Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Advisors Group CRD: 290104 | - | 0 | 1 | A | Unknown |
| THE Advisors Group, Inc. CRD: 14035 | - | 6 | 0 | D | INACTIVE |
| THE Advisory Firm CRD: 139125 | - | 0 | 1 | A | Unknown |
| THE Advisory Group CRD: 109175 | - | 0 | 0 | A | Unknown |
| THE Affinity Group, LLC CRD: 283819 | - | 0 | 1 | A | Unknown |
| THE Agean Group, Inc CRD: 30835 | - | 4 | 0 | C | INACTIVE |
| THE Algeo Group, LLC CRD: 165572 | - | 0 | 0 | A | Unknown |
| THE Ambrus Group LLC CRD: 316761 | - | 0 | 3 | A | Unknown |
| THE Ameriflex Group CRD: 305585 | - | 0 | 186 | A | Unknown |
| THE Amida Corporation CRD: 11616 | - | 0 | 0 | A | INACTIVE |
| THE Analyst CRD: 164479 | - | 0 | 0 | A | Unknown |
| THE Appleton Group, LLC CRD: 119209 | - | 0 | 0 | A | Unknown |
| THE Argentum Group CRD: 21495 | - | 0 | 0 | A | INACTIVE |
| THE Armenius Group, LLC CRD: 315820 | - | 0 | 0 | A | Unknown |
| THE ART of Finance LLC CRD: 281950 | - | 0 | 1 | A | Unknown |
| THE Artemis Fund CRD: 307723 | - | 0 | 1 | A | Unknown |
| THE Ascent Group, LLC CRD: 314424 | - | 0 | 14 | A | Unknown |
| THE Aspen Equity Group CRD: 118282 | - | 0 | 1 | A | Unknown |
| THE Astraea Corporation CRD: 114124 | - | 0 | 1 | A | Unknown |
| THE Avantus Group, Inc. CRD: 39347 | - | 0 | 0 | A | INACTIVE |
| THE B Group, Inc. CRD: 310357 | - | 0 | 1 | A | Unknown |
| THE B. Mills Corporation CRD: 8314 | - | 0 | 0 | A | INACTIVE |
| THE Baha CRD: 319316 | - | 0 | 0 | A | Unknown |
| THE Baker Group CRD: 281500 | - | 0 | 0 | A | Unknown |
| THE Baker Group, LP CRD: 7888 | OK | 4 | 13 | B | Active |
| THE Balance of Trade CRD: 291982 | - | 0 | 1 | A | Unknown |
| THE Baupost Group, L.L.C. CRD: 109530 | - | 0 | 1 | A | Unknown |
| THE Becstone Group, Inc. CRD: 24277 | - | 0 | 0 | A | INACTIVE |
| THE Bedminster Group CRD: 118794 | - | 0 | 1 | A | Unknown |
| THE Benham Group CRD: 18784 | - | 0 | 0 | A | INACTIVE |
| THE Berry Group CRD: 301876 | - | 0 | 0 | A | Unknown |
| THE Better 401(K) Source CRD: 285809 | - | 0 | 1 | A | Unknown |
| THE Blackmont Group CRD: 332776 | - | 0 | 1 | A | Unknown |
| THE BLU Fund CRD: 290237 | - | 0 | 0 | A | Unknown |
| THE Blue OAK Group, LLC CRD: 291588 | - | 0 | 2 | A | Unknown |
| THE Bollard Group LLC CRD: 155317 | - | 0 | 1 | A | Unknown |
| THE Borland Group CRD: 121894 | - | 0 | 0 | A | Unknown |
| THE Boston Group CRD: 37652 | - | 0 | 0 | A | INACTIVE |
| THE Brass Utility, L.L.C. CRD: 43649 | - | 0 | 0 | A | INACTIVE |
| THE Breit Group CRD: 335020 | - | 0 | 1 | A | Unknown |
| THE Bridgeford Group CRD: 27967 | - | 0 | 0 | A | INACTIVE |
| THE Brock Group, LLC CRD: 142432 | - | 0 | 1 | A | Unknown |
| THE Brydon Group CRD: 324247 | - | 0 | 1 | A | Unknown |
| THE Business of Your Life, LLC CRD: 307208 | - | 0 | 0 | A | Unknown |
| THE Butler Group LLC CRD: 131814 | - | 0 | 1 | A | Unknown |
| THE Buttles Corporation CRD: 15463 | - | 0 | 0 | A | INACTIVE |
| THE Bycoff Group LLC CRD: 334192 | - | 0 | 1 | A | Unknown |
| THE Camden Group CRD: 21386 | - | 0 | 0 | A | INACTIVE |
| THE Camelot Group, Inc. CRD: 31091 | - | 14 | 0 | D | INACTIVE |
| THE Capital Advisory Group Advisory Services, LLC CRD: 140551 | - | 0 | 4 | A | Unknown |