Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Torana Group LLC CRD: 335285 | - | 0 | 1 | A | Unknown |
| Torch Capital Corporation CRD: 47358 | - | 0 | 0 | A | INACTIVE |
| Torfex Ltd. CRD: 337983 | - | 0 | 1 | A | Unknown |
| Tornado CRD: 269966 | NY | 0 | 2 | A | Active |
| Toro Trading LLC CRD: 115872 | - | 15 | 0 | D | INACTIVE |
| Torquest Partners CRD: 163434 | - | 0 | 0 | A | Unknown |
| Torre Financial CRD: 296961 | - | 0 | 1 | A | Unknown |
| Torren Management, LLC CRD: 329263 | - | 0 | 4 | A | Unknown |
| Torrey & Co., Inc. CRD: 6949 | - | 0 | 0 | A | INACTIVE |
| Torrey Wealth, LLC CRD: 310688 | - | 0 | 1 | A | Unknown |
| Tortoise Investment Management, LLC CRD: 128723 | - | 0 | 16 | A | Unknown |
| Tortuga Capital CRD: 281377 | - | 0 | 0 | A | Unknown |
| TOS Trading LLC CRD: 148080 | - | 0 | 0 | A | INACTIVE |
| Toscafund US Ltd. CRD: 327524 | - | 0 | 0 | A | Unknown |
| Toss Securities US LLC CRD: 333338 | NY | 0 | 2 | A | Active |
| Tossell, LLC CRD: 310861 | - | 0 | 0 | A | Unknown |
| Total Return Advisory CRD: 135985 | - | 0 | 0 | A | Unknown |
| Total Wealth CRD: 328549 | - | 0 | 1 | A | Unknown |
| Touchpoint Securities Corp. CRD: 137224 | - | 0 | 0 | A | INACTIVE |
| Tourmaline Management CRD: 284822 | - | 0 | 0 | A | Unknown |
| Tovey & Co. Inc. CRD: 7719 | - | 0 | 0 | A | INACTIVE |
| Tower 26 VC, LLC CRD: 283719 | - | 0 | 1 | A | Unknown |
| Tower Financial Group CRD: 14649 | - | 0 | 0 | A | INACTIVE |
| Tower Square Securities, Inc. CRD: 833 | - | 11 | 0 | D | INACTIVE |
| Tower Three Partners LLC CRD: 156020 | - | 0 | 0 | A | Unknown |
| Tower Trading L.P. CRD: 32958 | - | 2 | 0 | B | INACTIVE |
| Towle & Co CRD: 110862 | - | 0 | 3 | A | Unknown |
| Towle, William J. CRD: 117738 | - | 0 | 0 | A | Unknown |
| Town Capital CRD: 299341 | - | 0 | 2 | A | Unknown |
| Towne Investments LLC CRD: 125306 | - | 0 | 2 | A | Unknown |
| Townes & Co., Inc. CRD: 7034 | - | 0 | 0 | A | INACTIVE |
| Townsend CRD: 113681 | - | 0 | 8 | A | Unknown |
| Townsend Financial CRD: 291000 | - | 0 | 1 | A | Unknown |
| Townsquare Capital, LLC CRD: 288576 | - | 0 | 4 | A | Unknown |
| Toylesome LLC CRD: 315816 | - | 0 | 0 | A | Unknown |
| Toyota Ventures CRD: 299431 | - | 0 | 1 | A | Unknown |
| TPB Management LLC CRD: 326417 | - | 0 | 1 | A | Unknown |
| TPC Financial, Inc. CRD: 15534 | - | 0 | 0 | A | INACTIVE |
| TPE Boulder Inc. CRD: 307700 | - | 0 | 1 | A | Unknown |
| TPE Manager LLC CRD: 330414 | - | 0 | 1 | A | Unknown |
| Tpeg Securities, LLC CRD: 146726 | TX | 3 | 2 | B | Active |
| TPG Capital Advisors, LLC CRD: 159738 | - | 0 | 1 | A | Unknown |
| TPG Global Advisors, LLC CRD: 159732 | - | 0 | 1 | A | Unknown |
| TPG Global, LLC CRD: 124153 | - | 0 | 0 | A | INACTIVE |
| TPG RE Finance Trust Management, L.P. CRD: 288851 | - | 0 | 1 | A | Unknown |
| Tphco CRD: 33411 | - | 0 | 0 | A | INACTIVE |
| TPI Equities Corp. CRD: 14576 | - | 0 | 0 | A | INACTIVE |
| Tpif Management LLC CRD: 336701 | - | 0 | 0 | A | Unknown |
| TPK Advisors LLC CRD: 152633 | - | 0 | 2 | A | Unknown |
| TPR Investments, L.P. CRD: 110733 | - | 0 | 0 | A | INACTIVE |