Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Enertech Capital CRD: 161807 | - | 0 | 0 | - | Unknown |
| Enervest Investment Services, L.L.C. CRD: 297181 | - | 0 | 1 | - | Unknown |
| Enex Programs, Inc. CRD: 13231 | - | 0 | 0 | A | INACTIVE |
| Enex Securities Corporation CRD: 8591 | - | 0 | 0 | A | INACTIVE |
| Enexi Investment Management, LLC CRD: 323823 | - | 0 | 1 | - | Unknown |
| Enfoca Asset Management, Ltd. CRD: 161265 | - | 0 | 0 | - | Unknown |
| Enfoca Safi S.A. CRD: 296580 | - | 0 | 0 | - | Unknown |
| Enfolio Securities, Inc. CRD: 104464 | - | 0 | 0 | A | INACTIVE |
| ENG Financial Corp. CRD: 111419 | - | 0 | 0 | - | Unknown |
| Engadine Partners LLP CRD: 284997 | - | 0 | 0 | - | Unknown |
| Engage Advising CRD: 285695 | - | 0 | 0 | - | Unknown |
| Engage Advisors Wealth LLC CRD: 310370 | - | 0 | 0 | - | Unknown |
| Engage Wealth Advisors, LLC CRD: 289996 | - | 0 | 1 | - | Unknown |
| Engage Wealth Group, LLC CRD: 307915 | - | 0 | 2 | - | Unknown |
| Engaged Capital CRD: 161251 | - | 0 | 1 | - | Unknown |
| Engel & Partners Inc. CRD: 34901 | - | 0 | 0 | A | INACTIVE |
| Engel Capital CRD: 312646 | - | 0 | 1 | - | Unknown |
| Engel Consulting CRD: 135918 | - | 0 | 0 | - | Unknown |
| Engel Realty Investments, Inc. CRD: 14944 | - | 0 | 0 | A | INACTIVE |
| Engelbert, David E., ESQ. CRD: 269861 | - | 0 | 0 | - | Unknown |
| Engelman Securities, Inc. CRD: 31308 | - | 0 | 0 | A | INACTIVE |
| Engels Investment Advisors, LLC CRD: 116721 | - | 0 | 2 | - | Unknown |
| Engine Capital Management, LP CRD: 168315 | - | 0 | 1 | - | Unknown |
| Engine NO.1 LLC CRD: 311998 | - | 0 | 0 | - | Unknown |
| Engine Ventures CRD: 327296 | - | 0 | 1 | - | Unknown |
| Engineered Risk Advisory CRD: 165414 | - | 0 | 0 | - | Unknown |
| Engineered Wealth Management LLC CRD: 338494 | - | 0 | 1 | - | Unknown |
| Engineering Capital CRD: 175110 | - | 0 | 1 | - | Unknown |
| Engineering Financial Independence, Inc. CRD: 321024 | - | 0 | 1 | - | Unknown |
| Engineers Gate Manager LP CRD: 172249 | - | 0 | 2 | - | Unknown |
| England Capital Management LLC CRD: 305514 | - | 0 | 1 | - | Unknown |
| England Securities, LLC CRD: 129932 | TX | 0 | 4 | A | Active |
| Englander Capital Corp. CRD: 15125 | - | 0 | 0 | A | INACTIVE |
| Engle Capital Management, L.P. CRD: 178525 | - | 0 | 1 | - | Unknown |
| Englebert Financial Advisers, LLC CRD: 300568 | - | 0 | 1 | - | Unknown |
| Engler Financial CRD: 342571 | - | 0 | 1 | - | Unknown |
| Engler-Budd & Company Inc. CRD: 1743 | - | 0 | 0 | A | INACTIVE |
| Engleson & Associates CRD: 126349 | - | 0 | 1 | - | Unknown |
| Englewood Partners Limited Partnership CRD: 36400 | - | 0 | 0 | A | INACTIVE |
| English Capital Management LLC CRD: 234790 | - | 0 | 1 | - | Unknown |
| Engmann Options, Inc. CRD: 31534 | - | 5 | 0 | C | INACTIVE |
| Engolio Financial Advisors, LLC CRD: 169713 | - | 0 | 0 | - | Unknown |
| Engrave Wealth Partners, LLC CRD: 289344 | - | 0 | 0 | - | Unknown |
| Engroup Securities LLC CRD: 125079 | - | 0 | 0 | A | INACTIVE |
| Enhalus Capital, LP CRD: 313321 | - | 0 | 1 | - | Unknown |
| Enhance Advisors, LLC CRD: 166246 | - | 0 | 0 | - | Unknown |
| Enhanced Asset Performance, LLC CRD: 120652 | - | 0 | 0 | - | Unknown |
| Enhanced Capital Partners, LLC CRD: 170236 | - | 0 | 1 | - | Unknown |
| Enhanced Healthcare Management Company CRD: 157622 | - | 0 | 1 | - | Unknown |
| Enhanced Investment Partners, LLC CRD: 142297 | - | 0 | 1 | - | Unknown |