Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Wolter Group, Inc. CRD: 296828 | - | 0 | 3 | A | Unknown |
| THE Yanker Group CRD: 281364 | - | 0 | 1 | A | Unknown |
| THE Zabel Companies, LLC CRD: 298721 | - | 0 | 1 | A | Unknown |
| THE Zanett Securities Corporation, a NEW York Corp… CRD: 35050 | - | 0 | 0 | A | INACTIVE |
| THE Zillennial Advisors CRD: 324808 | - | 0 | 1 | A | Unknown |
| Thea Nesis, LLC CRD: 325592 | - | 0 | 1 | A | Unknown |
| Thebeau-Kelly, Inc. CRD: 115709 | - | 0 | 0 | A | Unknown |
| Theeli Wealth LLC CRD: 317890 | - | 0 | 0 | A | Unknown |
| Thegrid LLC CRD: 325618 | - | 0 | 3 | A | Unknown |
| Theia CRD: 334442 | - | 0 | 1 | A | Unknown |
| Theleme Partners LLP CRD: 157257 | - | 0 | 0 | A | Unknown |
| Thelinku RIA, LLC CRD: 334862 | - | 0 | 1 | A | Unknown |
| Themis Trading LLC CRD: 120116 | NJ | 0 | 2 | A | Active |
| Then, Veronica LEE CRD: 118465 | - | 0 | 0 | A | INACTIVE |
| Theorem CRD: 281280 | - | 0 | 1 | A | Unknown |
| Theorema Advisors UK LLP CRD: 137489 | - | 0 | 0 | A | Unknown |
| Theory Financial CRD: 304084 | - | 0 | 3 | A | Unknown |
| Theory Planning Partners CRD: 308877 | - | 0 | 4 | A | Unknown |
| Theta Investments, LLC CRD: 324072 | - | 0 | 0 | A | Unknown |
| Thevgpro Ltd CRD: 339726 | - | 0 | 1 | A | Unknown |
| THF Advisors, LLC CRD: 165997 | - | 0 | 0 | A | Unknown |
| THI, Inc. CRD: 123216 | - | 0 | 2 | A | Unknown |
| Thiel BIO, L.L.C. CRD: 324760 | - | 0 | 1 | A | Unknown |
| Thies & Talle Securities, Inc. CRD: 7979 | - | 0 | 0 | A | INACTIVE |
| Thin Line Capital, LLC CRD: 304900 | - | 0 | 1 | A | Unknown |
| Think Investments CRD: 169347 | - | 0 | 1 | A | Unknown |
| Think Tank LLC CRD: 325135 | - | 0 | 2 | A | Unknown |
| Think Tank Trading LLC CRD: 139714 | - | 0 | 0 | A | INACTIVE |
| Think Wealth Advisory, LLC CRD: 153492 | - | 0 | 1 | A | Unknown |
| Think Wealth, LLC CRD: 281095 | - | 0 | 0 | A | Unknown |
| Think Wealth, LLC CRD: 293236 | - | 0 | 2 | A | Unknown |
| Think818, LLC CRD: 289452 | - | 0 | 1 | A | Unknown |
| Thinkbetter CRD: 300530 | - | 0 | 0 | A | Unknown |
| Thinkgrowth, Inc. CRD: 116328 | - | 0 | 0 | A | Unknown |
| Thinkplansave CRD: 284754 | - | 0 | 1 | A | Unknown |
| Third CUP Ventures CRD: 311335 | - | 0 | 0 | A | Unknown |
| Third Millennium Trading L.L.P. CRD: 41803 | - | 6 | 0 | D | INACTIVE |
| Third Millennium Trading, LLC CRD: 117372 | - | 4 | 0 | C | INACTIVE |
| Third North Capital LP CRD: 285348 | - | 0 | 1 | A | Unknown |
| Third Point LLC CRD: 137927 | - | 0 | 1 | A | Unknown |
| Third Point Private Capital LLC CRD: 332857 | - | 0 | 1 | A | Unknown |
| Third Stanza Group CRD: 337630 | - | 0 | 2 | A | Unknown |
| Third Tier Wealth Management CRD: 318965 | - | 0 | 1 | A | Unknown |
| Third500, LLC CRD: 115542 | - | 2 | 0 | B | INACTIVE |
| Thirsty Horses Group CRD: 142787 | - | 0 | 0 | A | Unknown |
| Thirteen Twenty-TWO Advisors CRD: 339326 | - | 0 | 1 | A | Unknown |
| Thirtyone Wealth CRD: 338832 | - | 0 | 0 | A | Unknown |
| This IS NOT Reporting a Legal Name Change CRD: 318245 | - | 0 | 0 | A | Unknown |
| Thistle Wealth CRD: 334724 | - | 0 | 1 | A | Unknown |
| THL Managers VI, LLC CRD: 160701 | - | 0 | 0 | A | Unknown |