Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ensign Wealth Advisors LLC CRD: 172727 | - | 0 | 0 | - | Unknown |
| Enso Financial CRD: 328410 | - | 0 | 1 | - | Unknown |
| Enso Wealth Management CRD: 169784 | - | 0 | 0 | - | Unknown |
| Enso Wealth Management, LLC CRD: 287882 | - | 0 | 0 | - | Unknown |
| Ensourceful, Inc. CRD: 330819 | - | 0 | 2 | - | Unknown |
| Enspire Wealth Management, LLC CRD: 325723 | - | 0 | 3 | - | Unknown |
| Enspyre Wealth Advisors, Inc. CRD: 300992 | - | 0 | 1 | - | Unknown |
| Enstar Investments, Inc. CRD: 13555 | - | 0 | 0 | A | INACTIVE |
| Ensure Capital LLC CRD: 158052 | - | 0 | 2 | - | Unknown |
| Entasis Asset Management LLC CRD: 282711 | - | 0 | 4 | - | Unknown |
| Entech Securities, Inc. CRD: 23421 | - | 0 | 0 | A | INACTIVE |
| Entegra Securities LLC CRD: 332517 | NY | 0 | 1 | A | Active |
| Entelechy CRD: 285776 | - | 0 | 1 | - | Unknown |
| Entelevest, LLC CRD: 318115 | - | 0 | 1 | - | Unknown |
| Ententvest Inc. CRD: 311563 | - | 0 | 2 | - | Unknown |
| Enterprise Equities, Inc. CRD: 27394 | MD | 0 | 2 | A | Active |
| Enterprise Financial Group, Inc. CRD: 18627 | - | 0 | 0 | A | INACTIVE |
| Enterprise Fund Distributors, Inc. CRD: 883 | - | 6 | 0 | D | INACTIVE |
| Enterprise Investors CRD: 160833 | - | 0 | 1 | - | Unknown |
| Enterprise Value Capital Management, LLC CRD: 316054 | - | 0 | 1 | - | Unknown |
| Enterprise Wealth Partners, LLC CRD: 143853 | - | 0 | 1 | - | Unknown |
| Entertainment Securities, Inc. CRD: 24825 | - | 0 | 0 | A | INACTIVE |
| Entirement Financial Planning LLC CRD: 330359 | - | 0 | 1 | - | Unknown |
| Entoro Advisors CRD: 323700 | - | 0 | 1 | - | Unknown |
| Entoro Investments, LLC CRD: 306790 | - | 0 | 0 | - | Unknown |
| Entoro Securities, LLC CRD: 35192 | TX | 1 | 2 | B | Active |
| Entourage Effect Capital, LLC CRD: 309698 | - | 0 | 1 | - | Unknown |
| Entourage LLC CRD: 283938 | - | 0 | 0 | - | Unknown |
| Entree Wealth LLC CRD: 338532 | - | 0 | 2 | - | Unknown |
| Entrefolio Wealth Management CRD: 312977 | - | 0 | 1 | - | Unknown |
| Entrepreneur First Investment Manager LLP CRD: 300402 | - | 0 | 0 | - | Unknown |
| Entrepreneurial Securities, Inc. CRD: 14519 | - | 0 | 0 | A | INACTIVE |
| Entrepreneurs Roundtable Accelerator, LLC CRD: 289820 | - | 0 | 1 | - | Unknown |
| Entrepreneurshares LLC CRD: 153615 | - | 0 | 1 | - | Unknown |
| Entrewealth CRD: 317553 | - | 0 | 17 | - | Unknown |
| Entrex Capital Market, LLC CRD: 156352 | - | 0 | 0 | A | INACTIVE |
| Entrist Financial LLC CRD: 165951 | - | 0 | 0 | - | Unknown |
| Entropy Investment Partnership, LLC CRD: 168233 | - | 0 | 0 | - | Unknown |
| Entropy Technologies, LP CRD: 325283 | - | 0 | 1 | - | Unknown |
| Entruity Wealth, LLC CRD: 288331 | - | 0 | 1 | - | Unknown |
| Entrust Capital Management, LLC CRD: 308999 | - | 0 | 0 | - | Unknown |
| Entrust Financial Group CRD: 120851 | - | 0 | 0 | - | Unknown |
| Entrust Financial LLC CRD: 174694 | - | 0 | 1 | - | Unknown |
| Entrust Global Partners LLC CRD: 107940 | - | 0 | 1 | - | Unknown |
| Entrust Global Partners Offshore LP CRD: 108035 | - | 0 | 0 | - | Unknown |
| Entrust Global Securities LLC CRD: 146443 | - | 0 | 0 | A | INACTIVE |
| Entrust Investment Management LLC CRD: 111283 | - | 0 | 0 | - | Unknown |
| Entrust Investment Services, Inc CRD: 324860 | - | 0 | 2 | - | Unknown |
| Entrust Parable Capital, LLC CRD: 172248 | - | 0 | 1 | - | Unknown |
| Entrust Wealth Advisors, LLC CRD: 299040 | - | 0 | 0 | - | Unknown |