Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Tiberius Qualified Master Fund Ltd. CRD: 124608 | - | 1 | 0 | B | INACTIVE |
| THE Tidal Group, Inc. CRD: 39782 | TX | 1 | 2 | B | Active |
| THE Tides Group CRD: 310110 | - | 0 | 1 | A | Unknown |
| THE Tilted Funds Group, LLC CRD: 141537 | - | 0 | 2 | A | Unknown |
| THE Timberland Secondary Group CRD: 165995 | - | 0 | 0 | A | Unknown |
| THE Tiny House Adviser CRD: 325670 | - | 0 | 1 | A | Unknown |
| THE Tokarz Group Advisers LLC CRD: 141577 | - | 0 | 0 | A | Unknown |
| THE Topgallant Group, LLC CRD: 282318 | - | 0 | 0 | A | Unknown |
| THE Trading Desk, Inc. CRD: 22908 | - | 0 | 0 | A | INACTIVE |
| THE Tranel Group, LLC CRD: 327747 | - | 0 | 2 | A | Unknown |
| THE Travelers Insurance Company CRD: 3604 | - | 0 | 0 | A | INACTIVE |
| THE Trinity Fund CRD: 322050 | - | 0 | 0 | A | Unknown |
| THE Trinity Group, LLC CRD: 128490 | - | 0 | 0 | A | INACTIVE |
| THE True Prophets LLC CRD: 320723 | - | 0 | 1 | A | Unknown |
| THE Truman Group Inc CRD: 10764 | - | 3 | 0 | C | INACTIVE |
| THE Truxtun Group CRD: 152122 | - | 0 | 0 | A | Unknown |
| THE Ujano Advisory Group LLC CRD: 288141 | - | 0 | 2 | A | Unknown |
| THE Ultima Global Markets (USA), Inc. CRD: 47895 | NY | 1 | 2 | B | Active |
| THE Urban Advisory Group LLC CRD: 152764 | - | 0 | 0 | A | Unknown |
| THE Valence Group, LLC CRD: 150132 | - | 0 | 0 | A | INACTIVE |
| THE Valente Group LLC CRD: 168189 | - | 0 | 1 | A | Unknown |
| THE Veracity Group, LLC CRD: 169171 | - | 0 | 1 | A | Unknown |
| THE Vertical Group CRD: 104353 | NJ | 13 | 4 | C | Active |
| THE Vertical Group, L.P. CRD: 163531 | - | 0 | 0 | A | Unknown |
| THE Viable Group, Inc. CRD: 143266 | - | 0 | 5 | A | Unknown |
| THE Vistria Group, LP CRD: 167045 | - | 0 | 1 | A | Unknown |
| THE W & W Group LLC CRD: 286334 | - | 0 | 1 | A | Unknown |
| THE Warwick Corporation CRD: 22537 | - | 0 | 0 | A | INACTIVE |
| THE Watermill Group CRD: 163370 | - | 0 | 1 | A | Unknown |
| THE Wealth Advisors CRD: 130247 | - | 0 | 0 | A | Unknown |
| THE Wealth Boutique CRD: 317291 | - | 0 | 6 | A | Unknown |
| THE Wealth Coach for Women, Inc. CRD: 284995 | - | 0 | 0 | A | Unknown |
| THE Wealth Consulting Group CRD: 173194 | - | 0 | 128 | A | Unknown |
| THE Wealth Group, Ltd CRD: 154106 | - | 0 | 4 | A | Unknown |
| THE Wealth Pilot CRD: 166744 | - | 0 | 0 | A | Unknown |
| THE Wealthplan LLC CRD: 306820 | - | 0 | 1 | A | Unknown |
| THE Wealthplan, LLC CRD: 283664 | - | 0 | 0 | A | Unknown |
| THE Wealthy Parent CRD: 326157 | - | 0 | 1 | A | Unknown |
| THE Welch Group, LLC CRD: 111273 | - | 0 | 2 | A | Unknown |
| THE Western Wealth Group, Inc. CRD: 152011 | - | 0 | 1 | A | Unknown |
| THE Westfin Corporation CRD: 10255 | - | 0 | 0 | A | INACTIVE |
| THE Westly Group CRD: 161882 | - | 0 | 1 | A | Unknown |
| THE WF Group, LLC CRD: 166626 | - | 0 | 2 | A | Unknown |
| THE White OAK Group CRD: 163654 | - | 0 | 0 | A | Unknown |
| THE Wilkins Group, Inc. CRD: 24126 | - | 0 | 0 | A | INACTIVE |
| THE Williams Advisory Group CRD: 279039 | - | 0 | 0 | A | Unknown |
| THE Willms Group, a Division of Quant IX Software,… CRD: 121393 | - | 0 | 0 | A | Unknown |
| THE Windmill Group, Inc. CRD: 8384 | - | 3 | 0 | C | INACTIVE |
| THE Winthrop Corporation CRD: 105273 | - | 0 | 1 | A | Unknown |
| THE Wire FUN CRD: 119365 | - | 0 | 0 | A | Unknown |