Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TPRV Capital, LP CRD: 288123 | - | 0 | 0 | A | Unknown |
| TPW Finance LLC CRD: 334226 | - | 0 | 1 | A | Unknown |
| TQ Ventures LLC CRD: 313268 | - | 0 | 1 | A | Unknown |
| TQA Leverage Fund L.P. CRD: 39305 | - | 0 | 0 | A | INACTIVE |
| TQM Wealth Partners CRD: 282979 | - | 0 | 2 | A | Unknown |
| Trabd LLC CRD: 314656 | - | 0 | 1 | A | Unknown |
| Tracapco, Ltd CRD: 11060 | - | 0 | 0 | A | INACTIVE |
| Tracie L. Tedrick, P.A. CRD: 169510 | - | 0 | 0 | A | Unknown |
| Track Trading, LLC CRD: 128444 | - | 0 | 0 | A | INACTIVE |
| Track Trading, LLC CRD: 120925 | - | 0 | 0 | A | INACTIVE |
| Trade Manage Capital, Inc. CRD: 7263 | - | 0 | 0 | A | INACTIVE |
| Trade Management LLC CRD: 31638 | - | 0 | 0 | A | INACTIVE |
| Trade Therapy, LLC CRD: 336468 | - | 0 | 1 | A | Unknown |
| Trade$Aver Inc. CRD: 17458 | - | 0 | 0 | A | INACTIVE |
| Trade-PMR Inc. CRD: 46350 | FL | 3 | 13 | B | Active |
| Tradedesk Financial Corp. CRD: 133707 | - | 0 | 0 | A | INACTIVE |
| Tradedesk Inc. CRD: 129295 | - | 0 | 0 | A | INACTIVE |
| Tradelink L.L.C. CRD: 33831 | - | 5 | 0 | C | INACTIVE |
| Trademas Inc. CRD: 130030 | NY | 7 | 3 | C | Active |
| Tradenet, L.L.C. CRD: 31712 | - | 1 | 0 | B | INACTIVE |
| Tradepost CRD: 289732 | - | 0 | 0 | A | Unknown |
| Traderisks Ltd. CRD: 121024 | - | 0 | 0 | A | Unknown |
| Traders A.I., Inc. CRD: 331700 | - | 0 | 1 | A | Unknown |
| Tradespro LLC CRD: 336150 | - | 0 | 1 | A | Unknown |
| Tradeway CRD: 281879 | - | 0 | 7 | A | Unknown |
| Tradeweb LLC CRD: 42759 | NY | 0 | 3 | A | Active |
| Tradewind, LLC CRD: 317839 | - | 0 | 0 | A | Unknown |
| Tradewinds, LLC CRD: 316415 | - | 0 | 1 | A | Unknown |
| Trading Central CRD: 141855 | - | 0 | 0 | A | Unknown |
| Trading Investors Corp. CRD: 14552 | - | 0 | 0 | A | INACTIVE |
| Trading LLC CRD: 122099 | - | 0 | 0 | A | INACTIVE |
| Trading Partners Inc. CRD: 22822 | - | 1 | 0 | B | INACTIVE |
| Trading Places Corp. CRD: 101460 | - | 0 | 0 | A | INACTIVE |
| Tradingblock CRD: 128605 | IL | 12 | 6 | B | Active |
| Trafalgar Securities Corp. CRD: 15920 | - | 0 | 0 | A | INACTIVE |
| Trailmark Inc. CRD: 104408 | GA | 0 | 2 | A | Active |
| Traina Investment Advisory CRD: 338943 | - | 0 | 1 | A | Unknown |
| Trajan Wealth, L.L.C. CRD: 158847 | - | 0 | 33 | A | Unknown |
| Trammcap CRD: 119756 | - | 0 | 0 | A | Unknown |
| Trammell Wealth CRD: 336817 | - | 0 | 1 | A | Unknown |
| Tranco CRD: 14347 | - | 0 | 0 | A | INACTIVE |
| Trans-Asset, LLC CRD: 132216 | - | 0 | 0 | A | Unknown |
| Trans-Corp Securities, Inc. CRD: 13315 | - | 0 | 0 | A | INACTIVE |
| Trans-Hudson, L.L.C. CRD: 33060 | - | 0 | 0 | A | INACTIVE |
| Trans-York Securities Corp. CRD: 14620 | - | 0 | 0 | A | INACTIVE |
| Transact (USA) Limited CRD: 16771 | - | 0 | 0 | A | INACTIVE |
| Transcapital L.P. CRD: 291111 | - | 0 | 0 | A | Unknown |
| Transce3ND LLC CRD: 317745 | - | 0 | 32 | A | Unknown |
| Transcend AI CRD: 332999 | - | 0 | 1 | A | Unknown |
| Transcend AI, LLC CRD: 310876 | - | 0 | 0 | A | Unknown |