Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TRG Management LP CRD: 138083 | - | 0 | 1 | A | Unknown |
| TRG Securities LLC CRD: 121281 | - | 0 | 0 | A | INACTIVE |
| TRH Securities, Inc. CRD: 37506 | - | 0 | 0 | A | INACTIVE |
| TRI Locum Partners LP CRD: 309678 | - | 0 | 1 | A | Unknown |
| TRI-Lakes Financial Services, L.L.C. CRD: 148676 | - | 0 | 0 | A | Unknown |
| TRI-OIL Investments, Inc. CRD: 20805 | - | 0 | 0 | A | INACTIVE |
| TRI-Quest Investment Advisors CRD: 135364 | - | 0 | 2 | A | Unknown |
| TRI-Securities, Inc. CRD: 15292 | - | 0 | 0 | A | INACTIVE |
| TRI-Star Financial CRD: 32458 | - | 4 | 0 | C | INACTIVE |
| TRI-Star Financial CRD: 148450 | - | 0 | 0 | A | Unknown |
| TRI-Star Technology Ventures, LLC CRD: 162370 | - | 0 | 0 | A | Unknown |
| TRI-State Securities, Inc. CRD: 4254 | - | 0 | 0 | A | INACTIVE |
| Triad Securities Corp CRD: 11363 | NY | 2 | 2 | B | Active |
| Triad Trading, LLC CRD: 162523 | - | 0 | 0 | A | Unknown |
| Triago CRD: 143529 | - | 0 | 0 | A | INACTIVE |
| Triago LLC CRD: 135956 | - | 0 | 0 | A | INACTIVE |
| Triangle Peak Partners, LP CRD: 147917 | - | 0 | 1 | A | Unknown |
| Triangle Trading, L.L.C. CRD: 41318 | - | 0 | 0 | A | INACTIVE |
| Triangle Tweener Fund, LLC CRD: 318464 | - | 0 | 1 | A | Unknown |
| Triata Capital CRD: 310616 | - | 0 | 0 | A | Unknown |
| Tribe Capital CRD: 304697 | - | 0 | 1 | A | Unknown |
| Tribeca Investment Inc. CRD: 335369 | - | 0 | 1 | A | Unknown |
| Tribute TAX & Advisory CRD: 309557 | - | 0 | 0 | A | Unknown |
| Tricapital Corporation CRD: 39686 | - | 0 | 0 | A | INACTIVE |
| Trident OS, LLC CRD: 302054 | - | 0 | 0 | A | Unknown |
| Trident Partners Ltd. CRD: 41258 | NY | 9 | 4 | B | Active |
| Tridentvest CRD: 336510 | - | 0 | 1 | A | Unknown |
| Trient Asset Management as CRD: 165347 | - | 0 | 0 | A | Unknown |
| Trier Management, Inc. CRD: 326729 | - | 0 | 1 | A | Unknown |
| Triforce Financial CRD: 287506 | - | 0 | 0 | A | Unknown |
| Trigem Amerstock Corporation CRD: 10915 | - | 0 | 0 | A | INACTIVE |
| Trigofi CRD: 315922 | - | 0 | 2 | A | Unknown |
| Trigran Investments, Inc. CRD: 155200 | - | 0 | 1 | A | Unknown |
| Trijordy Partners CRD: 31936 | - | 1 | 0 | B | INACTIVE |
| Trill Impact Advisory AB CRD: 313309 | - | 0 | 0 | A | Unknown |
| Trill Impact Advisory APS CRD: 323921 | - | 0 | 0 | A | Unknown |
| Trill Impact Advisory as CRD: 336520 | - | 0 | 0 | A | Unknown |
| Trill Impact Advisory GMBH CRD: 313308 | - | 0 | 0 | A | Unknown |
| Trill Impact Advisory Inc. CRD: 328179 | - | 0 | 1 | A | Unknown |
| Trillium CRD: 172647 | - | 0 | 0 | A | Unknown |
| Trillium Group, LLC CRD: 169046 | - | 0 | 0 | A | Unknown |
| Trillium Investments CRD: 300353 | - | 0 | 1 | A | Unknown |
| Trimat Management Corp CRD: 11364 | - | 0 | 0 | A | INACTIVE |
| Trimon Capital CRD: 323318 | - | 0 | 1 | A | Unknown |
| Tringle JR., John R. CRD: 171382 | - | 0 | 2 | A | Unknown |
| Trinitas Securities Corp. CRD: 23162 | - | 0 | 0 | A | INACTIVE |
| Trinity Capital CRD: 30771 | - | 0 | 0 | A | INACTIVE |
| Trinity Equity Trading, Inc. CRD: 28434 | - | 0 | 0 | A | INACTIVE |
| Trinity Neches CRD: 282631 | - | 0 | 2 | A | Unknown |
| Trinity Trading Company, Ltd. CRD: 18183 | - | 0 | 0 | A | INACTIVE |