Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Capital Group CRD: 129615 | - | 0 | 2 | A | Unknown |
| THE Caprock Group, LLC CRD: 124272 | - | 0 | 31 | A | Unknown |
| THE Carey Company CRD: 13663 | - | 0 | 0 | A | INACTIVE |
| THE Carleton Group, Inc. CRD: 28667 | - | 0 | 0 | A | INACTIVE |
| THE Carlyle Group CRD: 111128 | - | 0 | 1 | A | Unknown |
| THE Carroll Group, Inc. CRD: 146977 | - | 0 | 2 | A | Unknown |
| THE Catalyst Group, Inc. CRD: 333740 | - | 0 | 1 | A | Unknown |
| THE Center for Eldercare Finance CRD: 169964 | - | 0 | 0 | A | Unknown |
| THE Certior Group, LLC CRD: 285506 | - | 0 | 0 | A | Unknown |
| THE Chadwick Group, Inc. CRD: 297319 | - | 0 | 0 | A | Unknown |
| THE Chapman Co. CRD: 19178 | - | 10 | 0 | D | INACTIVE |
| THE Charles Towne Agency CRD: 331489 | - | 0 | 1 | A | Unknown |
| THE Chart Group, L.P. CRD: 162884 | - | 0 | 0 | A | Unknown |
| THE Charter Group CRD: 13772 | - | 0 | 0 | A | INACTIVE |
| THE Chartist CRD: 105072 | - | 0 | 1 | A | Unknown |
| THE Chicago Corporation CRD: 1449 | - | 0 | 0 | A | INACTIVE |
| THE Chimera Group, LLC CRD: 116236 | - | 0 | 0 | A | INACTIVE |
| THE CID Group Ltd. CRD: 163717 | - | 0 | 0 | A | Unknown |
| THE Clarius Group, LLC CRD: 173347 | - | 0 | 0 | A | Unknown |
| THE Clarus Group CRD: 310163 | - | 0 | 3 | A | Unknown |
| THE Clermont Group, LLC CRD: 112190 | - | 0 | 0 | A | INACTIVE |
| THE Clever Group CRD: 324323 | - | 0 | 0 | A | Unknown |
| THE Clifford Group LLC CRD: 318897 | - | 0 | 1 | A | Unknown |
| THE Columbia Group, Inc. CRD: 38001 | - | 0 | 0 | A | INACTIVE |
| THE Column Group CRD: 161912 | - | 0 | 1 | A | Unknown |
| THE Cook Company, LLC CRD: 108889 | - | 0 | 1 | A | Unknown |
| THE Copia Group CRD: 327954 | - | 0 | 1 | A | Unknown |
| THE Counter Corporation CRD: 14403 | - | 0 | 0 | A | INACTIVE |
| THE Courtney Group, LLC CRD: 114904 | CA | 0 | 2 | A | Active |
| THE Coury Firm CRD: 289145 | - | 0 | 5 | A | Unknown |
| THE Cowles Group CRD: 171764 | - | 0 | 0 | A | Unknown |
| THE CPA Approach to Investing, LLC CRD: 281482 | - | 0 | 0 | A | Unknown |
| THE CUE Ball Group, LLC CRD: 162245 | - | 0 | 1 | A | Unknown |
| THE Curtis Company CRD: 313258 | - | 0 | 1 | A | Unknown |
| THE Cygnus Group, Ltd. CRD: 13046 | - | 0 | 0 | A | INACTIVE |
| THE Dagel Group CRD: 298383 | - | 0 | 0 | A | Unknown |
| THE Dala Group, LLC CRD: 291828 | - | 0 | 2 | A | Unknown |
| THE Dane Group, Ltd. CRD: 33937 | - | 1 | 0 | B | INACTIVE |
| THE Darcy Group LLC CRD: 42692 | - | 0 | 0 | A | INACTIVE |
| THE Data Tribe, LLC CRD: 301265 | - | 0 | 0 | A | Unknown |
| THE David J. Yvars Group Inc. CRD: 328901 | - | 0 | 5 | A | Unknown |
| THE David J. Yvars Group, Inc. CRD: 130852 | - | 0 | 0 | A | Unknown |
| THE DE Burlo Group, Inc. CRD: 153435 | - | 0 | 1 | A | Unknown |
| THE Dean's List CRD: 334064 | - | 0 | 1 | A | Unknown |
| THE Debart Group Inc. CRD: 118660 | - | 0 | 2 | A | Unknown |
| THE Dedicated Dollar CRD: 317383 | - | 0 | 1 | A | Unknown |
| THE Delta Group CRD: 111852 | - | 0 | 1 | A | Unknown |
| THE Dienekes Corporation CRD: 150276 | - | 0 | 1 | A | Unknown |
| THE Director, LLC CRD: 293787 | - | 0 | 0 | A | Unknown |
| THE Doman Group, LLC CRD: 159749 | - | 0 | 0 | A | Unknown |