Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TJB Trading, Inc. CRD: 114808 | - | 0 | 0 | A | INACTIVE |
| TJC LP CRD: 160313 | - | 0 | 1 | A | Unknown |
| TJM Investments, LLC CRD: 46300 | IL | 12 | 7 | B | Active |
| TJM Proprietary Trading, LLC CRD: 125962 | - | 6 | 0 | D | INACTIVE |
| TJN Capital CRD: 310886 | - | 0 | 0 | A | Unknown |
| TJRL Corporation CRD: 42942 | - | 0 | 0 | A | INACTIVE |
| Tjsinvest CRD: 299582 | - | 0 | 0 | A | Unknown |
| TJSS, LLC CRD: 306828 | - | 0 | 1 | A | Unknown |
| TJT Capital Group, LLC CRD: 150200 | - | 0 | 1 | A | Unknown |
| TK Securities Inc. CRD: 12991 | - | 0 | 0 | A | INACTIVE |
| TK^2 Advisers CRD: 170075 | - | 0 | 1 | A | Unknown |
| TKF II GP, LLC CRD: 324596 | - | 0 | 1 | A | Unknown |
| TKG Financial LLC CRD: 317814 | - | 0 | 1 | A | Unknown |
| TKG Financial, LLC CRD: 133104 | - | 1 | 0 | B | INACTIVE |
| TKO Trading, L.L.C. CRD: 44718 | - | 0 | 0 | A | INACTIVE |
| TL Private Wealth CRD: 167818 | - | 0 | 3 | A | Unknown |
| TL Ventures Inc. CRD: 161427 | - | 0 | 0 | A | Unknown |
| TLA Options LLC CRD: 132813 | - | 0 | 0 | A | INACTIVE |
| TLD Capital, LLC CRD: 295828 | - | 0 | 0 | A | Unknown |
| TLG Advisors, Inc. CRD: 111052 | - | 0 | 295 | A | Unknown |
| TLG Lenox, LLC CRD: 131120 | GA | 0 | 2 | A | Active |
| TLP Securities, Inc. CRD: 10554 | - | 0 | 0 | A | INACTIVE |
| TLS Advisors LLC CRD: 286356 | - | 0 | 1 | A | Unknown |
| TLS Advisory Services, Inc. CRD: 121747 | - | 0 | 0 | A | Unknown |
| TLT Securities LLC CRD: 131518 | - | 0 | 0 | A | INACTIVE |
| TLV Partners CRD: 292005 | - | 0 | 0 | A | Unknown |
| TLW Securities, LLC CRD: 31339 | - | 0 | 0 | A | INACTIVE |
| TLWM Financial CRD: 158305 | - | 0 | 8 | A | Unknown |
| TM Capital LLC CRD: 27438 | - | 0 | 0 | A | INACTIVE |
| TMBB Trading, L.P. CRD: 111197 | - | 0 | 0 | A | INACTIVE |
| TMC Bonds L.L.C. CRD: 104507 | - | 3 | 0 | C | INACTIVE |
| TMD Financials LLC CRD: 322697 | - | 0 | 0 | A | Unknown |
| TMD Wealth Management CRD: 309514 | - | 0 | 0 | A | Unknown |
| TMF Investments CRD: 306422 | - | 0 | 0 | A | INACTIVE |
| TMFS Advisory Services, LLC CRD: 151383 | - | 0 | 0 | A | Unknown |
| TMR Capital LLC CRD: 305900 | - | 0 | 0 | A | Unknown |
| TMT East LLC CRD: 104091 | - | 0 | 0 | A | INACTIVE |
| TMT Investment Adviser CRD: 329527 | - | 0 | 1 | A | Unknown |
| TMT Investments, LLC CRD: 144491 | - | 3 | 0 | C | INACTIVE |
| TMX Alpha US, LLC CRD: 329008 | NY | 0 | 2 | A | Active |
| TMY Trading LLC CRD: 124577 | - | 0 | 0 | A | INACTIVE |
| TNC Inc. CRD: 28234 | - | 0 | 0 | A | INACTIVE |
| TNCP, LLC CRD: 150134 | CT | 0 | 3 | A | Active |
| TNP Securities, LLC CRD: 149178 | - | 2 | 0 | B | INACTIVE |
| TNT Ventures CRD: 309930 | - | 0 | 1 | A | Unknown |
| TO Capital LLC CRD: 318318 | - | 0 | 1 | A | Unknown |
| TO Wealth, LLC CRD: 291594 | - | 0 | 2 | A | Unknown |
| TO-IT, Ltd. CRD: 10387 | - | 0 | 0 | A | INACTIVE |
| Toad RUN LLC CRD: 30760 | - | 1 | 0 | B | INACTIVE |
| Toams Financial CRD: 300043 | - | 0 | 1 | A | Unknown |