Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Transcend Wealth CRD: 292210 | - | 0 | 1 | A | Unknown |
| Transco Securities CRD: 15966 | - | 0 | 0 | A | INACTIVE |
| Transglobal Advisory, LLC CRD: 168709 | - | 0 | 13 | A | Unknown |
| Transmarket Group L.L.C. CRD: 15657 | - | 9 | 0 | D | INACTIVE |
| Transnational Capital Corp. CRD: 135306 | NY | 0 | 3 | A | Active |
| Transom Capital Group CRD: 170459 | - | 0 | 1 | A | Unknown |
| Traub Trading, LLC CRD: 31512 | - | 0 | 0 | A | INACTIVE |
| Traust Sollus Wealth Management, LLC CRD: 108918 | - | 0 | 0 | A | Unknown |
| Traveka Wealth, LLC CRD: 328421 | - | 0 | 2 | A | Unknown |
| Traverse Wealth CRD: 138003 | - | 0 | 0 | A | Unknown |
| TRC Markets LLC CRD: 171272 | SC | 0 | 3 | A | Active |
| Trea Capital Partners, S.V. S.A. CRD: 286081 | - | 0 | 0 | A | Unknown |
| Treacy Investment CRD: 298544 | - | 0 | 0 | A | Unknown |
| Treacy Investment CRD: 171015 | - | 0 | 0 | A | Unknown |
| Treasure Financial Corp. CRD: 38323 | - | 1 | 0 | B | INACTIVE |
| Treaty OAK Equity LLC CRD: 300338 | - | 0 | 1 | A | Unknown |
| Treble Management, L.L.C. CRD: 315839 | - | 0 | 1 | A | Unknown |
| Tree Fort Financial, Inc. CRD: 130087 | - | 0 | 0 | A | Unknown |
| Tree Line Capital, LLC CRD: 282456 | - | 0 | 0 | A | Unknown |
| Tree Line Management CRD: 140648 | - | 0 | 0 | A | Unknown |
| Tree Street Advisory, LLC CRD: 312137 | - | 0 | 0 | A | Unknown |
| Tree Town Investments, LLC CRD: 284732 | - | 0 | 0 | A | Unknown |
| Treeo VC Manco, LLC CRD: 328477 | - | 0 | 1 | A | Unknown |
| Trega Securities, L.L.C. CRD: 39370 | - | 0 | 0 | A | INACTIVE |
| Trek Financial CRD: 109376 | - | 0 | 65 | A | Unknown |
| Trella Wealth CRD: 315090 | - | 0 | 1 | A | Unknown |
| Trend Dynamics Inc CRD: 106279 | - | 0 | 0 | A | Unknown |
| Trend Management, Inc. CRD: 113847 | - | 0 | 2 | A | Unknown |
| Trend SYNC CRD: 156111 | - | 0 | 0 | A | Unknown |
| Trend Trade PRO, LLC CRD: 328383 | - | 0 | 1 | A | Unknown |
| Trend Trade Securities LLC CRD: 328756 | CA | 0 | 2 | A | Active |
| Trend Trader, LLC CRD: 43635 | - | 5 | 0 | C | INACTIVE |
| Trendz Advisors CRD: 139528 | - | 0 | 1 | A | Unknown |
| Treo Ventures, LLC CRD: 299417 | - | 0 | 1 | A | Unknown |
| Tres Group CRD: 310596 | - | 0 | 1 | A | Unknown |
| Trestle Partners CRD: 330947 | - | 0 | 1 | A | Unknown |
| Trestle Partners CRD: 330722 | - | 0 | 1 | A | Unknown |
| Trestle Wealth Advisory, LLC CRD: 329077 | - | 0 | 1 | A | Unknown |
| Treves & Co. CRD: 3609 | - | 0 | 0 | A | INACTIVE |
| Trevi Capital CRD: 337812 | - | 0 | 1 | A | Unknown |
| Trevian Financial CRD: 149966 | - | 0 | 0 | A | Unknown |
| Trevian Partners, LLC CRD: 172954 | - | 0 | 0 | A | Unknown |
| Trevista Securities, Corp. CRD: 38808 | - | 0 | 0 | A | INACTIVE |
| Trevor Batt CRD: 281671 | - | 0 | 0 | A | Unknown |
| Trey Equities, Inc. CRD: 18871 | - | 0 | 0 | A | INACTIVE |
| Trez US Advisers, LLC CRD: 175338 | - | 0 | 0 | A | Unknown |
| TRF Partners LLC CRD: 169488 | - | 0 | 0 | A | Unknown |
| TRG Capital, Inc. CRD: 29866 | - | 0 | 0 | A | INACTIVE |
| TRG Financial CRD: 337706 | - | 0 | 1 | A | Unknown |
| TRG Financial, Inc. CRD: 43870 | - | 0 | 0 | A | INACTIVE |