Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Donerail Group LP CRD: 304513 | - | 0 | 0 | A | Unknown |
| THE Donner Group CRD: 125028 | - | 0 | 0 | A | Unknown |
| THE Dorian Fund L.P. CRD: 169377 | - | 0 | 0 | A | Unknown |
| THE Dorset Group CRD: 321839 | - | 0 | 0 | A | Unknown |
| THE DR Team CRD: 332151 | - | 0 | 2 | A | Unknown |
| THE Dragon's Hedge CRD: 282540 | - | 0 | 0 | A | Unknown |
| THE Draken Group, Inc. CRD: 6125 | - | 4 | 0 | C | INACTIVE |
| THE Dratel Group, Inc. CRD: 8049 | - | 11 | 0 | D | INACTIVE |
| THE Driscoll Trading Group, Inc. CRD: 31613 | - | 0 | 0 | A | INACTIVE |
| THE Dublin Company CRD: 19592 | - | 0 | 0 | A | INACTIVE |
| THE Dyflex Group CRD: 129321 | - | 0 | 0 | A | Unknown |
| THE Eideard Group, LLC CRD: 139834 | - | 0 | 1 | A | Unknown |
| THE Elliott Group CRD: 168512 | - | 0 | 2 | A | Unknown |
| THE Ellsworth Corporation CRD: 16372 | - | 0 | 0 | A | INACTIVE |
| THE Energy & Minerals Group CRD: 157915 | - | 0 | 2 | A | Unknown |
| THE Energy & Minerals Group LP CRD: 339275 | - | 0 | 1 | A | Unknown |
| THE Enmark Group, Inc. CRD: 14175 | - | 0 | 0 | A | INACTIVE |
| THE Ensemble Team CRD: 331144 | - | 0 | 1 | A | Unknown |
| THE Equalized Estate, Ltd. CRD: 1746 | - | 0 | 0 | A | INACTIVE |
| THE Equilux Group, LP CRD: 293372 | - | 0 | 0 | A | Unknown |
| THE Estate Planning Team, Inc. CRD: 170414 | - | 0 | 1 | A | Unknown |
| THE ET General Partner Entity, LLC CRD: 318864 | - | 0 | 1 | A | Unknown |
| THE Exchange, Inc. CRD: 41206 | - | 0 | 0 | A | INACTIVE |
| THE Explorers, LLC CRD: 326797 | - | 0 | 1 | A | Unknown |
| THE Exxel Group CRD: 163787 | - | 0 | 0 | A | Unknown |
| THE Fairman Group, LLC CRD: 121492 | - | 0 | 4 | A | Unknown |
| THE Family Financial Group CRD: 318908 | - | 0 | 2 | A | Unknown |
| THE Family Firm, Inc. CRD: 105270 | - | 0 | 0 | A | Unknown |
| THE Family Office, LLC CRD: 288530 | - | 0 | 0 | A | Unknown |
| THE Faragi Group CRD: 159936 | - | 0 | 1 | A | Unknown |
| THE Fauser Group, LLC CRD: 282351 | - | 0 | 1 | A | Unknown |
| THE FI Woman CRD: 281908 | - | 0 | 0 | A | Unknown |
| THE Fiduciary Group CRD: 221530 | - | 0 | 4 | A | Unknown |
| THE FIG Group, LLC CRD: 133558 | - | 0 | 0 | A | INACTIVE |
| THE Financial Advisory Group CRD: 113329 | - | 0 | 1 | A | Unknown |
| THE Financial Chef CRD: 157496 | - | 0 | 0 | A | Unknown |
| THE Financial Forum, LLC CRD: 150049 | - | 0 | 0 | A | Unknown |
| THE Financial Group CRD: 169966 | - | 0 | 1 | A | Unknown |
| THE Financial T CRD: 299747 | - | 0 | 1 | A | Unknown |
| THE Financial Team, Inc. CRD: 141355 | - | 0 | 1 | A | Unknown |
| THE Fintel Group LLC CRD: 283857 | - | 0 | 2 | A | Unknown |
| THE Fiscal Fitness Company, Inc. CRD: 140768 | - | 0 | 3 | A | Unknown |
| THE Fisher Financial Group, Inc. CRD: 148932 | - | 0 | 0 | A | Unknown |
| THE Fisher Group, LLC CRD: 154065 | - | 0 | 0 | A | Unknown |
| THE Floridan Group CRD: 142171 | - | 0 | 0 | A | Unknown |
| THE Forum Finance Group SA CRD: 284407 | - | 0 | 0 | A | Unknown |
| THE Foundry Financial Group, Inc. CRD: 116823 | - | 0 | 4 | A | Unknown |
| THE Franklin Group CRD: 103540 | - | 0 | 0 | A | INACTIVE |
| THE Fraser Group, LLC CRD: 43126 | - | 0 | 0 | A | INACTIVE |
| THE Freyr Group CRD: 330313 | - | 0 | 3 | A | Unknown |