: 36297 | - | 0 | 0 | A | INACTIVE |
| Tempo Capital CRD: 165184 | - | 0 | 0 | A | Unknown |
| Tempo Capital Corporation CRD: 117092 | - | 0 | 0 | A | INACTIVE |
| Tempo Wealth CRD: 336316 | - | 0 | 1 | A | Unknown |
| Tempus Pecunia CRD: 300566 | - | 0 | 1 | A | Unknown |
| TEN Coves Capital, LP CRD: 311121 | - | 0 | 1 | A | Unknown |