Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Equitec Trading, LLC CRD: 120636 | - | 7 | 0 | D | INACTIVE |
| Equitec-Brown, LLC CRD: 100820 | - | 2 | 0 | B | INACTIVE |
| Equitec-Cole Roesler LLC CRD: 112893 | - | 0 | 0 | A | INACTIVE |
| Equitec-Feldman, LLC CRD: 114708 | - | 1 | 0 | B | INACTIVE |
| Equitec-Furman, LLC CRD: 45914 | - | 4 | 0 | C | INACTIVE |
| Equitec-Premier, LLC CRD: 121705 | - | 4 | 0 | C | INACTIVE |
| Equitec-Schwartz, LLC CRD: 102620 | - | 3 | 0 | C | INACTIVE |
| Equiteq Securities LLC CRD: 283799 | NY | 0 | 4 | A | Active |
| Equitex Securities, LLC CRD: 47846 | - | 0 | 0 | A | INACTIVE |
| Equities International Securities, Inc. CRD: 8663 | - | 0 | 0 | A | INACTIVE |
| Equities West Associates, Inc. CRD: 8670 | - | 0 | 0 | A | INACTIVE |
| Equitilink U.S.A., Inc. CRD: 24935 | - | 0 | 0 | A | INACTIVE |
| Equitivest Securities Inc CRD: 11756 | - | 0 | 0 | A | INACTIVE |
| Equitix CRD: 293853 | - | 0 | 0 | - | Unknown |
| Equitix Investments North America L.P. CRD: 313007 | - | 0 | 0 | - | Unknown |
| Equitrade Securities Corporation CRD: 29558 | - | 9 | 0 | D | INACTIVE |
| Equitrade, Inc. CRD: 25295 | - | 0 | 0 | A | INACTIVE |
| Equitrust Financial Group, Ltd. CRD: 113941 | - | 0 | 0 | - | Unknown |
| Equitrust Investment Management Services, Inc. CRD: 5308 | - | 0 | 0 | A | INACTIVE |
| Equitrust Securities Corporation CRD: 18366 | - | 0 | 0 | A | INACTIVE |
| Equitta Advisors LLC CRD: 288351 | - | 0 | 3 | - | Unknown |
| Equity Advisors of Kentucky Inc CRD: 116398 | - | 0 | 2 | - | Unknown |
| Equity Advisors, LLC CRD: 300031 | - | 0 | 11 | - | Unknown |
| Equity Alliance Group CRD: 31028 | - | 2 | 0 | B | INACTIVE |
| Equity Analysts Inc. CRD: 15876 | - | 0 | 0 | A | INACTIVE |
| Equity Armor Advisors, LLC CRD: 289391 | - | 0 | 0 | - | Unknown |
| Equity Armor Investments CRD: 156327 | - | 0 | 4 | - | Unknown |
| Equity Capital Corporation CRD: 13203 | - | 2 | 0 | B | INACTIVE |
| Equity Capital Partners L.L.C. CRD: 136009 | - | 0 | 0 | A | INACTIVE |
| Equity Concepts Company CRD: 16754 | - | 0 | 0 | A | INACTIVE |
| Equity Concepts, Inc. CRD: 139243 | - | 0 | 0 | A | INACTIVE |
| Equity Consultants, Inc. CRD: 16279 | - | 0 | 0 | A | INACTIVE |
| Equity Energy Corporation CRD: 10836 | - | 0 | 0 | A | INACTIVE |
| Equity Engineering, Inc. CRD: 8260 | - | 0 | 0 | A | INACTIVE |
| Equity Financial Corporation CRD: 19735 | - | 0 | 0 | A | INACTIVE |
| Equity Financial Management CRD: 318594 | - | 0 | 1 | - | Unknown |
| Equity Financial Management Services, Inc. CRD: 115162 | - | 1 | 0 | B | INACTIVE |
| Equity Fund Research, LLC CRD: 128818 | - | 0 | 2 | - | Unknown |
| Equity Fund Securities, Inc. CRD: 16595 | - | 0 | 0 | A | INACTIVE |
| Equity General Corporation CRD: 10304 | - | 0 | 0 | A | INACTIVE |
| Equity Growth Inc. CRD: 14831 | - | 0 | 0 | A | INACTIVE |
| Equity Hill Capital, LLC CRD: 338330 | CT | 0 | 2 | A | Active |
| Equity International CRD: 156961 | - | 0 | 1 | - | Unknown |
| Equity Investment Corp CRD: 283930 | - | 0 | 3 | - | Unknown |
| Equity Investment Securities Corporation CRD: 7618 | - | 0 | 0 | A | INACTIVE |
| Equity Investment Services, Inc CRD: 46262 | - | 1 | 0 | B | INACTIVE |
| Equity Investors, Inc. CRD: 11294 | - | 0 | 0 | A | INACTIVE |
| Equity Lending Management, LLC CRD: 298499 | - | 0 | 0 | - | Unknown |
| Equity Limited Partnership 80 CRD: 13802 | - | 0 | 0 | A | INACTIVE |
| Equity Logic CRD: 154870 | - | 0 | 2 | - | Unknown |