Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Esico Co. CRD: 1705 | - | 1 | 0 | B | INACTIVE |
| ESJ Capital Partners, LLC CRD: 187518 | - | 0 | 0 | - | Unknown |
| ESK Capital Management Inc. CRD: 151946 | - | 0 | 2 | - | Unknown |
| Eskella Partners CRD: 284217 | - | 0 | 0 | - | Unknown |
| ESL Investment Services, LLC CRD: 139176 | NY | 0 | 27 | A | Active |
| ESL Investments, Inc. CRD: 157273 | - | 0 | 0 | - | Unknown |
| ESL Newco I, LLC CRD: 339091 | - | 0 | 1 | - | Unknown |
| Eslami & Co. Wealth Management, LLC CRD: 335489 | - | 0 | 1 | - | Unknown |
| ESM Management LLC CRD: 150142 | - | 0 | 1 | - | Unknown |
| Esmeb Inc CRD: 152361 | - | 0 | 1 | - | Unknown |
| ESO Capital Partners UK LLP CRD: 161460 | - | 0 | 0 | - | Unknown |
| ESO Management (Luxembourg) Limited Sarl CRD: 167372 | - | 0 | 0 | - | Unknown |
| ESO Management (Luxembourg) VI Sarl CRD: 283237 | - | 0 | 0 | - | Unknown |
| ESO Management Luxembourg II Sarl CRD: 169323 | - | 0 | 0 | - | Unknown |
| ESO Management Services LLC CRD: 165564 | - | 0 | 1 | - | Unknown |
| Esopus Creek Advisors LLC CRD: 162940 | - | 0 | 0 | - | Unknown |
| Esopus Funds Investors LLC CRD: 315921 | - | 0 | 0 | - | Unknown |
| Esoteric Wealth Partners LLC CRD: 168497 | - | 0 | 1 | - | Unknown |
| Esoterica Capital LLC CRD: 304570 | - | 0 | 1 | - | Unknown |
| ESP Capital Management, LLC CRD: 135901 | - | 0 | 0 | - | Unknown |
| ESP Investment Advisors LLC CRD: 298553 | - | 0 | 1 | - | Unknown |
| Espalier Global Management LLC CRD: 159659 | - | 0 | 0 | - | Unknown |
| Espeed Brokerage, L.P. CRD: 47968 | - | 0 | 0 | A | INACTIVE |
| Esperanza Energy Management, LLC CRD: 330487 | - | 0 | 1 | - | Unknown |
| Espirito Santo Securities Inc. CRD: 44253 | - | 0 | 0 | A | INACTIVE |
| Esplanade Capital LLC CRD: 138096 | - | 0 | 0 | - | Unknown |
| Espmgmt, LLC CRD: 162172 | - | 0 | 0 | - | Unknown |
| Esposito Partners, LLC CRD: 147373 | - | 0 | 0 | - | Unknown |
| Esposito Securities, LLC CRD: 143710 | - | 2 | 0 | B | INACTIVE |
| Esposito, Mark Anthony CRD: 34152 | - | 1 | 0 | B | INACTIVE |
| Espresso Capital Advisors Inc. CRD: 326743 | - | 0 | 0 | - | Unknown |
| Espt Ventures LLC CRD: 305271 | - | 0 | 1 | - | Unknown |
| Espuela Resources III, LLC CRD: 295560 | - | 0 | 0 | - | Unknown |
| Espy Asset Management LLC CRD: 291066 | - | 0 | 0 | - | Unknown |
| Esquire Investments, Inc. CRD: 18417 | - | 0 | 0 | A | INACTIVE |
| Esquires Group LLC CRD: 289537 | - | 0 | 2 | - | Unknown |
| Esqwealth CRD: 320834 | - | 0 | 2 | - | Unknown |
| ESR Fund Management (Arep Asia II) Limited CRD: 300151 | - | 0 | 0 | - | Unknown |
| ESR Singapore PTE Ltd CRD: 171524 | - | 0 | 0 | - | Unknown |
| ESS Capital Services CRD: 328826 | - | 0 | 1 | - | Unknown |
| Essa Financial LLC CRD: 333509 | - | 0 | 1 | - | Unknown |
| Essence Financial LLC CRD: 326657 | - | 0 | 0 | - | Unknown |
| Essentia Fund Advisors, LLC CRD: 312190 | - | 0 | 1 | - | Unknown |
| Essential Asset Management, LLC CRD: 158817 | - | 0 | 1 | - | Unknown |
| Essential Crypto Exchange CRD: 338998 | - | 0 | 1 | - | Unknown |
| Essential Financial Ltd CRD: 140080 | - | 0 | 0 | - | Unknown |
| Essential Financial Planning, Inc. CRD: 168747 | - | 0 | 0 | - | Unknown |
| Essential Financial Strategies CRD: 153415 | - | 0 | 1 | - | Unknown |
| Essential Investing CRD: 242790 | - | 0 | 1 | - | Unknown |
| Essential Investment Partners, LLC CRD: 149509 | - | 0 | 1 | - | Unknown |