Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Fund-a-Mental CRD: 306210 | - | 0 | 0 | A | Unknown |
| THE Funding Farm, LLC CRD: 163670 | - | 0 | 0 | A | Unknown |
| THE Furstner Group, Inc. CRD: 128371 | - | 0 | 0 | A | Unknown |
| THE Fusion Foundry CRD: 174706 | - | 0 | 0 | A | Unknown |
| THE Future Fund LLC CRD: 313973 | - | 0 | 1 | A | Unknown |
| THE Garbacz Group, Inc. CRD: 26104 | - | 0 | 0 | A | INACTIVE |
| THE Gardner Group CRD: 114263 | - | 0 | 1 | A | Unknown |
| THE Garrett Group CRD: 145451 | - | 0 | 3 | A | Unknown |
| THE Garrett Group, Inc CRD: 165158 | - | 0 | 0 | A | Unknown |
| THE Garrison CRD: 310777 | - | 0 | 0 | A | Unknown |
| THE Gate Advisor CRD: 323953 | - | 0 | 1 | A | Unknown |
| THE Gate Technologies CRD: 341306 | - | 0 | 1 | A | Unknown |
| THE Gatts Group CRD: 115353 | - | 0 | 0 | A | Unknown |
| THE Gaussian Group, LLC CRD: 138860 | - | 0 | 0 | A | INACTIVE |
| THE Gensler Group CRD: 110543 | - | 0 | 0 | A | Unknown |
| THE Genwealth Group, Inc. CRD: 154569 | - | 0 | 1 | A | Unknown |
| THE Georgetown Group, Inc. CRD: 10710 | - | 0 | 0 | A | INACTIVE |
| THE Getzen Group, Inc. CRD: 117700 | - | 0 | 1 | A | Unknown |
| THE Gladiator Trading Group L.L.C. CRD: 45907 | - | 0 | 0 | A | INACTIVE |
| THE Gladowsky Group CRD: 45287 | NY | 1 | 3 | B | Active |
| THE Gleason Group, Inc. CRD: 175104 | - | 0 | 1 | A | Unknown |
| THE Glowacki Group, LLC CRD: 112143 | - | 0 | 0 | A | Unknown |
| THE GM Group CRD: 163938 | - | 0 | 0 | A | Unknown |
| THE Goff Financial Group CRD: 114796 | - | 0 | 1 | A | Unknown |
| THE Gold Company CRD: 123127 | - | 0 | 2 | A | Unknown |
| THE Goodkind Advisory, Inc CRD: 118662 | - | 0 | 0 | A | Unknown |
| THE Goodland Group CRD: 306567 | - | 0 | 5 | A | Unknown |
| THE Gores Group, LLC CRD: 160598 | - | 0 | 1 | A | Unknown |
| THE Gorham Group, Ltd. CRD: 10864 | - | 0 | 0 | A | INACTIVE |
| THE Gorj Group, LLC CRD: 171020 | - | 0 | 0 | A | Unknown |
| THE Green Group CRD: 127693 | - | 0 | 0 | A | Unknown |
| THE Green Group Finance, LLC CRD: 333510 | - | 0 | 1 | A | Unknown |
| THE Greenwich Corporation CRD: 25609 | - | 0 | 0 | A | INACTIVE |
| THE Grimm Group CRD: 334293 | - | 0 | 2 | A | Unknown |
| THE Grower Group, Inc. CRD: 14269 | - | 0 | 0 | A | INACTIVE |
| THE Guardino Financial Group CRD: 163931 | - | 0 | 2 | A | Unknown |
| THE H Group, Inc. CRD: 106801 | - | 0 | 10 | A | Unknown |
| THE Hackett Group, LLC CRD: 162981 | - | 0 | 0 | A | Unknown |
| THE Hajdari Group, LLC CRD: 289331 | - | 0 | 1 | A | Unknown |
| THE Hamilton-Shea Group, Inc. CRD: 37526 | - | 0 | 0 | A | INACTIVE |
| THE Hansbury Group, LLC CRD: 127205 | - | 0 | 0 | A | Unknown |
| THE Harbinger Group JV CRD: 110440 | - | 0 | 0 | A | Unknown |
| THE Harbor Group, Inc. CRD: 105637 | - | 0 | 1 | A | Unknown |
| THE Harkness Group,Ltd. CRD: 13569 | - | 0 | 0 | A | INACTIVE |
| THE Harris Group CRD: 19206 | - | 0 | 0 | A | INACTIVE |
| THE Harrison Group, Inc. CRD: 142277 | - | 0 | 0 | A | Unknown |
| THE Harvest Group CRD: 283572 | - | 0 | 0 | A | Unknown |
| THE Hatlestad Group CRD: 290435 | - | 0 | 1 | A | Unknown |
| THE Healy Group LLC CRD: 33062 | - | 0 | 2 | A | Unknown |
| THE Hedrick Co. CRD: 115865 | - | 0 | 0 | A | Unknown |