Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trinity Trading Corp. CRD: 122553 | - | 0 | 0 | A | INACTIVE |
| Trinity Ventures CRD: 289800 | - | 0 | 0 | A | Unknown |
| Trinity Ventures CRD: 159537 | - | 0 | 1 | A | Unknown |
| Trinity Wealth CRD: 325294 | - | 0 | 1 | A | Unknown |
| Trio Securities, Inc. CRD: 19141 | - | 1 | 0 | B | INACTIVE |
| Trio Three Equity LLC CRD: 162982 | - | 0 | 0 | A | Unknown |
| Triobe Management, LLC CRD: 290613 | - | 0 | 0 | A | Unknown |
| Trion Associates, L.L.C. CRD: 102180 | - | 0 | 0 | A | INACTIVE |
| Triple J. Trading Co., L.L.C. CRD: 40777 | - | 1 | 0 | B | INACTIVE |
| Triple Jump B.V. CRD: 264792 | - | 0 | 0 | A | Unknown |
| Triple Play Planning, LLC CRD: 329117 | - | 0 | 1 | A | Unknown |
| Tripletree, LLC CRD: 42820 | MN | 0 | 4 | A | Active |
| Tripp & Co., Inc. CRD: 6967 | - | 13 | 0 | D | INACTIVE |
| Trispan (USA) LLC CRD: 305501 | - | 0 | 1 | A | Unknown |
| Tristone Capital (U.S.A.) Inc. CRD: 119223 | - | 1 | 0 | B | INACTIVE |
| Tristone Capital Co. CRD: 145124 | - | 0 | 0 | A | INACTIVE |
| Tritium Partners CRD: 173132 | - | 0 | 1 | A | Unknown |
| Triton Investments, LLC CRD: 297585 | - | 0 | 2 | A | Unknown |
| Triton Securities CRD: 13690 | - | 0 | 0 | A | INACTIVE |
| Triton Wealth CRD: 323255 | - | 0 | 0 | A | Unknown |
| Triumph Investments CRD: 161216 | - | 0 | 0 | A | Unknown |
| Triune Partners CRD: 322835 | - | 0 | 0 | A | Unknown |
| Trive NEW York LLC CRD: 21946 | NY | 1 | 2 | B | Active |
| Trivest Capital CRD: 287692 | - | 0 | 0 | A | Unknown |
| Trivium Point Advisory, LLC CRD: 292182 | - | 0 | 9 | A | Unknown |
| TRM Advisors LP CRD: 321278 | - | 0 | 1 | A | Unknown |
| Troutwood, LLC CRD: 305895 | - | 0 | 0 | A | Unknown |
| Trove Management, LLC CRD: 307826 | - | 0 | 1 | A | Unknown |
| Trove, LLC CRD: 329819 | - | 0 | 1 | A | Unknown |
| Troy Capital Partners CRD: 307763 | - | 0 | 0 | A | Unknown |
| Troy Securities, Inc. CRD: 122241 | - | 0 | 0 | A | INACTIVE |
| TRR LLC CRD: 104127 | - | 0 | 0 | A | INACTIVE |
| Trsi, Inc. CRD: 20149 | - | 0 | 0 | A | INACTIVE |
| TRU Family Office, LLC CRD: 322301 | - | 0 | 0 | A | Unknown |
| TRU Independence Asset Management, LLC CRD: 168256 | - | 0 | 8 | A | Unknown |
| Truadvice LLC CRD: 292482 | - | 0 | 0 | A | Unknown |
| Truadvisors CRD: 170564 | - | 0 | 2 | A | Unknown |
| Truarc Partners, LP CRD: 312288 | - | 0 | 1 | A | Unknown |
| Trubuzz Inc. CRD: 282693 | - | 0 | 0 | A | Unknown |
| Truck Capital CRD: 164329 | - | 0 | 1 | A | Unknown |
| True CRD: 313542 | - | 0 | 0 | A | Unknown |
| True Abundance Advisors CRD: 283860 | - | 0 | 1 | A | Unknown |
| True Blue Wealth, LLC CRD: 172887 | - | 0 | 0 | A | Unknown |
| True Financial Group CRD: 285850 | - | 0 | 1 | A | Unknown |
| True Financial, LLC CRD: 333363 | - | 0 | 3 | A | Unknown |
| True Hedge LLC CRD: 168019 | - | 0 | 0 | A | Unknown |
| True North Advisory, LLC CRD: 287639 | - | 0 | 1 | A | Unknown |
| True North Financial CRD: 309126 | - | 0 | 0 | A | Unknown |
| True North Wealth CRD: 333452 | - | 0 | 1 | A | Unknown |
| True Partner Capital USA CRD: 283176 | - | 0 | 1 | A | Unknown |