Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Endurance Private Investments Manager, LLC CRD: 175235 | - | 0 | 1 | - | Unknown |
| Endurance Wealth Management, Inc. CRD: 148129 | - | 0 | 0 | - | Unknown |
| Endurance28 VC LLC CRD: 307613 | - | 0 | 1 | - | Unknown |
| Endurant Capital Management LP CRD: 168707 | - | 0 | 0 | - | Unknown |
| Endure Advisors LLC CRD: 312235 | - | 0 | 0 | - | Unknown |
| Endure Capital Management, LLC CRD: 332091 | - | 0 | 1 | - | Unknown |
| Endure Capital, LLC CRD: 338391 | - | 0 | 1 | - | Unknown |
| Endure Retirement LLC CRD: 298200 | - | 0 | 1 | - | Unknown |
| Enduring Equity Holdings, LLC CRD: 339930 | - | 0 | 1 | - | Unknown |
| Enduring Financial CRD: 334528 | - | 0 | 1 | - | Unknown |
| Enduring Investments LLC CRD: 150282 | - | 0 | 1 | - | Unknown |
| Enduring Wealth Advisors CRD: 323320 | - | 0 | 1 | - | Unknown |
| Enduring Wealth Management, LLC CRD: 337527 | - | 0 | 2 | - | Unknown |
| Enduro Capital Partners LLC CRD: 301072 | - | 0 | 1 | - | Unknown |
| Enduro Wealth Management, LLC CRD: 288052 | - | 0 | 1 | - | Unknown |
| Enea Capital Management, LLC CRD: 337733 | - | 0 | 1 | - | Unknown |
| Enea Capital, LLC CRD: 338322 | - | 0 | 1 | - | Unknown |
| Enenbach & Associates CRD: 134704 | - | 0 | 0 | - | Unknown |
| Enerecap Partners, LLC CRD: 26554 | GA | 2 | 2 | B | Active |
| Energea Global LLC CRD: 306931 | - | 0 | 0 | - | Unknown |
| Energent, L.P. CRD: 283736 | - | 0 | 0 | - | Unknown |
| Energiant, Inc. CRD: 10834 | - | 0 | 0 | A | INACTIVE |
| Energize Capital LLC CRD: 289047 | - | 0 | 2 | - | Unknown |
| Energy & Infrastructure Capital, LLC CRD: 173237 | - | 0 | 0 | - | Unknown |
| Energy Assets Capital Corporation CRD: 10575 | - | 0 | 0 | A | INACTIVE |
| Energy Capital Solutions LLC CRD: 121191 | TX | 0 | 2 | A | Active |
| Energy Capital Ventures, Inc. CRD: 329462 | - | 0 | 1 | - | Unknown |
| Energy Center Securities Inc. CRD: 8151 | - | 0 | 0 | A | INACTIVE |
| Energy Domain Securities, LLC CRD: 308289 | - | 0 | 0 | A | INACTIVE |
| Energy Funders CRD: 171081 | - | 0 | 0 | - | Unknown |
| Energy Group Capital LP CRD: 336556 | - | 0 | 1 | - | Unknown |
| Energy Growth Momentum (US) LLC CRD: 172953 | - | 0 | 0 | - | Unknown |
| Energy Hunter Securities, Inc. CRD: 131510 | - | 0 | 0 | A | INACTIVE |
| Energy Impact Partners LP CRD: 282373 | - | 0 | 1 | - | Unknown |
| Energy Income Partners CRD: 140799 | - | 0 | 1 | - | Unknown |
| Energy Innovation Capital Management, LLC CRD: 283206 | - | 0 | 1 | - | Unknown |
| Energy Investment Service Corp. CRD: 18642 | - | 0 | 0 | A | INACTIVE |
| Energy Marketing Co. CRD: 27429 | - | 0 | 0 | A | INACTIVE |
| Energy Methods Securities Co., Inc. CRD: 8353 | - | 0 | 0 | A | INACTIVE |
| Energy MIX Ventures, LLC CRD: 333286 | - | 0 | 0 | - | Unknown |
| Energy Opportunities Capital Management, LLC CRD: 148186 | - | 0 | 0 | - | Unknown |
| Energy Power Management I, LLC CRD: 164298 | - | 0 | 0 | - | Unknown |
| Energy Resource Securities, Inc. CRD: 11654 | - | 0 | 0 | A | INACTIVE |
| Energy Sale Services, Inc. CRD: 27433 | - | 0 | 0 | A | INACTIVE |
| Energy Securities, Inc. CRD: 101220 | - | 3 | 0 | C | INACTIVE |
| Energy Shares, LLC. CRD: 314540 | - | 0 | 0 | A | INACTIVE |
| Energy Spectrum Advisors Inc. CRD: 45880 | - | 0 | 0 | A | INACTIVE |
| Energy Transition Ventures, LLC CRD: 314036 | - | 0 | 1 | - | Unknown |
| Energy Trust LLC CRD: 111718 | - | 0 | 0 | - | Unknown |
| Eneric Financial Services, Inc. CRD: 11761 | - | 1 | 0 | B | INACTIVE |