Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Equimark Capital CRD: 16978 | - | 0 | 0 | A | INACTIVE |
| Equimark Securities, Inc. CRD: 17043 | - | 0 | 0 | A | INACTIVE |
| Equimax Securities CRD: 16060 | - | 0 | 0 | A | INACTIVE |
| Equimetrics LLC CRD: 44738 | - | 0 | 0 | A | INACTIVE |
| Equinet, Inc. CRD: 116175 | - | 0 | 2 | - | Unknown |
| Equinox Financial Advisors, Inc CRD: 115720 | - | 0 | 0 | - | Unknown |
| Equinox Financial Advisors, Inc. CRD: 312716 | - | 0 | 1 | - | Unknown |
| Equinox Fund Management, LLC CRD: 143730 | - | 0 | 0 | - | Unknown |
| Equinox Institutional Asset Management, LP CRD: 137894 | - | 0 | 0 | - | Unknown |
| Equinox Investments, Inc. CRD: 14736 | - | 0 | 0 | A | INACTIVE |
| Equinox Partners Investment Management LLC CRD: 105885 | - | 0 | 1 | - | Unknown |
| Equinox Securities, Inc. CRD: 145790 | - | 2 | 0 | B | INACTIVE |
| Equinox Wealth Management CRD: 299391 | - | 0 | 1 | - | Unknown |
| Equinum, LLC CRD: 304350 | - | 0 | 5 | - | Unknown |
| Equip Capital CRD: 327071 | - | 0 | 0 | - | Unknown |
| Equip Financial Partners CRD: 323730 | - | 0 | 1 | - | Unknown |
| Equip, LLC CRD: 331323 | - | 0 | 1 | - | Unknown |
| Equiplace Securities LLC CRD: 119336 | - | 0 | 0 | A | INACTIVE |
| Equipoise Wealth Management Inc CRD: 106456 | - | 0 | 0 | - | Unknown |
| Equis Group LLC CRD: 132755 | - | 0 | 0 | - | Unknown |
| Equis PTE. Ltd. CRD: 282164 | - | 0 | 0 | - | Unknown |
| Equishares Corporation CRD: 7801 | - | 0 | 0 | A | INACTIVE |
| Equisource Securities Corporation CRD: 15730 | - | 0 | 0 | A | INACTIVE |
| Equistar Trading, LLC CRD: 135133 | - | 0 | 0 | A | INACTIVE |
| Equistar Wealth Management Inc. CRD: 151977 | - | 0 | 1 | - | Unknown |
| Equistar Wealth Management LLC CRD: 148445 | - | 0 | 0 | - | Unknown |
| Equistone CRD: 162344 | - | 0 | 0 | - | Unknown |
| Equistone Partners Europe SAS CRD: 326525 | - | 0 | 0 | - | Unknown |
| Equita Financial Network, Inc. CRD: 277031 | - | 0 | 17 | - | Unknown |
| Equitable Acceptance Group CRD: 16176 | - | 0 | 0 | A | INACTIVE |
| Equitable Advisors, Inc. CRD: 106921 | - | 0 | 0 | A | INACTIVE |
| Equitable Advisors, LLC CRD: 6627 | NY | 37 | 2,311 | B | Active |
| Equitable Distributors, LLC CRD: 25900 | NC | 1 | 8 | B | Active |
| Equitable Financial Benefits, Inc. CRD: 18198 | - | 0 | 0 | A | INACTIVE |
| Equitable Investment Management Group, LLC CRD: 156933 | - | 0 | 1 | - | Unknown |
| Equitable Investment Management, LLC CRD: 322513 | - | 0 | 1 | - | Unknown |
| Equitable Resources, Inc. CRD: 10237 | - | 0 | 0 | A | INACTIVE |
| Equitable Securities of NEW York,Inc. CRD: 14583 | - | 0 | 0 | A | INACTIVE |
| Equitable Solutions CRD: 166096 | - | 0 | 0 | - | Unknown |
| Equitable Variable Life Insurance Company CRD: 6907 | - | 0 | 0 | A | INACTIVE |
| Equitage Ventures, L.L.C. CRD: 330134 | - | 0 | 1 | - | Unknown |
| Equitas America, LLC CRD: 39806 | - | 3 | 0 | C | INACTIVE |
| Equitas Capital Advisors,LLC CRD: 124471 | - | 0 | 1 | - | Unknown |
| Equitation Management LLC CRD: 289418 | - | 0 | 0 | - | Unknown |
| Equitec NEW York, LLC CRD: 141729 | - | 0 | 0 | A | INACTIVE |
| Equitec Proprietary Markets, LLC CRD: 113728 | - | 18 | 0 | F | INACTIVE |
| Equitec RS, LLC CRD: 124659 | - | 2 | 0 | B | INACTIVE |
| Equitec Securities Company CRD: 6463 | - | 0 | 0 | A | INACTIVE |
| Equitec Specialists, LLC CRD: 103917 | - | 2 | 0 | B | INACTIVE |
| Equitec Structured Products,LLC CRD: 101900 | - | 6 | 0 | D | INACTIVE |