Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Enhanced Investment Products (Cayman) Limited CRD: 281823 | - | 0 | 0 | - | Unknown |
| Enhanced Municipal Managers LLC CRD: 153697 | - | 0 | 0 | - | Unknown |
| Enhanced PK Services, LLC CRD: 311371 | - | 0 | 0 | - | Unknown |
| Enhancing Capital LLC CRD: 290018 | - | 0 | 1 | - | Unknown |
| Eniac Ventures CRD: 173098 | - | 0 | 1 | - | Unknown |
| Enigma Capital Management CRD: 330003 | - | 0 | 0 | - | Unknown |
| Enigma Capital, LLC CRD: 342985 | - | 0 | 1 | - | Unknown |
| Enigma Global, LLC CRD: 338639 | - | 0 | 1 | - | Unknown |
| Enigma Securities Inc. CRD: 306183 | - | 0 | 0 | A | INACTIVE |
| Enkey Capital CRD: 309664 | - | 0 | 0 | - | Unknown |
| Enko Capital Management CRD: 309541 | - | 0 | 0 | - | Unknown |
| Enko Fund Managers CRD: 309540 | - | 0 | 0 | - | Unknown |
| ENL Capital Management LLC CRD: 340408 | - | 0 | 1 | - | Unknown |
| Enlace Markets, Inc. CRD: 140814 | - | 0 | 0 | A | INACTIVE |
| Enlight Financial LLC CRD: 285879 | - | 0 | 1 | - | Unknown |
| Enlighten Financial Services, LLC CRD: 283841 | - | 0 | 0 | - | Unknown |
| Enlightened Access LLC CRD: 269972 | - | 0 | 1 | - | Unknown |
| Enlightened Advisors Wealth Management LLC CRD: 288276 | - | 0 | 1 | - | Unknown |
| Enlightened Finance LLC CRD: 282965 | - | 0 | 0 | - | Unknown |
| Enlightened Financial Services CRD: 313070 | - | 0 | 0 | - | Unknown |
| Enlightened Hospitality Investments Management LLC CRD: 285719 | - | 0 | 1 | - | Unknown |
| Enlightened Wealth Management, LLC CRD: 174587 | - | 0 | 0 | - | Unknown |
| Enlightenment Capital CRD: 166422 | - | 0 | 1 | - | Unknown |
| Enlightenment Research, LLC CRD: 282216 | - | 0 | 0 | - | Unknown |
| Enlightnu Wealth LLC CRD: 342504 | - | 0 | 1 | - | Unknown |
| Enloe Financial Advisory LLC CRD: 167008 | - | 0 | 1 | - | Unknown |
| Ennis Knupp Secondary Market Services, LLC CRD: 149421 | - | 0 | 0 | A | INACTIVE |
| Ennismore Securities, Inc. CRD: 23994 | - | 0 | 0 | A | INACTIVE |
| Ennovo Capital LLC CRD: 304378 | - | 0 | 1 | - | Unknown |
| ENO Securities Ltd. CRD: 15268 | - | 0 | 0 | A | INACTIVE |
| Enough Financial Planning LLC CRD: 306927 | - | 0 | 0 | - | Unknown |
| Enoughfp LLC CRD: 335469 | - | 0 | 1 | - | Unknown |
| Enow Financial CRD: 299776 | - | 0 | 0 | - | Unknown |
| ENR Asset Management, Incorporated CRD: 136315 | - | 0 | 0 | - | Unknown |
| Enrich Finance LLC CRD: 337784 | - | 0 | 1 | - | Unknown |
| Enrich Financial Partners LLC CRD: 111234 | - | 0 | 1 | - | Unknown |
| Enriched Advice CRD: 332996 | - | 0 | 1 | - | Unknown |
| Enrico Investments, LLC CRD: 341383 | - | 0 | 1 | - | Unknown |
| Enright, Mollin, Cascio & Ramusevic, Inc. CRD: 106574 | - | 0 | 1 | - | Unknown |
| Enrique Villalobos & Associates CRD: 285049 | - | 0 | 1 | - | Unknown |
| Enroute Wealth Management, LLC CRD: 306006 | - | 0 | 2 | - | Unknown |
| Ensconce Capital Advisors Inc. CRD: 312527 | - | 0 | 0 | - | Unknown |
| Ensconce Capital Advisors, LLC CRD: 285461 | - | 0 | 0 | - | Unknown |
| Ensemble Capital Management, LLC CRD: 107213 | - | 0 | 0 | - | Unknown |
| Ensemble Financial Services, Inc. CRD: 17443 | - | 3 | 0 | C | INACTIVE |
| Ensemble Financial, Inc. CRD: 154738 | - | 0 | 2 | - | Unknown |
| Ensemble Global Advisors LLC CRD: 315451 | - | 0 | 0 | - | Unknown |
| Ensemble VC Management, LLC CRD: 317056 | - | 0 | 1 | - | Unknown |
| Ensign Advisory Partners LLC CRD: 325650 | - | 0 | 1 | - | Unknown |
| Ensign Global Management LLC CRD: 324650 | - | 0 | 0 | - | Unknown |