Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Equity Management Associates, LLC CRD: 164376 | - | 0 | 0 | - | Unknown |
| Equity Management Associates, LLC CRD: 294768 | - | 0 | 1 | - | Unknown |
| Equity Management Group CRD: 105632 | - | 0 | 4 | - | Unknown |
| Equity Management Securities Corporation CRD: 14802 | - | 0 | 0 | A | INACTIVE |
| Equity Management Systems, Inc. CRD: 37473 | - | 0 | 0 | A | INACTIVE |
| Equity Management, Inc. CRD: 116728 | - | 0 | 2 | - | Unknown |
| Equity Momentum Management, LLC CRD: 144217 | - | 0 | 0 | - | Unknown |
| Equity Mutual Corporation CRD: 18888 | - | 0 | 0 | A | INACTIVE |
| Equity Partners, Inc. CRD: 10434 | - | 0 | 0 | A | INACTIVE |
| Equity Planning Corp. CRD: 264 | - | 0 | 0 | A | INACTIVE |
| Equity Planning Group, Inc. CRD: 112612 | - | 0 | 2 | - | Unknown |
| Equity Preferred Corporation CRD: 17505 | - | 0 | 0 | A | INACTIVE |
| Equity Programs Corporation CRD: 6100 | - | 0 | 0 | A | INACTIVE |
| Equity Realty Securities Co. CRD: 10838 | - | 0 | 0 | A | INACTIVE |
| Equity Realty Securities Corp. CRD: 14350 | - | 0 | 0 | A | INACTIVE |
| Equity Resource Investments, LLC CRD: 161186 | - | 0 | 1 | - | Unknown |
| Equity Resources of California, Inc. CRD: 13749 | - | 0 | 0 | A | INACTIVE |
| Equity Risk Control Group LLC CRD: 288955 | - | 0 | 0 | - | Unknown |
| Equity Search Securities, Inc. CRD: 13163 | - | 0 | 0 | A | INACTIVE |
| Equity Securities Corporation CRD: 11296 | - | 0 | 0 | A | INACTIVE |
| Equity Services, Inc. CRD: 265 | VT | 10 | 344 | B | Active |
| Equity Shelter Corporation CRD: 10305 | - | 0 | 0 | A | INACTIVE |
| Equity Shift, Inc. CRD: 309841 | NC | 0 | 2 | A | Active |
| Equity Source Partners, LLC CRD: 140227 | - | 1 | 0 | B | INACTIVE |
| Equity Station, Inc. CRD: 103620 | - | 3 | 0 | C | INACTIVE |
| Equity Story USA CRD: 317909 | - | 0 | 0 | - | Unknown |
| Equity Trading Online, LLC CRD: 104038 | - | 2 | 0 | B | INACTIVE |
| Equity Trends Capital CRD: 334184 | - | 0 | 0 | - | Unknown |
| Equity Trust Advisors, Inc. CRD: 44799 | - | 4 | 0 | C | INACTIVE |
| Equity Wealth Partners, LLC CRD: 317224 | - | 0 | 7 | - | Unknown |
| Equity X Investments, LLC CRD: 332527 | - | 0 | 2 | - | Unknown |
| Equity-ONE Corporation CRD: 15126 | - | 0 | 0 | A | INACTIVE |
| Equity2 LLC CRD: 307017 | - | 0 | 1 | - | Unknown |
| Equity2000 Management, LLC CRD: 281751 | - | 0 | 0 | - | Unknown |
| Equitybee Advisors, LLC CRD: 309297 | - | 0 | 1 | - | Unknown |
| Equitybee Securities, LLC CRD: 41896 | CA | 0 | 2 | A | Active |
| Equitybrief Capital Management CRD: 126689 | - | 0 | 0 | - | Unknown |
| Equitycompass Investment Management, LLC CRD: 145420 | - | 0 | 6 | - | Unknown |
| Equityftw CRD: 331508 | - | 0 | 1 | - | Unknown |
| Equityline Securities, Inc. CRD: 14853 | - | 0 | 0 | A | INACTIVE |
| Equitytrust CRD: 127412 | - | 0 | 2 | - | Unknown |
| Equityzen Advisors LLC CRD: 289299 | - | 0 | 1 | - | Unknown |
| Equityzen Securities LLC CRD: 281820 | NY | 0 | 4 | A | Active |
| Equityzen, Inc. CRD: 174127 | - | 0 | 0 | - | Unknown |
| Equius Partners, Inc. CRD: 110450 | - | 0 | 0 | - | Unknown |
| Equivest Capital Corporation CRD: 25876 | - | 0 | 0 | A | INACTIVE |
| Equivest Financial Advisors LLC CRD: 281366 | - | 0 | 1 | - | Unknown |
| Equivest of Maine, Inc. CRD: 15313 | - | 0 | 0 | A | INACTIVE |
| Equivest Securities Corporation CRD: 10452 | - | 0 | 0 | A | INACTIVE |
| Equivest Securities, LLC CRD: 127476 | - | 0 | 0 | A | INACTIVE |