Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Texo Ventures, LLC CRD: 175227 | - | 0 | 1 | A | Unknown |
| Texwealth CRD: 328912 | - | 0 | 1 | A | Unknown |
| TF Trading, LLC CRD: 110855 | - | 0 | 0 | A | INACTIVE |
| TFA Securities, Inc. CRD: 151357 | - | 0 | 0 | A | INACTIVE |
| TFA Securities, Inc. CRD: 284982 | CA | 0 | 3 | A | Active |
| TFC Investment Ltd. CRD: 313878 | - | 0 | 0 | A | Unknown |
| TFC Ventures, LLC CRD: 327658 | - | 0 | 1 | A | Unknown |
| TFG Advisors CRD: 112123 | - | 0 | 0 | A | Unknown |
| TFG Advisors CRD: 288787 | - | 0 | 0 | A | Unknown |
| TFG Equities, Inc. CRD: 17860 | - | 0 | 0 | A | INACTIVE |
| TFI Securities, Inc. CRD: 10476 | - | 0 | 0 | A | INACTIVE |
| TFJ Management, LLC CRD: 312132 | - | 0 | 1 | A | Unknown |
| TFM Investment Group CRD: 34691 | - | 3 | 0 | C | INACTIVE |
| TFM/Flash, LLC CRD: 43099 | - | 0 | 0 | A | INACTIVE |
| TFO Wealth Partners CRD: 124407 | - | 0 | 14 | A | Unknown |
| TFP Management, LLC CRD: 313543 | - | 0 | 1 | A | Unknown |
| TFR Capital CRD: 333108 | - | 0 | 2 | A | Unknown |
| TFS Capital LLC CRD: 107811 | - | 0 | 0 | A | Unknown |
| Tgap Ventures CRD: 162352 | - | 0 | 0 | A | Unknown |
| TGB Corporation CRD: 23413 | - | 0 | 0 | A | INACTIVE |
| TGF Assets CRD: 332490 | - | 0 | 1 | A | Unknown |
| TGH Securities Inc. CRD: 33540 | - | 1 | 0 | B | INACTIVE |
| TGL Partners LLC CRD: 144022 | - | 0 | 0 | A | INACTIVE |
| TGP Investments CRD: 175241 | - | 0 | 1 | A | Unknown |
| TGP Investments, LLC CRD: 163468 | - | 0 | 0 | A | Unknown |
| TGP Investments, LLC CRD: 330530 | - | 0 | 1 | A | Unknown |
| TGP Securities, Inc. CRD: 159008 | - | 3 | 0 | C | INACTIVE |
| TGS Forward LLC CRD: 339780 | - | 0 | 1 | A | Unknown |
| TGSD Investments CRD: 174028 | - | 0 | 0 | A | Unknown |
| TGVG, LLC CRD: 335002 | - | 0 | 1 | A | Unknown |
| TH Financial CRD: 132624 | - | 0 | 0 | A | Unknown |
| TH Garp Etfs CRD: 333646 | - | 0 | 0 | A | Unknown |
| Thackeray Partners CRD: 166351 | - | 0 | 1 | A | Unknown |
| Thackston Financial Services CRD: 135186 | - | 0 | 0 | A | Unknown |
| Thamesway Inc. CRD: 26000 | - | 0 | 0 | A | INACTIVE |
| Thayer Financial, L.L.C. CRD: 304729 | - | 0 | 1 | A | Unknown |
| Thayer GP VI LLC CRD: 170866 | - | 0 | 0 | A | Unknown |
| Thayer Partners LLC CRD: 290734 | - | 0 | 7 | A | Unknown |
| Thayer Ventures CRD: 285321 | - | 0 | 1 | A | Unknown |
| THB Asset Management CRD: 109139 | - | 0 | 0 | A | Unknown |
| THCP Advisory Limited CRD: 304432 | - | 0 | 0 | A | Unknown |
| THCP Advisory Limited CRD: 329082 | - | 0 | 0 | A | Unknown |
| THD Investments LLC CRD: 329131 | - | 0 | 1 | A | Unknown |
| THE $ Coach, LLC CRD: 159557 | - | 0 | 1 | A | Unknown |
| THE 401(K) Expert CRD: 289580 | - | 0 | 1 | A | Unknown |
| THE 40TH Floor CRD: 299251 | - | 0 | 0 | A | Unknown |
| THE 4100 Group, Inc. CRD: 326853 | - | 0 | 1 | A | Unknown |
| THE ABC Squared CRD: 334631 | - | 0 | 1 | A | Unknown |
| THE Advent Fund, L.L.C. CRD: 43015 | - | 0 | 0 | A | INACTIVE |
| THE Advisors Group CRD: 113015 | - | 0 | 0 | A | Unknown |