Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Encore Well Labs Plus GP, LLC CRD: 328489 | - | 0 | 1 | - | Unknown |
| Encourage Capital Management, LLC CRD: 315982 | - | 0 | 1 | - | Unknown |
| Encourage Financial LLC CRD: 339368 | - | 0 | 1 | - | Unknown |
| Encover Personal Finance CRD: 297367 | - | 0 | 1 | - | Unknown |
| Endatum Securities, Inc. CRD: 23734 | - | 0 | 0 | A | INACTIVE |
| Endeavor Advisors LLC CRD: 309563 | - | 0 | 2 | - | Unknown |
| Endeavor Advisors, LLC CRD: 324925 | - | 0 | 4 | - | Unknown |
| Endeavor Capital CRD: 118820 | NY | 1 | 2 | B | Active |
| Endeavor Capital Management, LLC CRD: 330251 | - | 0 | 1 | - | Unknown |
| Endeavor Catalyst CRD: 171738 | - | 0 | 1 | - | Unknown |
| Endeavor Financial Advisors, LLC CRD: 173881 | - | 0 | 1 | - | Unknown |
| Endeavor Financial Planning CRD: 287615 | - | 0 | 1 | - | Unknown |
| Endeavor Financial Planning, LLC CRD: 141687 | - | 0 | 0 | - | Unknown |
| Endeavor Investment Management, LLC CRD: 148694 | - | 0 | 1 | - | Unknown |
| Endeavor Private Wealth, Inc. CRD: 313053 | - | 0 | 5 | - | Unknown |
| Endeavor Trading CRD: 44595 | - | 0 | 0 | A | INACTIVE |
| Endeavor Wealth Advisors, LLC CRD: 305348 | - | 0 | 1 | - | Unknown |
| Endeavour Capital CRD: 160800 | - | 0 | 1 | - | Unknown |
| Endeavour Capital Advisors Inc. CRD: 137689 | - | 0 | 1 | - | Unknown |
| Endeavour Investment Partners, LLC CRD: 147503 | - | 0 | 2 | - | Unknown |
| Endeavour Vision LLC CRD: 315298 | - | 0 | 0 | - | Unknown |
| Endeavour Vision SA CRD: 315299 | - | 0 | 0 | - | Unknown |
| Enders Capital Management LLC CRD: 336433 | - | 0 | 1 | - | Unknown |
| Endex Capital Managment LLC CRD: 109541 | - | 0 | 0 | - | Unknown |
| Endicott Capital CRD: 308447 | - | 0 | 1 | - | Unknown |
| Endicott Group CRD: 157119 | - | 0 | 1 | - | Unknown |
| Endler Capital, LLC CRD: 309904 | - | 0 | 0 | - | Unknown |
| Endless LLP CRD: 161917 | - | 0 | 0 | - | Unknown |
| Endorfin Wealth CRD: 296376 | - | 0 | 0 | - | Unknown |
| Endowbridge Capital, LLC CRD: 228786 | - | 0 | 1 | - | Unknown |
| Endowe Advisory LLC CRD: 338697 | - | 0 | 2 | - | Unknown |
| Endowment Advisers, Inc. CRD: 21715 | - | 0 | 0 | A | INACTIVE |
| Endowment Partners LLC CRD: 306325 | - | 0 | 1 | - | Unknown |
| Endowment Research Group, LLC CRD: 292634 | - | 0 | 0 | - | Unknown |
| Endowment Wealth Management, Inc. CRD: 108652 | - | 0 | 3 | - | Unknown |
| Endress Capital Management, L.L.C. CRD: 154901 | - | 0 | 2 | - | Unknown |
| Endries Otto, LLC CRD: 291793 | - | 0 | 0 | - | Unknown |
| Endries Wealth Management, LLC CRD: 125733 | - | 0 | 0 | - | Unknown |
| Enduen LLC CRD: 283936 | - | 0 | 0 | - | Unknown |
| Endura Capital Management, LLC CRD: 287720 | - | 0 | 1 | - | Unknown |
| Endurance Asset Management, LLC CRD: 136853 | - | 0 | 0 | - | Unknown |
| Endurance Capital Partners, LLC CRD: 171895 | - | 0 | 2 | - | Unknown |
| Endurance Engineering Management LP CRD: 316018 | - | 0 | 0 | - | Unknown |
| Endurance Financial Group CRD: 310307 | - | 0 | 1 | - | Unknown |
| Endurance Financial LLC CRD: 319112 | - | 0 | 1 | - | Unknown |
| Endurance Financial Planning, LLC CRD: 305583 | - | 0 | 2 | - | Unknown |
| Endurance Financial Services, LLC CRD: 157787 | - | 0 | 0 | - | Unknown |
| Endurance Investment Partners, LLC CRD: 339080 | - | 0 | 1 | - | Unknown |
| Endurance Investment Strategies, Inc. CRD: 269867 | - | 0 | 1 | - | Unknown |
| Endurance MC, LLC CRD: 341342 | - | 0 | 1 | - | Unknown |