Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Lampert Advisory Group CRD: 130708 | - | 0 | 1 | A | Unknown |
| THE Lasher Group, Inc. CRD: 33478 | - | 0 | 0 | A | INACTIVE |
| THE Leaders Group, Inc. CRD: 37157 | NJ | 4 | 73 | B | Active |
| THE Leedy Corporation CRD: 7007 | - | 0 | 0 | A | INACTIVE |
| THE Lees Company, LLC CRD: 132431 | - | 0 | 0 | A | Unknown |
| THE Legacy Group, Ltd. CRD: 120972 | - | 0 | 0 | A | Unknown |
| THE Legaltech Fund Management Co., L.L.C. CRD: 311344 | - | 0 | 1 | A | Unknown |
| THE Life Wealth Group CRD: 332978 | - | 0 | 1 | A | Unknown |
| THE LIN Fund CRD: 325230 | - | 0 | 0 | A | Unknown |
| THE Lind Partners, LLC CRD: 290338 | - | 0 | 1 | A | Unknown |
| THE Linkous Group, Ltd. CRD: 122557 | - | 0 | 2 | A | Unknown |
| THE Links Group LLC CRD: 114005 | - | 0 | 0 | A | INACTIVE |
| THE Lloyd Advisory Group CRD: 150582 | - | 0 | 1 | A | Unknown |
| THE Lyme Timber Company LLC CRD: 171953 | - | 0 | 1 | A | Unknown |
| THE M & a Group LLC CRD: 144909 | MN | 0 | 3 | A | Active |
| THE Machaira Group, Inc. CRD: 27895 | - | 0 | 0 | A | INACTIVE |
| THE Madrid Group, Inc. CRD: 33715 | - | 0 | 0 | A | INACTIVE |
| THE Magnolia Group, LLC CRD: 171102 | - | 0 | 1 | A | Unknown |
| THE Mahara Group CRD: 122128 | - | 0 | 0 | A | Unknown |
| THE Maier Group, LLC CRD: 126324 | - | 0 | 0 | A | Unknown |
| THE Main Street Group CRD: 175502 | - | 0 | 1 | A | Unknown |
| THE Malachi Group, Inc. CRD: 42320 | - | 7 | 0 | D | INACTIVE |
| THE Mandell Group CRD: 123406 | - | 0 | 1 | A | Unknown |
| THE Marin Group Inc. CRD: 125217 | - | 0 | 2 | A | Unknown |
| THE Mass Group CRD: 330425 | - | 0 | 0 | A | Unknown |
| THE Mather Group, LLC CRD: 156005 | - | 0 | 66 | A | Unknown |
| THE MBA Fund Management, LLC CRD: 331859 | - | 0 | 1 | A | Unknown |
| THE Mcbride Group CRD: 150179 | - | 0 | 3 | A | Unknown |
| THE Mcenerney Group CRD: 140847 | - | 0 | 0 | A | Unknown |
| THE Mchugh Group, LLC CRD: 119811 | - | 0 | 1 | A | Unknown |
| THE Mcmahon Team, LLC. CRD: 173738 | - | 0 | 0 | A | Unknown |
| THE Mentzer Group, LLC CRD: 147644 | - | 0 | 1 | A | Unknown |
| THE Mercury Group CRD: 40049 | - | 1 | 0 | B | INACTIVE |
| THE Midway Group CRD: 161147 | - | 0 | 0 | A | Unknown |
| THE Miezin Group CRD: 123488 | - | 0 | 0 | A | Unknown |
| THE Million Marathon Fund CRD: 326864 | - | 0 | 0 | A | Unknown |
| THE Mocatta Corporation CRD: 19742 | - | 0 | 0 | A | INACTIVE |
| THE Money Group, Inc. CRD: 24714 | - | 0 | 0 | A | INACTIVE |
| THE Money Guys CRD: 299115 | - | 0 | 1 | A | Unknown |
| THE Money Tree, Inc. CRD: 16502 | - | 0 | 0 | A | INACTIVE |
| THE Monitor Group, Inc. CRD: 126576 | - | 0 | 1 | A | Unknown |
| THE Mutual Life Insurance Company of NEW York CRD: 2873 | - | 0 | 0 | A | INACTIVE |
| THE Nalls Sherbakoff Group, LLC CRD: 168239 | - | 0 | 1 | A | Unknown |
| THE Nassau Group, Inc. CRD: 36170 | - | 0 | 0 | A | INACTIVE |
| THE Nell Company CRD: 13433 | - | 0 | 0 | A | INACTIVE |
| THE Nesbit Group, Inc. CRD: 17678 | - | 0 | 0 | A | INACTIVE |
| THE Nestegg Group, Inc. CRD: 118419 | - | 0 | 3 | A | Unknown |
| THE NEW Penfacs Inc. CRD: 145584 | MA | 0 | 2 | A | Active |
| THE Newcastle Network LP CRD: 316201 | - | 0 | 1 | A | Unknown |
| THE Nieds Corporation CRD: 14375 | - | 0 | 0 | A | INACTIVE |