Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| EQT Partners Shanghai Limited CRD: 160724 | - | 0 | 0 | - | Unknown |
| EQT Partners Singapore PTE. Ltd. CRD: 160725 | - | 0 | 0 | - | Unknown |
| EQT Partners Spain, S.L.U CRD: 313123 | - | 0 | 0 | - | Unknown |
| EQT Partners UK Advisors II LLP CRD: 295385 | - | 0 | 0 | - | Unknown |
| EQT Partners UK Advisors LLP CRD: 160723 | - | 0 | 0 | - | Unknown |
| EQT Services (UK) Limited CRD: 165475 | - | 0 | 0 | - | Unknown |
| EQT V (General Partner) LP CRD: 160886 | - | 0 | 0 | - | Unknown |
| EQT VI (General Partner) LP CRD: 160887 | - | 0 | 0 | - | Unknown |
| Equable Investment Management, LLC CRD: 145633 | - | 0 | 0 | - | Unknown |
| Equable Securities Corporation CRD: 7405 | - | 0 | 0 | A | INACTIVE |
| Equadvisors, Inc. CRD: 8456 | - | 0 | 0 | A | INACTIVE |
| Equal Chance Capital Ltd CRD: 340452 | - | 0 | 1 | - | Unknown |
| Equal Opportunity Ventures CRD: 304671 | - | 0 | 1 | - | Unknown |
| Equal Path Investments CRD: 329289 | - | 0 | 1 | - | Unknown |
| Equal Ventures CRD: 304885 | - | 0 | 1 | - | Unknown |
| Equalient, LLC CRD: 338820 | - | 0 | 1 | - | Unknown |
| Equalis Financial CRD: 281418 | - | 0 | 0 | - | Unknown |
| Equality Asset Management CRD: 300710 | - | 0 | 1 | - | Unknown |
| Equalize Capital LLC CRD: 300640 | - | 0 | 4 | - | Unknown |
| Equanimity Capital Management, LLC CRD: 318430 | - | 0 | 1 | - | Unknown |
| Equanimity Financial Partners CRD: 152050 | - | 0 | 2 | - | Unknown |
| Equanimity Wealth CRD: 334359 | - | 0 | 1 | - | Unknown |
| Equapath Capital, LLC CRD: 313781 | FL | 0 | 2 | A | Active |
| Equarian Capital Management, LLC CRD: 310380 | - | 0 | 1 | - | Unknown |
| Equate Trading Group LLC CRD: 135598 | - | 0 | 0 | A | INACTIVE |
| Equatex US Inc CRD: 178524 | - | 0 | 0 | A | INACTIVE |
| Equator Africa CRD: 331510 | - | 0 | 1 | - | Unknown |
| Equator Capital Partners LLC CRD: 161708 | - | 0 | 1 | - | Unknown |
| Equator, LLC CRD: 159688 | - | 0 | 0 | - | Unknown |
| Equatorial Advisors, LLC CRD: 152412 | - | 0 | 1 | - | Unknown |
| Equavant(BD) Inc. CRD: 45285 | - | 0 | 0 | A | INACTIVE |
| Equbot Inc. CRD: 289216 | - | 0 | 0 | - | Unknown |
| Equerry Securities, Inc. CRD: 11096 | - | 0 | 0 | A | INACTIVE |
| Equi-Sure, Inc. CRD: 17659 | - | 0 | 0 | A | INACTIVE |
| Equiam CRD: 297191 | - | 0 | 0 | - | Unknown |
| Equibase Capital Markets, LLC CRD: 126831 | - | 0 | 0 | A | INACTIVE |
| Equibond, Inc. CRD: 37378 | - | 0 | 0 | A | INACTIVE |
| Equidem Capital LLC CRD: 286394 | - | 0 | 0 | - | Unknown |
| Equifinancial LLC CRD: 136708 | FL | 1 | 2 | B | Active |
| Equifirst Securities Corp. CRD: 16261 | - | 0 | 0 | A | INACTIVE |
| Equilend CRD: 119107 | NY | 0 | 2 | A | Active |
| Equilibria Wealth Management, LLC CRD: 311785 | - | 0 | 4 | - | Unknown |
| Equilibrium Capital Investment Management , LLC CRD: 182520 | - | 0 | 1 | - | Unknown |
| Equilibrium Financial Planning CRD: 327454 | - | 0 | 1 | - | Unknown |
| Equilibrium Trading LLC CRD: 120428 | - | 0 | 0 | A | INACTIVE |
| Equilibrium Value Management, LLC CRD: 174509 | - | 0 | 0 | - | Unknown |
| Equilibrium Ventures, LLC CRD: 309164 | - | 0 | 3 | - | Unknown |
| Equilibrium Wealth LLC CRD: 311940 | - | 0 | 1 | - | Unknown |
| Equilibrium, LLC CRD: 290072 | - | 0 | 0 | - | Unknown |
| Equilus Group Inc CRD: 300142 | - | 0 | 3 | - | Unknown |