Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Heitner Corporation CRD: 2162 | - | 0 | 0 | A | INACTIVE |
| THE Henderson Group CRD: 115840 | - | 0 | 0 | A | Unknown |
| THE Herbst Group, LLC CRD: 309319 | - | 0 | 4 | A | Unknown |
| THE Heritage Group, Inc. CRD: 24906 | - | 0 | 0 | A | INACTIVE |
| THE Herzfeld Group CRD: 108552 | - | 0 | 2 | A | Unknown |
| THE Hina Group, Inc. CRD: 128128 | - | 0 | 0 | A | INACTIVE |
| THE Hive CRD: 316164 | - | 0 | 1 | A | Unknown |
| THE Hogan Company CRD: 122399 | - | 0 | 0 | A | INACTIVE |
| THE Holben Group, LLC CRD: 140200 | - | 0 | 0 | A | Unknown |
| THE Holland Group, Inc. CRD: 135294 | - | 0 | 3 | A | Unknown |
| THE Horst Group, LLC CRD: 321135 | - | 0 | 1 | A | Unknown |
| THE Horton Fund CRD: 300195 | - | 0 | 0 | A | Unknown |
| THE House Fund, LLC CRD: 282494 | - | 0 | 1 | A | Unknown |
| THE Humphreys Group CRD: 132415 | - | 0 | 0 | A | Unknown |
| THE Insight Group, Inc. CRD: 117936 | - | 0 | 0 | A | Unknown |
| THE Institute CRD: 127207 | - | 0 | 17 | A | Unknown |
| THE Investment Center, Inc. CRD: 17839 | - | 13 | 0 | D | INACTIVE |
| THE Investment Firm CRD: 16417 | - | 0 | 0 | A | INACTIVE |
| THE Investment LAB, LLC CRD: 292852 | - | 0 | 2 | A | Unknown |
| THE IPO Exchange, Inc. CRD: 104102 | - | 0 | 0 | A | INACTIVE |
| THE IRA GUY LLC CRD: 132418 | - | 0 | 0 | A | Unknown |
| THE Ithaka Group, LLC CRD: 146975 | - | 0 | 1 | A | Unknown |
| THE J R Baker Group CRD: 132931 | - | 0 | 2 | A | Unknown |
| THE J. F. Perry Corporation CRD: 7837 | - | 0 | 0 | A | INACTIVE |
| THE J.O. Johnson Group Inc. CRD: 315115 | - | 0 | 2 | A | Unknown |
| THE JBG Companies CRD: 287478 | - | 0 | 0 | A | Unknown |
| THE Jenkins Group CRD: 125941 | - | 0 | 3 | A | Unknown |
| THE Johnston Group, Inc. CRD: 122889 | - | 0 | 0 | A | Unknown |
| THE Johnston Group, LLC CRD: 282660 | - | 0 | 0 | A | Unknown |
| THE Journeys Group, Inc. CRD: 152275 | - | 0 | 1 | A | Unknown |
| THE Just Company CRD: 119088 | - | 0 | 1 | A | Unknown |
| THE Justin Company CRD: 119767 | - | 0 | 0 | A | Unknown |
| THE Kairos Method CRD: 284387 | - | 0 | 0 | A | Unknown |
| THE Kalish Group CRD: 328742 | - | 0 | 1 | A | Unknown |
| THE Karim Group LLC CRD: 290092 | - | 0 | 0 | A | Unknown |
| THE Keeton Group CRD: 300181 | - | 0 | 0 | A | Unknown |
| THE Kelley Group, Inc. CRD: 45757 | - | 0 | 0 | A | INACTIVE |
| THE Kelly Group CRD: 310140 | - | 0 | 3 | A | Unknown |
| THE Keminton Group CRD: 166040 | - | 0 | 1 | A | Unknown |
| THE KEY Company CRD: 24663 | - | 0 | 0 | A | INACTIVE |
| THE KEY Group Inc. CRD: 42373 | - | 2 | 0 | B | INACTIVE |
| THE Kieckhefer Group CRD: 331128 | - | 0 | 1 | A | Unknown |
| THE Kinney Group CRD: 126134 | - | 0 | 0 | A | Unknown |
| THE Kinney Group, LLC CRD: 168329 | - | 0 | 0 | A | Unknown |
| THE Klausman Group CRD: 286505 | - | 0 | 1 | A | Unknown |
| THE Klein Group, LLC CRD: 46472 | NY | 0 | 2 | A | Active |
| THE Koenig Group, LLC CRD: 110859 | - | 0 | 0 | A | Unknown |
| THE Kolta Group LLC CRD: 293436 | - | 0 | 0 | A | Unknown |
| THE L.T. Funds SA CRD: 284551 | - | 0 | 0 | A | Unknown |
| THE LAM Group, Inc. CRD: 128055 | - | 0 | 2 | A | Unknown |