Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Three Twenty ONE Financial Outfitters CRD: 317493 | - | 0 | 0 | A | Unknown |
| Three Zero Three Capital Partners, LLC CRD: 138117 | - | 0 | 0 | A | Unknown |
| Threem Holding Ltd CRD: 341125 | - | 0 | 1 | A | Unknown |
| Threshold Capital Corp. CRD: 140437 | - | 0 | 0 | A | Unknown |
| Threshold Group, LLC CRD: 129903 | - | 0 | 0 | A | Unknown |
| Thrive Capital CRD: 162771 | - | 0 | 1 | A | Unknown |
| Thrive Investments, LLC CRD: 321608 | - | 0 | 1 | A | Unknown |
| Thrive Wise Wealth CRD: 295090 | - | 0 | 1 | A | Unknown |
| Thrivent Financial for Lutherans CRD: 115785 | - | 0 | 1 | A | Unknown |
| Thrush & Co. CRD: 14750 | - | 0 | 0 | A | INACTIVE |
| THS Ltd. CRD: 120063 | - | 0 | 0 | A | INACTIVE |
| THS Securities Corp. CRD: 44580 | - | 0 | 0 | A | INACTIVE |
| Thunder Road Trading L.L.C. CRD: 44178 | - | 0 | 0 | A | INACTIVE |
| Thurlow Capital Corp. CRD: 19250 | - | 0 | 0 | A | INACTIVE |
| Thurston, Springer, Miller, Herd & Titak, Inc. CRD: 8478 | IN | 3 | 36 | B | Active |
| THVC, LLC CRD: 313697 | - | 0 | 1 | A | Unknown |
| TI Partners MGR, LLC CRD: 337703 | - | 0 | 1 | A | Unknown |
| TI Securities, LLC CRD: 305912 | GA | 0 | 2 | A | Active |
| Tiaa Advisory, LLC CRD: 290120 | - | 0 | 0 | A | Unknown |
| Tiaa Kaspick, LLC CRD: 104554 | - | 0 | 1 | A | Unknown |
| Tiaa-Cref Tuition Financing, Inc. CRD: 108580 | - | 0 | 1 | A | Unknown |
| Tianhu Investments CRD: 322665 | - | 0 | 1 | A | Unknown |
| Tias Planners CRD: 122348 | - | 0 | 2 | A | Unknown |
| Tibra Trading America LLC CRD: 151529 | - | 1 | 0 | B | INACTIVE |
| Tiburon Fund Trading, L.L.C. CRD: 46438 | - | 0 | 0 | A | INACTIVE |
| Ticino Wealth CRD: 335808 | - | 0 | 1 | A | Unknown |
| Ticker Tocker, LLC CRD: 289111 | - | 0 | 0 | A | Unknown |
| Tickeron, Inc. CRD: 170121 | - | 0 | 0 | A | Unknown |
| Tickertrends CRD: 328614 | - | 0 | 1 | A | Unknown |
| Tidal Impact CRD: 323862 | - | 0 | 0 | A | Unknown |
| Tidal Investments LLC CRD: 164201 | - | 0 | 1 | A | Unknown |
| Tidal Partners CRD: 323885 | CA | 0 | 4 | A | Active |
| Tidd Capital, LLC CRD: 132298 | - | 0 | 0 | A | Unknown |
| Tidemark, LLC CRD: 327611 | - | 0 | 1 | A | Unknown |
| Tidwell, Kiki CRD: 290318 | - | 0 | 0 | A | Unknown |
| Tier ONE Capital, LLC CRD: 316996 | - | 0 | 1 | A | Unknown |
| Tier ONE Partners, Inc. CRD: 4090 | - | 2 | 0 | B | INACTIVE |
| Tiercel Capital Texas LLC CRD: 171921 | - | 0 | 1 | A | Unknown |
| Tiffany Capital Corp. CRD: 43396 | - | 2 | 0 | B | INACTIVE |
| Tifin Give CRD: 313261 | - | 0 | 1 | A | Unknown |
| Tifin Grow LLC CRD: 309399 | - | 0 | 0 | A | Unknown |
| Tifin Private Markets LLC CRD: 305935 | - | 1 | 0 | B | INACTIVE |
| TIG Advisors LLC CRD: 138306 | - | 0 | 1 | A | Unknown |
| TIG VC, LLC CRD: 322704 | - | 0 | 1 | A | Unknown |
| Tiger Options, LLC CRD: 38694 | - | 1 | 0 | B | INACTIVE |
| Tighe Trading, LLC CRD: 112886 | - | 0 | 0 | A | INACTIVE |
| Tija Management, Inc. CRD: 11069 | - | 2 | 0 | B | INACTIVE |
| Tilden Partners, Inc. CRD: 7947 | - | 0 | 0 | A | INACTIVE |
| Tilia Holdings, LLC CRD: 292148 | - | 0 | 1 | A | Unknown |
| Tiller Partners, LLC CRD: 170429 | - | 0 | 1 | A | Unknown |