Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TEN Peaks Partners L.L.C. CRD: 169364 | - | 0 | 1 | A | Unknown |
| TEN Talents Asset Management CRD: 313387 | - | 0 | 1 | A | Unknown |
| TEN Talents Financial Planning LLC CRD: 297195 | - | 0 | 1 | A | Unknown |
| TEN Talents Management LLC CRD: 285118 | - | 0 | 0 | A | Unknown |
| TEN VC Management, LLC CRD: 318932 | - | 0 | 1 | A | Unknown |
| Tenaya Capital CRD: 162804 | - | 0 | 1 | A | Unknown |
| Tencore Partners, LP CRD: 299327 | - | 0 | 1 | A | Unknown |
| Tend Wealth CRD: 329513 | - | 0 | 0 | A | Unknown |
| Teneca, LLC CRD: 142940 | - | 0 | 0 | A | INACTIVE |
| Tenere Financial CRD: 171808 | - | 0 | 1 | A | Unknown |
| Tenfore Holdings CRD: 167988 | - | 0 | 1 | A | Unknown |
| Teng YUE Partners, L.P. CRD: 162895 | - | 0 | 1 | A | Unknown |
| Tenma Limited I, LLC CRD: 299563 | - | 0 | 0 | A | Unknown |
| Tennext LLC CRD: 337549 | - | 0 | 2 | A | Unknown |
| Tenon Financial CRD: 305581 | - | 0 | 3 | A | Unknown |
| Tenoneten CRD: 198513 | - | 0 | 1 | A | Unknown |
| Tenviz CRD: 317459 | - | 0 | 2 | A | Unknown |
| Tenzing Global CRD: 159696 | - | 0 | 1 | A | Unknown |
| Tenzio Partners, LLC CRD: 167096 | - | 0 | 0 | A | Unknown |
| TEO, LEE Yeow David CRD: 328683 | - | 0 | 1 | A | Unknown |
| Tepayac LLC CRD: 45075 | - | 0 | 0 | A | INACTIVE |
| Tepper Company CRD: 5843 | - | 0 | 0 | A | INACTIVE |
| Terence Hayden & Co. CRD: 109665 | - | 0 | 0 | A | INACTIVE |
| Terminus, LLC CRD: 154150 | - | 0 | 0 | A | Unknown |
| Terra Firma Financial LLC CRD: 153262 | - | 0 | 0 | A | Unknown |
| Terra Wealth CRD: 320643 | - | 0 | 33 | A | Unknown |
| Terrace Wealth CRD: 336506 | - | 0 | 0 | A | Unknown |
| Terrance P Davis CPA/PFS CRD: 118598 | - | 0 | 1 | A | Unknown |
| Terranova, Thomas CRD: 133172 | - | 0 | 0 | A | INACTIVE |
| Terrapin Trading Group L.L.C CRD: 41930 | - | 0 | 0 | A | INACTIVE |
| Terrapin Trading, LLC CRD: 126043 | - | 0 | 0 | A | INACTIVE |
| Terrenon, Inc. CRD: 269986 | - | 0 | 0 | A | Unknown |
| Terril & Company CRD: 110422 | - | 0 | 1 | A | Unknown |
| Terroir Capital CRD: 201513 | - | 0 | 0 | A | Unknown |
| Terry Trading LLC CRD: 124385 | - | 1 | 0 | B | INACTIVE |
| Terwin Money Management LLC CRD: 163464 | - | 0 | 0 | A | Unknown |
| Tessara Wealth CRD: 283295 | - | 0 | 4 | A | Unknown |
| Tessera, LLC CRD: 155790 | - | 0 | 0 | A | Unknown |
| Tesseract Partners CRD: 111811 | - | 0 | 2 | A | Unknown |
| Teton Partners, L.L.C. CRD: 33627 | - | 1 | 0 | B | INACTIVE |
| Teton Wealth Group LLC CRD: 311230 | - | 0 | 1 | A | Unknown |
| Tetragon Partners L.P. CRD: 156040 | - | 0 | 1 | A | Unknown |
| Tetrant Financial CRD: 150985 | - | 0 | 2 | A | Unknown |
| TEV LLC CRD: 123022 | - | 0 | 0 | A | INACTIVE |
| TEX-ANN Capital Corp. CRD: 21980 | - | 0 | 0 | A | INACTIVE |
| Texan Capital CRD: 114247 | - | 0 | 0 | A | Unknown |
| Texas E&P Partners, Inc. CRD: 127228 | - | 7 | 0 | D | INACTIVE |
| Texas Financial Advisory CRD: 306413 | - | 0 | 1 | A | Unknown |
| Texas Quant Capital Management LLC CRD: 287943 | - | 0 | 0 | A | Unknown |
| Texas Valley Group CRD: 322868 | - | 0 | 1 | A | Unknown |