Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THL Managers VII, LLC CRD: 171042 | - | 0 | 1 | A | Unknown |
| Thoma Bravo CRD: 157041 | - | 0 | 1 | A | Unknown |
| Thomas a. Evans CRD: 13568 | - | 0 | 0 | A | INACTIVE |
| Thomas a. King CRD: 149556 | - | 0 | 0 | A | Unknown |
| Thomas a. Paulson, JR., DBA, Thomas a. Paulson, JR… CRD: 130738 | - | 0 | 2 | A | Unknown |
| Thomas Azzara - TAY Haven Reporter CRD: 151104 | - | 0 | 0 | A | Unknown |
| Thomas Clark CRD: 174348 | - | 0 | 0 | A | Unknown |
| Thomas Craig CRD: 310663 | - | 0 | 0 | A | Unknown |
| Thomas D Bradley, PS CRD: 285207 | - | 0 | 0 | A | Unknown |
| Thomas Group Capital CRD: 112901 | - | 5 | 0 | C | INACTIVE |
| Thomas John Garcia CRD: 139302 | - | 0 | 0 | A | Unknown |
| Thomas Joseph Logue, JR. CRD: 123956 | - | 0 | 0 | A | Unknown |
| Thomas LEO Advisory, LLC CRD: 159271 | - | 0 | 1 | A | Unknown |
| Thomas M. Macconnell, Inc. CRD: 32749 | - | 0 | 0 | A | INACTIVE |
| Thomas M. Zalla, PHD CRD: 146365 | - | 0 | 0 | A | Unknown |
| Thomas N. Korenstra CRD: 124696 | - | 0 | 0 | A | Unknown |
| Thomas O'connor, CFP CRD: 117706 | - | 0 | 0 | A | Unknown |
| Thomas R. Noonan, Inc. CRD: 142143 | - | 0 | 1 | A | Unknown |
| Thomas R. Ulie, B/D CRD: 22586 | - | 0 | 0 | A | INACTIVE |
| Thomas Raymond Temple CRD: 114253 | - | 0 | 0 | A | Unknown |
| Thomas Story and SON LLC CRD: 148774 | - | 0 | 1 | A | Unknown |
| Thomas, Kevin J. CRD: 34496 | - | 1 | 0 | B | INACTIVE |
| Thomas, William M CRD: 142989 | - | 0 | 0 | A | Unknown |
| Thome Financial CRD: 129190 | - | 0 | 2 | A | Unknown |
| Thompson & Thompson CPA PC CRD: 117202 | - | 0 | 0 | A | Unknown |
| Thompson Davis & Co., Inc. CRD: 41353 | VA | 2 | 4 | B | Active |
| Thompson Financial Transitions Inc. CRD: 322562 | - | 0 | 1 | A | Unknown |
| Thor Capital LLC CRD: 45716 | - | 2 | 0 | B | INACTIVE |
| Thor Financial Technologies CRD: 310362 | - | 0 | 1 | A | Unknown |
| Thor Trading LLC CRD: 104319 | - | 0 | 0 | A | INACTIVE |
| Thor Trading, LLC CRD: 34452 | - | 1 | 0 | B | INACTIVE |
| Thornbridge Corporation CRD: 28739 | - | 0 | 0 | A | INACTIVE |
| Thorne Trading & Investment Management CRD: 133309 | - | 0 | 0 | A | Unknown |
| Thornewood Advisors USA LLC CRD: 117062 | - | 0 | 0 | A | Unknown |
| Thornhill Group, Inc. CRD: 42276 | - | 0 | 0 | A | INACTIVE |
| Thorntons Investments CRD: 284586 | - | 0 | 0 | A | Unknown |
| Thorofare, LLC CRD: 171293 | - | 0 | 1 | A | Unknown |
| Thos. G. Grace Advisors CRD: 115722 | - | 0 | 0 | A | Unknown |
| Thrax Management, LLC CRD: 172683 | - | 0 | 0 | A | Unknown |
| Threadmark LP CRD: 173318 | NY | 0 | 3 | A | Active |
| Threadvest LLC CRD: 298858 | - | 0 | 0 | A | Unknown |
| Three Arch Partners CRD: 160521 | - | 0 | 0 | A | Unknown |
| Three Arrows Capital Corp. CRD: 40669 | - | 2 | 0 | B | INACTIVE |
| Three Boys Securities Corp. CRD: 131412 | - | 0 | 0 | A | INACTIVE |
| Three Cord True Wealth Management, LLC CRD: 307480 | - | 0 | 1 | A | Unknown |
| Three Court, LP CRD: 170477 | - | 0 | 1 | A | Unknown |
| Three JAY Partners CRD: 301932 | - | 0 | 0 | A | Unknown |
| Three Nine Financial CRD: 283293 | - | 0 | 0 | A | Unknown |
| Three Oaks Wealth CRD: 171082 | - | 0 | 3 | A | Unknown |
| Three Sigma Solutions CRD: 329374 | - | 0 | 0 | A | Unknown |