Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Entrust Wealth Management CRD: 310028 | - | 0 | 0 | - | Unknown |
| Entrusted Wealth CRD: 294185 | - | 0 | 2 | - | Unknown |
| Entrustody Financial, LLC CRD: 313565 | - | 0 | 0 | A | INACTIVE |
| Entrustpermal Management LLC CRD: 121468 | - | 0 | 0 | - | Unknown |
| Entry Ventures Management LLC CRD: 288093 | - | 0 | 0 | - | Unknown |
| Entrypoint Capital, LLC CRD: 313946 | - | 0 | 1 | - | Unknown |
| Entrypoint Wealth Management CRD: 310922 | - | 0 | 1 | - | Unknown |
| Entwisle Enterprises,Inc. CRD: 121653 | - | 0 | 0 | - | Unknown |
| Entwistle Financial Life Planning CRD: 124587 | - | 0 | 0 | - | Unknown |
| Enum Equity LLC CRD: 319559 | - | 0 | 0 | - | Unknown |
| Envel CRD: 317487 | - | 0 | 0 | - | Unknown |
| Enventure Securities Group, Inc. CRD: 13479 | - | 0 | 0 | A | INACTIVE |
| Enverra Capital LLC CRD: 129103 | DC | 0 | 2 | A | Active |
| Enverus Intelligence Research, Inc. CRD: 282571 | - | 0 | 0 | - | Unknown |
| Envest Advisors, LLC CRD: 338053 | - | 0 | 2 | - | Unknown |
| Envest Asset Management, LLC CRD: 293134 | - | 0 | 3 | - | Unknown |
| Envest Management II, LLC CRD: 162648 | - | 0 | 0 | - | Unknown |
| Envest Management III, LLC CRD: 162649 | - | 0 | 0 | - | Unknown |
| Envest Microfinance Cooperative CRD: 162186 | - | 0 | 1 | - | Unknown |
| Envestim CRD: 144557 | - | 0 | 0 | - | Unknown |
| Envestnet Embedded Advisory, Inc. CRD: 322162 | - | 0 | 0 | - | Unknown |
| Envestnet PMC CRD: 111694 | - | 0 | 51 | - | Unknown |
| Envestnet Portfolio Solutions, Inc. CRD: 109662 | - | 0 | 6 | - | Unknown |
| Envestnet Retirement Solutions, LLC CRD: 171570 | - | 0 | 5 | - | Unknown |
| Envestnet Securities, Inc. CRD: 325803 | PA | 0 | 2 | A | Active |
| ENVESTNET.COM Inc. CRD: 104145 | - | 0 | 0 | A | INACTIVE |
| Envestra Capital LLP CRD: 332110 | - | 0 | 0 | - | Unknown |
| Environmental Capital Associates, Inc. CRD: 28651 | - | 0 | 0 | A | INACTIVE |
| Environmental Investment LLC CRD: 318624 | - | 0 | 1 | - | Unknown |
| Envirosecurities Inc. CRD: 16098 | - | 0 | 0 | A | INACTIVE |
| Envisage CRD: 159270 | - | 0 | 0 | - | Unknown |
| Envisage Capital Management, LLC CRD: 144063 | - | 0 | 0 | - | Unknown |
| Envisage Capital Management, LLC CRD: 287499 | - | 0 | 1 | - | Unknown |
| Envisage Financial, LLC CRD: 292546 | - | 0 | 0 | - | Unknown |
| Envisage Partners, LLC CRD: 287610 | - | 0 | 0 | - | Unknown |
| Envisage Partners, LLC CRD: 324841 | - | 0 | 1 | - | Unknown |
| Envisage Wealth Partners LLC CRD: 312586 | - | 0 | 0 | - | Unknown |
| Envision Asset Management CRD: 309794 | - | 0 | 0 | - | Unknown |
| Envision Asset Management, Inc. CRD: 148451 | - | 0 | 1 | - | Unknown |
| Envision Capital LLC CRD: 306563 | - | 0 | 0 | - | Unknown |
| Envision Capital Management Inc CRD: 107150 | - | 0 | 2 | - | Unknown |
| Envision Capital Management Ltd CRD: 110266 | - | 0 | 1 | - | Unknown |
| Envision Financial LLC CRD: 314365 | - | 0 | 1 | - | Unknown |
| Envision Financial Planning CRD: 299938 | - | 0 | 1 | - | Unknown |
| Envision Financial Planning, LLC CRD: 321790 | - | 0 | 1 | - | Unknown |
| Envision Planning, LLC CRD: 321791 | - | 0 | 1 | - | Unknown |
| Envision Retirement & Estate Advisors, LLC CRD: 144476 | - | 0 | 0 | - | Unknown |
| Envision Retirement LLC CRD: 319587 | - | 0 | 2 | - | Unknown |
| Envision Ventures Management, LLC CRD: 283646 | - | 0 | 1 | - | Unknown |
| Envision Wealth Advisors, LLC CRD: 132320 | - | 0 | 0 | - | Unknown |