Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Tiller Private Wealth, Inc.
CRD: 111268
- 0 7 A Unknown
Tilly, Inc.
CRD: 300631
- 0 2 A Unknown
TIM Crawford CPA
CRD: 299079
- 0 1 A Unknown
Timaru Trading, LLC
CRD: 45835
- 0 0 A INACTIVE
Timberlink LLC
CRD: 170067
- 0 1 A Unknown
Timbervest LLC
CRD: 109827
- 0 0 A Unknown
Time Advisors USA, LLC
CRD: 332980
- 0 1 A Unknown
Time Investments
CRD: 8559
- 0 0 A INACTIVE
Time Investments, LLC
CRD: 134313
- 0 2 A Unknown
Time Series Solutions, Inc.
CRD: 158967
- 0 0 A Unknown
Time Value of Money, L.P.
CRD: 134151
- 0 1 A Unknown
Time Zero Capital Management LLC
CRD: 323284
- 0 1 A Unknown
Timeless Wealth
CRD: 317581
- 0 0 A Unknown
Timeless Wealth
CRD: 339525
- 0 1 A Unknown
Timeswell Robo Advisors
CRD: 286512
- 0 0 A Unknown
Timing Strategies Corp
CRD: 110871
- 0 0 A Unknown
Timonier
CRD: 150748
- 0 1 A Unknown
Timothy J. Ellis, Inc.
CRD: 126188
- 0 1 A Unknown
Timothy Kelly Walsh
CRD: 112964
- 0 0 A Unknown
Timothy L. Conner
CRD: 121661
- 0 1 A Unknown
Timothy Partners, Ltd.
CRD: 41835
FL 0 3 A Active
Timothy T Corcoran, CPA
CRD: 119676
- 0 0 A Unknown
Tind Asset Management
CRD: 334505
- 0 0 A Unknown
Tinderwealth
CRD: 323931
- 0 1 A Unknown
Tintic Partners, LLC
CRD: 334765
- 0 1 A Unknown
Tinyseed, LLC
CRD: 304144
- 0 1 A Unknown
TIP GP, LLC
CRD: 166739
- 0 0 A Unknown
TIP Group LLC
CRD: 322053
- 0 6 A Unknown
TIP TOP Financial Advisors
CRD: 309812
- 0 2 A Unknown
TIP-TOP Capital LLC
CRD: 322226
- 0 0 A Unknown
Tipp Hill Capital Management LLC
CRD: 153809
- 0 0 A Unknown
Tirta Management, LLC
CRD: 325426
- 0 1 A Unknown
TIS Advisors
CRD: 213515
- 0 0 A Unknown
TIS Group Inc
CRD: 112087
- 0 0 A Unknown
Tishman Capital Partners
CRD: 241788
- 0 1 A Unknown
Tishman Speyer Properties, L.P.
CRD: 160079
- 0 1 A Unknown
TIT Securities
CRD: 153459
- 0 0 A Unknown
Titan
CRD: 290111
- 0 5 A Unknown
Titan Advisors
CRD: 130313
- 0 0 A Unknown
Titan Global Technologies LLC
CRD: 312379
NY 0 2 A Active
Titan Limitless Capital L.L.C.
CRD: 318591
- 0 0 A Unknown
Titan Securities
CRD: 131392
- 7 0 D INACTIVE
Titan Securities, L.L.C.
CRD: 37628
- 0 0 A INACTIVE
Titan Wealth Advisory, LLC
CRD: 340817
- 0 1 A Unknown
Titanbay Ltd
CRD: 330448
- 0 0 A Unknown
Titanrex
CRD: 324598
- 0 1 A Unknown
Titiin LLC
CRD: 302048
- 0 1 A Unknown
Titleist Asset Management, LLC
CRD: 323567
- 0 35 A Unknown
Titus & Donnelly LLC
CRD: 7033
- 0 0 A INACTIVE
Tiverton Wealth
CRD: 339410
- 0 1 A Unknown
Page 476 of 544 (27,152 total)