Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Envision Wealth Management, Inc. CRD: 133440 | - | 0 | 1 | - | Unknown |
| Envision Wealth Planners CRD: 298244 | - | 0 | 1 | - | Unknown |
| Envision Wealth Planning CRD: 128441 | - | 0 | 0 | - | Unknown |
| Envision Wealth Planning Inc. CRD: 298672 | - | 0 | 1 | - | Unknown |
| Envisionvest CRD: 289132 | - | 0 | 1 | - | Unknown |
| Envisionx Capital Management, LLC CRD: 328575 | - | 0 | 1 | - | Unknown |
| Envisionx Capital, LLC CRD: 311431 | - | 0 | 2 | - | Unknown |
| Enviso Capital, LLC CRD: 140542 | - | 0 | 0 | - | Unknown |
| Envoi LLC CRD: 149436 | - | 0 | 0 | - | Unknown |
| Envoy Advisory Inc. CRD: 306559 | - | 0 | 8 | - | Unknown |
| Envoy Equity Partners LP CRD: 339167 | - | 0 | 1 | - | Unknown |
| Envoy Securities CRD: 327493 | NC | 0 | 2 | A | Active |
| Envoy Securities, LLC CRD: 132719 | - | 0 | 0 | A | INACTIVE |
| Envoy Wealth Management, LLC CRD: 171803 | - | 0 | 0 | - | Unknown |
| Enza Financial, LLC CRD: 315827 | - | 0 | 1 | - | Unknown |
| Enzi Wealth CRD: 315457 | - | 0 | 1 | - | Unknown |
| EOC Partners Advisors L.P. CRD: 321653 | - | 0 | 1 | - | Unknown |
| EOD Investments, LLC CRD: 147759 | - | 0 | 1 | - | Unknown |
| EOF Partners LLP CRD: 313665 | - | 0 | 0 | - | Unknown |
| Eolas Capital CRD: 316292 | - | 0 | 2 | - | Unknown |
| EOM Management, Ltd. CRD: 170947 | - | 0 | 0 | - | Unknown |
| EON Equity Management LLC CRD: 298650 | - | 0 | 0 | - | Unknown |
| EOS Credit CRD: 338620 | - | 0 | 1 | - | Unknown |
| EOS Management, L.P. CRD: 158090 | - | 0 | 1 | - | Unknown |
| EOS Real Estate Investors LLC CRD: 290205 | - | 0 | 1 | - | Unknown |
| EOS Venture Partners (Investment Adviser) Inc CRD: 319182 | - | 0 | 1 | - | Unknown |
| EOS Venture Partners Limited CRD: 319181 | - | 0 | 0 | - | Unknown |
| Eothen LLC CRD: 311496 | - | 0 | 0 | - | Unknown |
| EP Securities, LLC CRD: 150774 | NY | 0 | 2 | A | Active |
| EP Wealth Advisors CRD: 111147 | - | 0 | 273 | - | Unknown |
| EP Wealth Management LLC CRD: 331835 | - | 0 | 1 | - | Unknown |
| EP13 MGMT LLC CRD: 342914 | - | 0 | 1 | - | Unknown |
| EPA Financial Services, Corp. CRD: 121562 | - | 0 | 0 | - | Unknown |
| Epakon Capital Group LLC CRD: 335838 | - | 0 | 1 | - | Unknown |
| Epand Boyle & Company, Inc. CRD: 317562 | - | 0 | 0 | - | Unknown |
| Epfc Capital Partners CRD: 307803 | - | 0 | 1 | - | Unknown |
| EPG Incorporated CRD: 106821 | - | 0 | 2 | - | Unknown |
| EPG Wealth Management LLC CRD: 302075 | - | 0 | 4 | - | Unknown |
| EPI Financial Group CRD: 174160 | - | 0 | 1 | - | Unknown |
| EPI Investment Group, Inc. CRD: 37422 | - | 1 | 0 | B | INACTIVE |
| Epic Advisory Services Corp CRD: 176526 | - | 0 | 4 | - | Unknown |
| Epic Capital Securities CRD: 166756 | FL | 1 | 2 | B | Active |
| Epic Financial Advisors LLC CRD: 281853 | - | 0 | 0 | - | Unknown |
| Epic Financial, LLC CRD: 169410 | - | 0 | 1 | - | Unknown |
| Epic Funds CRD: 311425 | - | 0 | 1 | - | Unknown |
| Epic Funds LLC CRD: 294571 | - | 0 | 0 | - | Unknown |
| Epic Investment Management CRD: 155370 | - | 0 | 1 | - | Unknown |
| Epic Partners Investments Co., Ltd. CRD: 337352 | - | 0 | 0 | - | Unknown |
| Epic Real Estate Partners, LLC CRD: 174078 | - | 0 | 0 | - | Unknown |
| Epic Securities Company CRD: 4286 | - | 0 | 0 | A | INACTIVE |