Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Norden Group LLC CRD: 323988 | - | 0 | 17 | A | Unknown |
| THE Northline Group CRD: 339016 | - | 0 | 1 | A | Unknown |
| THE O'donnell Group CRD: 162562 | - | 0 | 1 | A | Unknown |
| THE Odin Group, Inc. CRD: 23353 | - | 0 | 0 | A | INACTIVE |
| THE Odyssey Group CRD: 114273 | - | 0 | 0 | A | Unknown |
| THE Office of Heath O. Lauseng CRD: 165438 | - | 0 | 1 | A | Unknown |
| THE Olympia Group LLC CRD: 326874 | - | 0 | 1 | A | Unknown |
| THE Orion Fund CRD: 333787 | - | 0 | 1 | A | Unknown |
| THE ORR Group, LLC CRD: 131862 | - | 0 | 0 | A | INACTIVE |
| THE Oxford Group, Inc. CRD: 21478 | - | 0 | 0 | A | INACTIVE |
| THE Pacific Group CRD: 297601 | - | 0 | 2 | A | Unknown |
| THE Panopoulos Group CRD: 287552 | - | 0 | 1 | A | Unknown |
| THE Parkridge Group CRD: 147900 | - | 0 | 0 | A | Unknown |
| THE Parrish Group CRD: 129217 | - | 0 | 0 | A | Unknown |
| THE Patriot Financial Group, LLC CRD: 172470 | - | 0 | 44 | A | Unknown |
| THE Patten Group, Inc. CRD: 168255 | - | 0 | 1 | A | Unknown |
| THE Pension Group CRD: 293819 | - | 0 | 1 | A | Unknown |
| THE Perkins Group CRD: 25516 | - | 0 | 0 | A | INACTIVE |
| THE Perspective Group CRD: 175294 | - | 0 | 1 | A | Unknown |
| THE Pinnacle Group, Inc. CRD: 17048 | - | 0 | 0 | A | INACTIVE |
| THE Pinsky Group CRD: 16541 | - | 0 | 0 | A | INACTIVE |
| THE Pioneer Group, Inc. CRD: 1932 | - | 0 | 0 | A | INACTIVE |
| THE Planning Group CRD: 298496 | - | 0 | 1 | A | Unknown |
| THE Portola Group Inc CRD: 105359 | - | 0 | 1 | A | Unknown |
| THE Practical Planner CRD: 130601 | - | 0 | 2 | A | Unknown |
| THE Praedium Group LLC CRD: 161789 | - | 0 | 1 | A | Unknown |
| THE Presidio Group, Inc CRD: 172060 | - | 0 | 0 | A | Unknown |
| THE Profolio Group, LLC CRD: 296790 | - | 0 | 1 | A | Unknown |
| THE Prosperity People CRD: 124957 | - | 0 | 2 | A | Unknown |
| THE Prudent Planner, LLC CRD: 285028 | - | 0 | 1 | A | Unknown |
| THE Prudential Insurance Company of America CRD: 680 | - | 0 | 0 | A | INACTIVE |
| THE Pursuit, Inc. CRD: 283113 | - | 0 | 1 | A | Unknown |
| THE Putney Financial Group LLC CRD: 111639 | - | 0 | 2 | A | Unknown |
| THE Qinsight Group CRD: 106927 | - | 0 | 0 | A | Unknown |
| THE Quantum Matrix Corp. CRD: 16803 | - | 0 | 0 | A | INACTIVE |
| THE Quarry LP CRD: 323449 | - | 0 | 1 | A | Unknown |
| THE Quick Group LLC CRD: 334472 | - | 0 | 1 | A | Unknown |
| THE Quincey Group CRD: 17704 | - | 0 | 0 | A | INACTIVE |
| THE Raffin Group LLC CRD: 310270 | - | 0 | 2 | A | Unknown |
| THE Real Estate Whisperer(R) CRD: 324130 | - | 0 | 1 | A | Unknown |
| THE Regency Group, Inc. CRD: 45216 | - | 0 | 0 | A | INACTIVE |
| THE Reid Group LLC CRD: 130448 | - | 3 | 0 | C | INACTIVE |
| THE Relaxing Retirement Coach, Inc. CRD: 129805 | - | 0 | 0 | A | Unknown |
| THE Reliant Group, Inc. CRD: 165843 | - | 0 | 0 | A | Unknown |
| THE Renaissance Group CRD: 322356 | - | 0 | 2 | A | Unknown |
| THE Research Group International, Inc. (R) CRD: 114063 | - | 0 | 0 | A | Unknown |
| THE Retirement Readiness Institute CRD: 151123 | - | 0 | 1 | A | Unknown |
| THE Retirement Specialist of Central Ohio CRD: 173810 | - | 0 | 1 | A | Unknown |
| THE Rich Group, LLC CRD: 153340 | - | 0 | 2 | A | Unknown |
| THE Rider Group CRD: 282484 | - | 0 | 0 | A | Unknown |